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3203718 pc Jun 02, 2026 kgurnani New Zealand Financial Markets Authority financial services
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New Zealand Financial Markets Authority Assumes Regulatory Responsibility for Consumer Credit

On June 2, 2026, the Financial Markets Authority (FMA) welcomed the third reading of the Credit Contracts and Consumer Finance Amendment Bill, which confirms July 1, 2026, as the effective date for transferring regulatory responsibility for the Credit Contracts and Consumer Finance Act 2003 (CCCFA) from the Commerce Commission to the FMA. The CCCFA is New Zealand legislation designed to protect consumers entering into consumer credit contracts. It sets out rules for lenders, requiring them to provide clear information and act responsibly, while giving consumers rights and protections. The transfer represents a significant regulatory restructuring, consolidating credit regulation with broader financial services oversight under the FMA. Clare Bolingford, FMA Executive Director of Licensing and Conduct Supervision, said the transfer creates "a more connected and coordinated approach to regulating financial market conduct" and offers "greater clarity and efficiency for both industry and consumers." The FMA will introduce a licensing regime for lenders, providing expanded monitoring and supervisory capabilities alongside a wider set of regulatory tools. Currently, under Part 5A of the CCCFA, lenders and mobile traders must be certified by the Commerce Commission, with directors and senior managers required to satisfy fit and proper person tests. From July 1, 2026, certified lenders and those exempt from certification will be deemed to hold an FMA licence for their consumer credit service. The FMA and Commerce Commission are coordinating a seamless transition, including transferring experienced credit staff from the Commerce Commission to the FMA. The organisations have implemented robust governance and security protocols to manage information transfer while protecting data integrity and privacy. Until July 1, 2026, lenders and consumers should continue engaging with the Commerce Commission on CCCFA matters. The Amendment Bill also makes additional changes to the CCCFA, available on the Ministry of Business, Innovation and Employment's website.

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New Zealand's Credit Contracts and Consumer Finance Amendment Bill Passed its Third Reading

On June 2, 2026, New Zealand's Financial Markets Authority (FMA) welcomed the third reading of the Credit Contracts and Consumer Finance Amendment Bill, which confirms July 1, 2026, as the effective date for transferring regulatory responsibility for the Credit Contracts and Consumer Finance Act 2003 (CCCFA) from the Commerce Commission to the FMA. The CCCFA is New Zealand legislation designed to protect consumers entering into consumer credit contracts. It sets out rules for lenders, requiring them to provide clear information and act responsibly, while giving consumers rights and protections. The transfer represents a significant regulatory restructuring, consolidating credit regulation with broader financial services oversight under the FMA. The transfer creates a more connected and coordinated approach to regulating financial market conduct" and offers "greater clarity and efficiency for both industry and consumers. The FMA will introduce a licensing regime for lenders, providing expanded monitoring and supervisory capabilities alongside a wider set of regulatory tools. Currently, under Part 5A of the CCCFA , lenders and mobile traders must be certified by the Commerce Commission, with directors and senior managers required to satisfy fit and proper person tests. From July 1, 2026, certified lenders and those exempt from certification will be deemed to hold an FMA licence for their consumer credit service. Until July 1, 2026, lenders and consumers should continue engaging with the Commerce Commission on CCCFA matters.
3202740 pc Jun 02, 2026 csoo United Kingdom Financial Conduct Authority horizon scanning
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United Kingdom Financial Conduct Authority Publishes Non-Legal Corrections and Clarifications to Handbook

On May 2026, the Financial Conduct Authority (FCA) published a document listing minor corrections and clarifications made to the FCA Handbook. The FCA said these changes have no legal effect and do not represent any change in policy. The document includes administrative amendments across multiple handbook chapters, with changes effective on specified dates throughout 2026. The corrections address technical and formatting issues across several regulatory areas. Changes to the Recognition Requirements Regulations (REC) effective January 19, 2026, clarify provisions relating to regulated markets and replicate UK law implementing EU directives on prospectuses and transparency requirements. Administrative changes to the Dispute Resolution (DISP) chapter effective March 26, 2026, update complaint compensation thresholds, increasing the threshold from £200,000 to £445,000 for complaints referred on or after April 1, 2026. The Consumer Redress (CONRED) chapter received substantial clarifications effective March 31, 2026, reformatting record-keeping and notification requirements for the motor finance consumer redress scheme covering both 2014-2024 and 2007-2014 scheme periods. These amendments detail documentation requirements, retention periods, and reporting obligations for lenders and credit brokers involved in the scheme. Additional corrections to the Senior Management Regime (SYSC) chapter effective May 1, 2026, and to the Conduct of Business (COBS) chapter effective May 29, 2026, address table formatting and typographical errors. The FCA invited feedback on the corrections list via handbook.feedback@fca.org.uk.

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United Kingdom Financial Conduct Authority Publishes Non-Legal Corrections and Clarifications to Handbook

On May 2026, the Financial Conduct Authority (FCA) published a document listing minor corrections and clarifications made to the FCA Handbook. The FCA said these changes have no legal effect and do not represent any change in policy. The document includes administrative amendments across multiple handbook chapters, with changes effective on specified dates throughout 2026. The corrections address technical and formatting issues across several regulatory areas. Changes to the Recognition Requirements Regulations (REC) effective January 19, 2026, clarify provisions relating to regulated markets and replicate UK law implementing EU directives on prospectuses and transparency requirements. Administrative changes to the Dispute Resolution (DISP) chapter effective March 26, 2026, update complaint compensation thresholds, increasing the threshold from £200,000 to £445,000 for complaints referred on or after April 1, 2026. The Consumer Redress (CONRED) chapter received substantial clarifications effective March 31, 2026, reformatting record-keeping and notification requirements for the motor finance consumer redress scheme covering both 2014-2024 and 2007-2014 scheme periods. These amendments detail documentation requirements, retention periods, and reporting obligations for lenders and credit brokers involved in the scheme. Additional corrections to the Senior Management Regime (SYSC) chapter effective May 1, 2026, and to the Conduct of Business (COBS) chapter effective May 29, 2026, address table formatting and typographical errors. The FCA invited feedback on the corrections list via handbook.feedback@fca.org.uk.
3202235 pc Jun 02, 2026 csoo United Kingdom The Joint Money Laundering Steering Group horizon scanning
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United Kingdom Joint Money Laundering Steering Group Publishes Proposed Amendments to Anti-Money Laundering Guidance

On November 17, 2025, the Joint Money Laundering Steering Group (JMLSG) published proposed amendments to Part I of its Guidance on anti-money laundering and counter-terrorism financing compliance. The amendments reflect changes introduced by The Money Laundering and Terrorist Financing (Amendment) Regulations 2026, which have been laid before parliament and are awaiting formal enactment. The JMLSG identified five key areas requiring revision. Paragraph 2.9 introduces clarification regarding the term "unusually" in the context of customer due diligence assessments. Paragraph 5.2.4A adds an exception relating to bank insolvencies, addressing how financial institutions should handle anti-money laundering obligations during insolvency proceedings. Paragraphs 5.3.142 and Annex 5-V contain updates concerning Professional Custodian Arrangements (PCAs), reflecting regulatory changes to how such arrangements are classified and managed. Paragraphs 5.3.94A and 5.3.99 amend provisions on Arrangement of Beneficial Ownership (AoBo), clarifying obligations for financial institutions arranging transactions involving beneficial ownership structures. These amendments are significant for financial institutions, money service businesses, and other regulated entities subject to anti-money laundering requirements under UK law. The revisions ensure compliance frameworks align with forthcoming legislative changes and provide clarity on complex compliance obligations. The consultation period closes on June 29, 2026. Stakeholders should submit comments to Carol Smit at caroljsmit@jmlsg.org.uk. The JMLSG will review responses before finalising the amended guidance, which will take effect following ministerial approval and the formal enactment of the 2026 amendment regulations.

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UK's Joint Money Laundering Steering Group Consults on Proposed Amendments to Its Anti-Money Laundering Guidance

On June 1, 2026, the Joint Money Laundering Steering Group (JMLSG) published proposed amendments to Part I of its Guidance on anti-money laundering and counter-terrorism financing compliance. The amendments reflect changes introduced by the Money Laundering and Terrorist Financing (Amendment) Regulations 2026 , which have been laid before Parliament and is awaiting final approval. The JMLSG identified key areas requiring revision, which include the following: Paragraph 2.9 (Clarification of ‘unusually’). Paragraph 5.2.4A (Bank insolvencies exception). Paragraph 5.3.142 and Annex 5-V (Pooled Client Accounta). Paragraphs 5.3.94A and 5.3.99 (Admin on behalf of). The deadline for comments on the proposed revisions is June 29, 2026, responses should be sent via email to Carol Smit at caroljsmit@jmlsg.org.uk .
3202419 pc Jun 02, 2026 arahman Sweden Finansinspektionen horizon scanning
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Sweden's Financial Supervisory Authority Updates Rules for Disclosure of Insider Information

On June 5, 2026, Finansinspektionen (FI), Sweden's financial supervisory authority, implemented the final amendments to the Securities Act, which modified rules in the market abuse regulation and the Act (2016:1306) on supplementary provisions to the European Union's market abuse regulation. The key change introduces new requirements for when insider information constituting an intermediate step in an ongoing process must be disclosed. Previously, the main rule required all insider information to be disclosed as soon as possible. Under the revised rules, insider information that represents an intermediate step in an ongoing process no longer requires disclosure until the final circumstance or event has occurred. Consequently, issuers no longer need to delay disclosure of such intermediate-step information. However, the requirement to maintain insider lists remains unchanged. Additionally, issuers must still disclose insider information constituting an intermediate step if there is suspicion of information leakage. To support implementation, the European Securities and Markets Authority (ESMA) published a final report on the delegated act, which contains a non-exhaustive list of examples of intermediate steps. This list assists issuers in determining when they must disclose insider information. The European Commission's delegated regulation providing these examples has not yet entered into force. FI has updated relevant sections of its website and published updated frequently asked questions to guide market participants through these changes. The amendments apply to all issuers of financial instruments listed on regulated markets in Sweden. **References:** Finansinspektionen: https://www.fi.se/en/published/news/2026/now-the-rules-for-disclosure-of-insider-information-are-changing/ Consolidated version of the Market Abuse Regulation (EUR-Lex) European Securities and Markets Authority Final Report on the Delegated Act

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Sweden's Financial Supervisory Authority Updates Rules for Disclosure of Insider Information

On June 2, 2026, the Financial Supervisory Authority (FSA) implemented the final amendments to the listing act, which modify rules in the market abuse regulation and the Act (2016:1306) on supplementary provisions to the European Union's market abuse regulation. The key change introduces new requirements for when insider information constituting an intermediate step in an ongoing process must be disclosed. Previously, the main rule required all insider information to be disclosed as soon as possible. Under the revised rules, insider information that represents an intermediate step in an ongoing process no longer requires disclosure until the final circumstance or event has occurred. Consequently, issuers no longer need to delay disclosure of such intermediate-step information. However, the requirement to maintain insider lists remains unchanged. Additionally, issuers must still disclose insider information constituting an intermediate step if there is suspicion of information leakage. The FI has updated relevant sections of its website and published updated frequently asked questions to guide market participants through these changes and can be found here . The final amendments will enter into force on June 5, 2026.
3205793 pc Jun 02, 2026 arahman Russia The central Bank of Russian Federation horizon scanning
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Russia's Central Bank of Russian Federation Opens Public Consultation on Multiple Regulatory Proposals

The Central Bank of Russian Federation (CBR) opened public consultations on multiple regulatory proposals across banking, payments, and financial market operations. The CBR published draft directives and instructions addressing microfinance reserve requirements, capital adequacy standards, risk management systems, payment infrastructure, and trading organisation requirements. Key proposals under consultation include: a directive on microfinance organisation loan loss reserve formation procedures; amendments to capital adequacy and mandatory reserve requirements for universally licensed banks; requirements for risk management and capital systems in credit organisations and banking groups; amendments to payment system regulations; modifications to banking order procedures; requirements for trading organisation capital composition and calculation timelines; and provisions recognising certain CBR normative acts as void and rendering specific Financial Services Authority regulations inapplicable. The CBR established staggered comment deadlines throughout June 2026, with responses due between June 4 and June 15, 2026. Stakeholders must submit comments to designated email addresses corresponding to each proposal. The CBR also published explanatory memoranda and summary tables of previously received comments for certain proposals, enabling transparency in the consultation process. The regulatory impact assessment framework includes corruption risk evaluation for all proposals. All draft normative acts are available on the CBR website, with additional materials accessible through the Federal Portal of Normative Legal Acts (regulation.gov.ru). The CBR's 2026 normative act preparation plan outlines the timeline for regulatory development across the financial sector.

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Central Bank of Russia Consults on Procedure to Form Provisions for Possible Loan Losses

On June 2, 2026, the Central Bank of Russia launched a consultation on the Draft Bank of Russia Directive "On the Procedure for the Formation of Reserves for Possible Loan Losses by Microfinance Organisations". Provisions for potential loan losses must be established by the lending provider where there is a risk of the provider incurring losses due to the existence of one or more of the following circumstances: The existence of overdue debt in respect of claims under a concluded loan agreement and/or claims under a purchased loan agreement. The borrower's use of the loan for purposes other than those specified in the loan agreement. The lending provider's lack of documents confirming the transaction with the borrower, including a copy of the loan agreement or a loan agreement concluded by a third party and acquired by the lending provider. The borrower being declared insolvent or the initiation of bankruptcy proceedings. Comments and feedback are welcome up until June 15, 2026 and can be sent via email to gabbasovarf@cbr.ru .
3203846 gc Jun 02, 2026 gkaliraman Australia Victorian Gambling and Casino Control Commission - press gamblingcompliance
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Victoria's Gambling and Casino Control Commission Launches Campaign Against Influencer Gambling Promotion

On June 2, 2026, the Victorian Gambling and Casino Control Commission (VGCCC) announced a targeted social media campaign to address influencers promoting gambling content in Victoria. VGCCC chief executive Suzy Neilan said that social media influencers who promote gambling are exposing Victorians to harm and potentially breaking the law. The campaign responds to influencers posting content depicting poker machines and celebrating gambling wins, which the VGCCC considers illegal gambling advertising under the Gambling Regulation Act 2003. Under this legislation, the promotion and advertising of poker machines is prohibited. Posting venue visits, gameplay, or 'wins' content constitutes illegal gambling advertising in Victoria. The VGCCC is monitoring social media content and considering regulatory and legal action to cease activity breaching Victoria's gambling laws. Individuals found to have committed a criminal offence could face fines up to AUD 24,421. The campaign targets influencers with significant followings among young adults aged 18 to 24, who often portray gambling as harmless entertainment or a source of easy money. Research indicates that gambling content on social media normalises gambling among young people and is linked to riskier gambling practices. In the previous financial year, player loss in Victoria totalled AUD 3.14 billion. The VGCCC noted that licensed gambling venues are encouraged to prohibit filming in gaming areas and to set clear conditions of entry. Venues should not advertise or promote gaming machines. The VGCCC encourages people with concerns about a gambling provider's behaviour to lodge complaints via its website or call 1300 599 759. Those negatively affected by gambling can contact the 24/7 Gambler's Helpline on 1800 858 858.

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Victoria's gambling regulator publishes notice addressing influencer gambling promotion

On June 2, 2026, the Victorian Gambling and Casino Control Commission (VGCCC) published a notice to address influencers promoting gambling content in Victoria. VGCCC chief executive Suzy Neilan said that social media influencers who promote gambling are exposing Victorians to harm and potentially breaking the law. The announcement responds to influencers posting content depicting poker machines and celebrating gambling wins, which the VGCCC considers illegal gambling advertising under the Gambling Regulation Act 2003 . Under this legislation, the promotion and advertising of poker machines is prohibited. Posting venue visits, gameplay, or 'wins' content constitutes illegal gambling advertising in Victoria. The VGCCC is monitoring social media content and considering regulatory and legal action to cease activity breaching Victoria's gambling laws. Individuals found to have committed a criminal offence could face fines up to AUD 24,421. The notice targets influencers with significant followings among young adults aged 18 to 24, who often portray gambling as harmless entertainment or a source of easy money. The VGCCC noted that licensed gambling venues are encouraged to prohibit filming in gaming areas and to set clear conditions of entry. Venues should not advertise or promote gaming machines.
3211065 pc Jun 02, 2026 rghosh Azerbaijan Ministry of Digital Development and Transport (formerly MTCHT) horizon scanning
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Azerbaijan Creates National Cybersecurity Agency Under Ministry of Digital Development and Transport

On June 2, 2026, President Ilham Aliyev signed a decree establishing the National Cybersecurity Agency (Milli Kibertəhlükəsizlik Agentliyi) as a public legal entity under the Ministry of Digital Development and Transport (MDDT). The agency was created on the basis of the Electronic Security Service, which it succeeds as the legal heir, inheriting all rights, obligations, and assets of the predecessor organisation. The National Cybersecurity Agency will assume regulatory and supervisory functions in Azerbaijan's cybersecurity sector. Its responsibilities include enhancing the resilience of information infrastructure, detecting and preventing cyber threats, preventing the dissemination of prohibited information on internet resources, protecting personal data, and conducting public awareness campaigns for citizens and organisations. The agency will operate under the governance and oversight of a Management Board comprising a chair and three deputy chairs. The decree also modified related normative legal acts to align provisions concerning the Electronic Security Service with the newly established agency. The Presidential Decree approved the Charter of the National Cybersecurity Agency, which sets out its operational framework and governance structure. This institutional restructuring aims to strengthen cybersecurity management and coordination within Azerbaijan's digital infrastructure.

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Azerbaijan Creates National Cybersecurity Agency

On June 2, 2026, President Ilham Aliyev signed a decree establishing the National Cybersecurity Agency as a public legal entity under the Ministry of Digital Development and Transport (MDDT). The agency was created on the basis of the Electronic Security Service, which it succeeds as the legal heir, inheriting all rights, obligations, and assets of the predecessor organisation. The National Cybersecurity Agency will assume regulatory and supervisory functions in Azerbaijan's cybersecurity sector. The agency's responsibilities include enhancing the resilience of information infrastructure, detecting and preventing cyber threats, preventing the dissemination of prohibited information on internet resources, protecting personal data, and conducting public awareness campaigns for citizens and organisations. It will operate under the governance and oversight of a Management Board comprising a chair and three deputy chairs. The decree also modified related normative legal acts to align provisions concerning the Electronic Security Service with the newly established agency. The Presidential Decree approved the Charter of the National Cybersecurity Agency , which sets out its operational framework and governance structure. This institutional restructuring aims to strengthen cybersecurity management and coordination within Azerbaijan's digital infrastructure.
3205909 pc Jun 02, 2026 arahman Sweden Finansinspektionen horizon scanning
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Sweden's Financial Supervisory Authority Launches Reporting System for Non-Performing Credit Agreements

On June 2, 2026, Finansinspektionen (FI), Sweden's financial supervisory authority, announced the launch of a reporting system for non-performing credit agreements. Affected companies can now conduct test reporting through the Fidac reporting system, with live reporting becoming available from July 1, 2026. Non-performing credit agreement reporting is mandatory and must be submitted on a semi-annual basis. FI has established the following key reporting dates: the first reporting period covering the six months ending June 30, 2026, must be submitted by August 10, 2026, either via Fidac or in Excel format; the second reporting period covering the six months ending December 31, 2026, must be submitted by January 31, 2027, exclusively through Fidac. Test reporting generates notification emails containing the same details as standard reporting submissions. However, test reports are not forwarded to FI, meaning companies must submit a separate valid report through Fidac to complete their submission obligation. Reports are submitted by uploading a JSON file in Fidac, which must conform to the JSON schema specified under "Scheman och tekniska beskrivningar" on the Fidac webpage. To access the reporting functionality, companies must have periodic reporting permissions in the Reporting Portal. Companies should ensure they have the necessary technical access and comply with the specified file formats and deadlines to meet their regulatory obligations.

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1218 chars · nid 92903

Sweden's Financial Supervisory Authority Launches Reporting System for Non-Performing Credit Agreements

On June 2, 2026, the Financial Supervisory Authority (FI) announced the launch of a reporting system for non-performing credit agreements. Lending providers can now conduct test reporting through the Fidac reporting system, with live reporting becoming available from July 1, 2026. Non-performing credit agreement reporting is mandatory and must be submitted on a semi-annual basis. The FI has established the following key reporting dates: the first reporting period covering the six months ending June 30, 2026 must be submitted by August 10, 2026, either via Fidac or in Excel format; the second reporting period covering the six months ending December 31, 2026 must be submitted by January 31, 2027, exclusively through Fidac. Test reporting generates notification emails containing the same details as standard reporting submissions. However, test reports are not forwarded to the FI, meaning companies must submit a separate valid report through Fidac to complete their submission obligation. Reports shall be submitted by uploading a JSON file in Fidac, which must conform to the JSON schema specified under "Scheme and technical descriptions" on the Fidac webpage. Access to the portal is available here .
3203601 pc Jun 02, 2026 adavies European Union Official Gazette horizon scanning
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European Union Amends Delegated Directive on Third-Party Execution and Research Services for Investment Firms

On February 20, 2026, the European Commission adopted Commission Delegated Directive (EU) 2026/374, amending Delegated Directive (EU) 2017/593 regarding conditions for providing third-party execution and research services to investment firms offering portfolio management and other investment or ancillary services. The amendment reflects changes introduced by Directive (EU) 2024/2811, which amended Directive 2014/65/EU (Markets in Financial Instruments Directive) to enhance the attractiveness of public capital markets in the European Union and facilitate access to capital for small and medium-sized enterprises. The directive now permits investment firms to choose between paying separately or jointly for execution and research services, reducing administrative burden for firms that previously discontinued research services due to payment complexity. The amendment introduces robust quality assessment requirements applicable regardless of payment method. Investment firms must conduct annual assessments of research they consume or provide, based on quality criteria enabling objective evaluation of research quality, usability, value, and contribution to better investment decisions. Where assessments reveal insufficient quality or usability, firms must implement remedial actions, including requesting providers enhance quality, discontinuing use of inadequate research, or selecting alternative providers. The directive establishes requirements for firms operating separate research payment accounts, including funding through specific research charges, regular budget assessment, client information disclosure, and management controls with senior oversight. Research budgets must be based on reasonable assessment of third-party research needs and cannot fund internal research. Firms may delegate research account administration to third parties while remaining solely responsible for budget management. Member States must adopt and publish implementing laws, regulations, and administrative provisions by June 5, 2026, applying them from June 6, 2026. The European Securities and Markets Authority (ESMA) provided technical advice on the directive's provisions. The directive entered into force on the twentieth day following publication in the Official Journal of the European Union.

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1554 chars · nid 92877

European Commission Amends Delegated Directive on Third-Party Execution and Research Services for Investment Firms

On June 2, 2026, the European Commission published Delegated Directive (EU) 2026/374, amending Delegated Directive (EU) 2017/593 regarding conditions for providing third-party execution and research services to investment firms offering portfolio management and other investment or ancillary services. The amendment reflects changes introduced by Directive (EU) 2024/2811, which amended Directive 2014/65/EU (Markets in Financial Instruments Directive – MiFIR) to enhance the attractiveness of public capital markets in the European Union and facilitate access to capital for small and medium-sized enterprises. The directive now permits investment firms to choose between paying separately or jointly for execution and research services, reducing administrative burden for firms that previously discontinued research services due to payment complexity. The amendment introduces robust quality assessment requirements applicable regardless of payment method. Investment firms must conduct annual assessments of research they consume or provide, based on quality criteria enabling objective evaluation of research quality, usability, value and contribution to better investment decisions. Where assessments reveal insufficient quality or usability, firms must implement remedial actions, including requesting providers to enhance quality, discontinuing use of inadequate research or selecting alternative providers. The delegated directive enters into force on June 22, 2026, 20 days after its publication in the Official Journal of the European Union.
3203598 pc Jun 02, 2026 adavies European Union Official Gazette horizon scanning
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European Union Commission Amends Prospectus Regulation Technical Standards for New Issuance Types and Green Bonds

On February 23, 2026, the European Commission adopted Commission Delegated Regulation (EU) 2026/395, amending the regulatory technical standards in Commission Delegated Regulation (EU) 2019/979. The amendment updates machine-readable data requirements and expands the list of documents that may be incorporated by reference into prospectuses under Regulation (EU) 2017/1129. The regulation responds to the Listing Act initiative, which aims to make European public capital markets more attractive and facilitate access to capital for small and medium-sized enterprises (SMEs). Regulation (EU) 2024/2809 introduced two new short-form prospectus types: the EU Growth issuance prospectus, designed primarily for SMEs and companies listed on SME growth markets, and the EU Follow-on prospectus for secondary issuances by already-listed companies. The amendment updates Annex VII to include machine-readable data fields for these new prospectus types and for securities qualifying as European Green Bonds (EuGBs) under Regulation (EU) 2023/2631, as well as bonds marketed as environmentally sustainable or sustainability-linked bonds. The regulation permits competent authorities to submit exemption documents and information required under Article 21a of Regulation (EU) 2017/1129 to the European Securities and Markets Authority (ESMA) via the notification portal, reducing compliance burdens. Additionally, it permits incorporation by reference of documents previously approved under Directive 2003/71/EC and optional pre-issuance disclosure templates for sustainable bonds, minimising administrative costs for issuers, particularly SMEs. The regulation enters into force on the twentieth day following publication in the Official Journal of the European Union. However, most substantive provisions apply from July 10, 2026, aligning with the application date of Article 21a requirements to enable coordinated use of the notification portal and European Single Access Point. REFERENCES: Commission Delegated Regulation (EU) 2026/395 of 23 February 2026: http://data.europa.eu/eli/reg_del/2026/395/oj

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European Commission Amends Prospectus Regulation Technical Standards for New Issuance Types and Green Bonds

On June 2, 2026, the European Commission published Delegated Regulation (EU) 2026/395, amending the regulatory technical standards in Delegated Regulation (EU) 2019/979 in the Official Journal of the European Union. The amendment updates machine-readable data requirements and expands the list of documents that may be incorporated by reference into prospectuses under Regulation (EU) 2017/1129 (Prospectus Regulation – PR). The amendment updates Annex VII to include machine-readable data fields for new prospectus types and for securities qualifying as European Green Bonds (EuGBs), as well as bonds marketed as environmentally sustainable or sustainability-linked bonds. The delegated regulation enters into force on June 22, 2026, 20 days after its publication in the Official Journal of the European Union.
3202160 pc Jun 02, 2026 adavies European Union European Payments Council horizon scanning
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European Payments Council Publishes SEPA Request-to-Pay Rulebook Clarification Paper

On June 26, 2024, the European Payments Council (EPC) published a clarification paper for the SEPA Request-to-Pay (SRTP) Rulebook version 4.0 to provide guidance on implementing the scheme. The clarification paper addresses gaps and ambiguities in the current rulebook to ensure consistent implementation across the SRTP scheme. The clarification paper primarily focuses on registration requirements within the EPC Directory Service (EDS), which is mandatory for all SRTP scheme participants. It outlines the updated adherence process and details the procedures for using the EDS. By providing these additional clarifications, the EPC aims to prevent fragmented approaches to SRTP scheme implementation across participating institutions and payment service providers. The paper serves as supplementary guidance to the existing rulebook, helping stakeholders understand their obligations and the technical requirements for participation in the SRTP scheme. The SRTP scheme enables payers to authorise payments through a request-to-pay mechanism, streamlining the payment initiation process across the Single Euro Payments Area (SEPA). The clarification paper is available for download on the EPC website and applies to all entities seeking to participate in or currently participating in the SRTP scheme. This guidance supports the broader standardisation of European payment processes and ensures that payment service providers implement the scheme consistently across member states. REFERENCES: European Payments Council. (June 26, 2024). EPC publishes SRTP Rulebook v4.0 clarification paper to guide SEPA Request-to-Pay implementation. Retrieved from https://www.europeanpaymentscouncil.eu/

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European Payments Council Publishes SEPA Request-to-Pay Rulebook Clarification Paper

On June 1, 2026, the European Payments Council (EPC) published a clarification paper for the SEPA Request-to-Pay (SRTP) Rulebook version 4.0 to provide guidance on implementing the scheme. The clarification paper addresses gaps and ambiguities in the current rulebook to ensure consistent implementation across the SRTP scheme. The clarification paper primarily focuses on registration requirements within the EPC Directory Service (EDS), which is mandatory for all SRTP scheme participants. It outlines the updated adherence process and details the procedures for using the EDS. By providing these additional clarifications, the EPC aims to prevent fragmented approaches to SRTP scheme implementation across participating institutions and payment service providers.
3205749 pc Jun 02, 2026 rghosh Dubai News And Announcements - Virtual Assets Regulatory Authority horizon scanning
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United Arab Emirates Executive Office for Control and Non-Proliferation Publishes Proliferation Financing National Risk Assessment

On 2026, the Executive Office for Control and Non-Proliferation (EOCN) released the Proliferation Financing National Risk Assessment (PF NRA), a comprehensive evaluation of the United Arab Emirates' exposure to proliferation financing risks and vulnerabilities. The assessment responds to Financial Action Task Force (FATF) Recommendation 1, which requires countries to identify, assess, understand, and mitigate risks related to proliferation financing and targeted financial sanctions (TFS) evasion under United Nations Security Council Resolutions (UNSCRs) 1718 (Democratic People's Republic of Korea) and 1737/2231 (Iran). The PF NRA identifies significant threats from state-backed procurement networks operating on behalf of the DPRK and Iran that exploit the UAE's financial system. DPRK threat actors employ cybercrime, cryptocurrency transfers, and cross-border smuggling of cash and high-value goods to support weapons of mass destruction (WMD) programs. Iranian networks utilise trade finance products, fraudulent documentation, and front companies in the oil and petrochemical sectors to procure proliferation-sensitive goods and dual-use goods (DUGs). The assessment rates the UAE's overall proliferation financing risk as Medium-High, with elevated vulnerability to TFS evasion. Key vulnerabilities include the UAE's proximity to Iran, status as a global financial and trade hub, complex ownership structures within Commercial Free Zones (CFZs), and emerging risks within the virtual assets sector. The Virtual Asset Service Providers (VASPs) sector presents the highest risk exposure, rated as High on mainland due to transaction anonymity and exposure to state-sponsored hacking operations. Banks offering trade finance products face Medium-High risk, while Designated Non-Financial Businesses and Professions present medium-level vulnerabilities. The UAE's Anti-Money Laundering Law (Federal Law No. 10 of 2025) recently criminalised proliferation financing and requires reporting entities to conduct institutional risk assessments and submit suspicious transaction reports related to proliferation financing to the Financial Intelligence Unit. The EOCN encourages both public and private sectors to utilise the PF NRA findings to develop and refine strategies, policies, and internal procedures to prioritise risks and allocate resources effectively. The assessment reflects the UAE's commitment to implementing a robust legal and operational framework aligned with international standards for combating proliferation financing.

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UAE Publishes Proliferation Financing National Risk Assessment 2026

On June 2, 2026 the UAE's Executive Office for Control and Non-Proliferation and the National Anti Money Laundering and Combatting Financing of Terrorism and Financing of Illegal Organizations Committee (NAMLCFTC) published the UAE's Proliferation Financing National Risk Assessment (PF NRA). The assessment was conducted in response to the Financial Action Task Force ( FATF's) revised Recommendation 1 and focuses on potential breaches, non-implementation or evasion of targeted financial sanctions (TFS) obligations under  United Nations Security Council Resolution ( UNSCRs) 1718  against Democratic People's Republic of Korea (DPRK) and  the UNSCR 1737/2231 against Iran. The overall PF risk at the country level was rated as Medium-High, driven primarily by an elevated risk of  Targeted Financial Sanctions (TFS) evasion. In particular, the report identifies two principal threat actors  to the UAE as being state-backed procurement networks operating on behalf of the DPRK and Iran. DPRK threats centre on state-sponsored cybercrime targeting virtual assets, cross-border smuggling of cash and high-value goods, and use of cryptocurrencies to bypass the formal financial system. Iranian threats are primarily trade-finance based, involving falsified shipping documentation, front companies in the oil and petrochemical sector, and shell corporations used to facilitate shipments of dual-use goods. Key vulnerabilities include the UAE's proximity to Iran, its role as a global trade and transshipment hub, the rapid growth of the VASP sector, the large number of Commercial Free Zones and complex corporate ownership structures that facilitate front company misuse, and limited private sector awareness of virtual asset misuse for PF evasion. The legal framework for financial institutions and VASPs is assessed as robust following the enactment of Federal Law No. 10 of 2025 , though DNFBPs face a somewhat higher vulnerability due to weaker detection and reporting culture.
3202606 gc Jun 01, 2026 mschanke Ontario Ontario Lottery and Gaming Corporation gamblingcompliance
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Ontario Lottery and Gaming Corporation Introduces Deposit Limits for Online Players Under Age 25

On June 1, 2026, the Ontario Lottery and Gaming Corporation (OLG) introduced a mandatory deposit limit measure for online players under the age of 25. The measure requires players in this age group to set a cap on how much money they can add to their account on a daily, weekly, or monthly basis as their level of engagement increases. OLG designed the measure to provide early guardrails for safer play, targeting a player demographic that research identifies as potentially more vulnerable to gambling-related harm than other age groups. Duncan Hannay, OLG's President and Chief Executive, said the deposit limit requirement strengthens player choice by helping players pause and consider their spending comfort levels. The measure reflects OLG's commitment to using research and best practices to respond to emerging trends and protect vulnerable populations. The deposit limit tool operates as a pre-commitment mechanism, supporting safer play by enabling players to define and maintain spending boundaries. OLG noted that this initiative builds on its existing PlaySmart program, which offers all players a range of safer gambling tools including deposit limits, spending reminders, and time-outs. Stan Cho, Ontario's Minister of Tourism, Culture and Gaming, said the initiative reflects collaboration between government, agencies, and industry partners to strengthen player protections and ensure Ontario's gaming market remains safe, responsible, and trusted. The measure applies specifically to OLG's online gaming offerings and represents an ongoing commitment to enabling informed player decisions and connecting players with appropriate tools and supports at critical engagement points.

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Government-owned Ontario lottery introduces deposit limits for online players under age 25

On June 1, 2026, the Ontario Lottery and Gaming Corporation (OLG) introduced a mandatory deposit limit measure for online players under the age of 25. The measure requires players in this age group to set a cap on how much money they can add to their account on a daily, weekly, or monthly basis as their level of engagement increases. OLG designed the measure to provide early guardrails for safer play, targeting a player demographic that research identifies as potentially more vulnerable to gambling-related harm than other age groups. OLG noted that this initiative builds on its existing PlaySmart program, which offers all players a range of safer gambling tools including deposit limits, spending reminders, and time-outs. The measure applies specifically to OLG's online gaming offerings.
3202125 pc Jun 01, 2026 kgurnani Australia Australian Securities and Investments Comission horizon scanning
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Australian Securities and Investments Commission Proposes Consolidating Financial Reporting and Auditing Relief Instruments

On June 2026, the Australian Securities and Investments Commission (ASIC) announced a proposal to streamline 17 financial reporting and auditing relief instruments into two consolidated instruments as part of its ongoing regulatory simplification initiative. The two draft instruments are the ASIC Corporations (Annual and Half-year Reporting) Instrument 2026/XXX (the draft Financial Reporting Instrument) and the ASIC Corporations (Auditing) Instrument 2026/XXX (the draft Auditing Instrument). The consolidation aims to simplify the regulatory landscape by reducing complexity and making relief provisions easier for users to understand and navigate. The proposal responds to stakeholder feedback received during a consolidation pilot, as outlined in ASIC's Report 813 Regulatory Simplification and Report 830 Regulatory Simplification Progress Report. The draft Financial Reporting Instrument consolidates 14 existing instruments covering areas including reporting by stapled entities, parent entity financial statements, natural person licensees, foreign-controlled company reports, directors' report relief, electronic lodgement of financial and sustainability reports, and non-reporting entities. The draft Auditing Instrument consolidates three existing instruments, including the ASIC Corporations (Audit Relief) Instrument 2016/784, ASIC Corporations (CCIV Auditors) Instrument 2024/668, and ASIC Corporations (Auditor Independence) Instrument 2021/75, while removing certain requirements from the 2016/784 instrument. ASIC is seeking stakeholder feedback on the draft instruments to refine the proposals before finalisation. Submissions should be sent to rri.consultation@asic.gov.au by 5pm Australian Eastern Standard Time on July 10, 2026. The draft instruments are available at ASIC's Consultation Statement 54 Proposed Consolidation of Financial Reporting and Auditing Instruments.

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Australian Securities and Investments Commission Proposes Consolidating Financial Reporting and Auditing Relief Instruments

On June 1, 2026, the Australian Securities and Investments Commission (ASIC) announced a proposal to streamline 17 financial reporting and auditing relief instruments into two consolidated instruments as part of its ongoing regulatory simplification initiative. The two draft instruments are the ASIC Corporations (Annual and Half-year Reporting) Instrument 2026/XXX (the draft Financial Reporting Instrument) and the ASIC Corporations (Auditing) Instrument 2026/XXX (the draft Auditing Instrument). The consolidation aims to simplify the regulatory landscape by reducing complexity and making relief provisions easier for users to understand and navigate. These changes respond to stakeholder feedback received about the consolidation pilot in Report 813 Regulatory simplification ( REP 813 ) and that is outlined in Report 830 Regulatory simplification progress report ( REP 830 ). Some changes include: Relief under the ASIC Corporations (Wholly-owned Companies) Instrument 2016/785 has been omitted because it requires further review, though it may be integrated later when remade after its sunsetting period. As some existing instruments proposed for consolidation are scheduled to sunset in 2026 under Legislation Act 2003 , ASIC is continuing its normal review and remaking of these instruments while this consultation is underway. Submissions should be sent to rri.consultation@asic.gov.au by 5pm Australian Eastern Standard Time on July 10, 2026. The draft instruments are available at ASIC's Consultation Statement 54 Proposed Consolidation of Financial Reporting and Auditing Instruments.
3205544 pc Jun 01, 2026 alapetina Georgia (US) Georgia Department of Banking and Finance financial services
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Georgia Department of Banking and Finance Issues Pre-Opening Examination Procedures and Checklist for State-Chartered Financial Institutions

On June 1, 2026, the Georgia Department of Banking and Finance (DBF) issued guidance establishing pre-opening examination procedures and a comprehensive checklist for state-chartered banks, bank holding companies, credit unions, and trust companies. The guidance, designated DBF SUP 26-004, outlines the final major step of the chartering process and sets requirements that organizers must meet before commencing operations. The pre-opening examination determines whether the Board of Directors and management are adequately prepared to begin business. Financial institutions must request the examination at least 30 days in advance, with the examination target date preceding the proposed opening by at least 10 business days. The DBF charges a $5,000 pre-opening examination fee. Examiners assess compliance with all approval letter conditions, verify adherence to the submitted operating plan, confirm establishment of satisfactory operational procedures and policies, and review significant third-party relationships. If deficiencies are identified, the Department may delay the proposed opening date until corrections are completed. Serious deficiencies that raise safety and soundness concerns must be resolved before the financial institution is permitted to open. The guidance requires submission of 27 specific items before examination, including Board minutes, officer oaths, stock documentation, insurance policies, audit programs, fixed asset accounting, and operational systems verification. The checklist covers management and staffing adequacy, compliance officer designation, Bank Secrecy Act procedures, Community Reinvestment Act compliance, capital stock issuance, office systems functionality, premises security, and disaster recovery planning. The DBF may waive or conduct abbreviated pre-opening examinations for institutions sponsored by existing bank holding companies, based on prior experience with the corporate parent. Examiners must coordinate with the FDIC or NCUA and prepare the Permit to Begin Business in conjunction with federal deposit insurance certification. REFERENCES: Georgia Department of Banking and Finance. DBF SUP 26-004: Pre-Opening Examination Procedures and Checklist. June 1, 2026. Available at: [Georgia DBF Official Website]

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Georgia Department of Banking and Finance Issues Pre-Opening Examination Procedures and Checklist for State-Chartered Banks

On June 1, 2026, the Georgia Department of Banking and Finance (DBF) issued guidance establishing pre-opening examination procedures and a comprehensive checklist for state-chartered banks, bank holding companies, credit unions, and trust companies. The guidance outlines the final major step of the chartering process and sets requirements that organizers must meet before commencing operations. The pre-opening examination determines whether the Board of Directors (Board) and management are adequately prepared to begin business operations. Financial institutions request for this examination should typically be made at least 30 days in advance of the examination target date, with the target date preceding the proposed financial institution opening by at least 10 business days. The guidance requires submission of 27 specific items before examination, including Board minutes, officer oaths, stock documentation, insurance policies, audit programs, fixed asset accounting, and operational systems verification. The checklist covers topics such as management and staffing adequacy, compliance officer designation, Bank Secrecy Act procedures, Community Reinvestment Act compliance, capital stock issuance, office systems functionality, premises security, and disaster recovery planning. Although the guidelines are comprehensive, the examiner is not limited to the specific material provided but may investigate any additional areas that are considered relevant. According to the guidance, examiners will assess compliance with all approval letter conditions, verify adherence to the submitted operating plan, confirm establishment of satisfactory operational procedures and policies, and review significant third-party relationships. If deficiencies are identified, the DBF may delay the proposed opening date until corrections are completed. Serious deficiencies that raise safety and soundness concerns must be resolved before the financial institution is permitted to open. The DBF may waive or conduct abbreviated pre-opening examinations for institutions sponsored by existing bank holding companies, based on prior experience with the corporate parent and relevant policies and procedures.
3202596 pc Jun 01, 2026 pdonofrio US Track 2 Ministry of Finance horizon scanning
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United States Office of Foreign Assets Control Publishes Introduction to OFAC Sanctions Compliance Guide

On June 1, 2026, the Department of the Treasury's Office of Foreign Assets Control (OFAC) published an "Introduction to the Office of Foreign Assets Control" guide designed to provide U.S. and foreign persons with foundational knowledge of how OFAC sanctions operate and how to achieve compliance. The guide addresses key compliance areas including how to request a license from OFAC, the process for removal from an OFAC sanctions list, and OFAC's enforcement mechanisms. OFAC developed this resource to help the public better understand its expectations and strengthen the overall effectiveness of sanctions programmes. The guidance covers OFAC's sanctions administration, including the Specially Designated Nationals List (SDN List) and Consolidated Sanctions List (Non-SDN Lists), which identify individuals and entities subject to U.S. sanctions restrictions. The publication is intended to serve as a reference document for compliance professionals, financial institutions, and other regulated entities subject to OFAC requirements. By providing clear guidance on sanctions compliance procedures, licensing applications, and delisting mechanisms, OFAC aims to reduce compliance violations and enhance transparency in sanctions administration. The guide is now available on OFAC's website and can be accessed alongside other OFAC resources, including frequently asked questions, civil penalties and enforcement information, and selected general licenses. Persons seeking clarification on specific sanctions compliance obligations or wishing to apply for OFAC licenses should consult the guide and contact OFAC directly for guidance on their particular circumstances. REFERENCES: Office of Foreign Assets Control. "Publication of Introduction to OFAC Guide." June 1, 2026. https://home.treasury.gov/policy-issues/financial-sanctions/recent-actions

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US Office of Foreign Assets Control Publishes Introduction to Sanctions Compliance Guide

On June 1, 2026, the US Office of Foreign Assets Control (OFAC) published a guide titled "Introduction to the Office of Foreign Assets Control", which is designed to provide US and foreign individuals and entities with foundational knowledge of how OFAC sanctions operate and how to achieve compliance. The guide addresses key compliance areas, including how to request a license from OFAC, the process for removal from an OFAC sanctions list and OFAC's enforcement mechanisms. The guide also covers OFAC's sanctions administration, including the Specially Designated Nationals (SDN) list and consolidated sanctions list, which identify individuals and entities subject to US sanctions restrictions. According to OFAC , it developed the guide to help the public better understand its expectations and strengthen the overall effectiveness of sanctions programs. It is intended to serve as a reference document for compliance professionals, financial institutions and other regulated entities subject to OFAC requirements. By providing clear guidance on sanctions compliance procedures, licensing applications and delisting mechanisms, OFAC aims to reduce compliance violations and enhance transparency in sanctions administration.
3205393 gc Jun 01, 2026 gkaliraman European Union European Gaming & Betting Association - Feed gamblingcompliance
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European Gaming and Betting Association Members Commit to Aligning with New Harm Markers Standard

On June 1, 2026, the European Gaming and Betting Association (EGBA) announced that the European Committee for Standardisation (CEN) published EN 18144, a new European standard on markers of harm in gambling, on May 31, 2026. The standard establishes a voluntary baseline for identifying risky gambling behaviour across Europe's online gambling sector. The standard identifies nine core behavioural markers that operators can use to recognise risky gambling patterns: changes in stake volume or frequency; speed or intensity of play; deposit frequency, size, or failed deposits; withdrawals and cancelled withdrawals; player-initiated contact; gambling session duration or time-of-day play; use of multiple products; net losses or loss trajectories over time; and changes to safety tools such as limits and self-exclusion. EGBA proposed this initiative to CEN in 2022 and actively participated in its development alongside operators, national authorities, academics, and other harm prevention stakeholders. The standard received overwhelming approval from national standardisation bodies in October 2025. EGBA members have committed to aligning their player protection frameworks with the standard across Europe. Most EGBA members already monitor all nine behavioural indicators, with many having embedded them across all operations. Members apply risk-scoring models to continuously assess player behaviour and flag emerging risk patterns. Maarten Haijer, EGBA Secretary General, said the standard represents an important milestone for player protection in Europe, enabling earlier identification of risky play and better protection for players. As a voluntary tool, the standard complements existing national regulatory frameworks. In some jurisdictions, certain markers may not be applicable where they conflict with national law, and implementation will reflect the regulatory realities of each market. The standard (EN 18144) is now available for purchase from national standardisation bodies across Europe.

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European Gaming and Betting Association publishes markers of harm standards

On June 1, 2026, the European Gaming and Betting Association (EGBA) announced that the European Committee for Standardisation (CEN) published EN 18144, a new European standard on markers of harm in gambling, on May 31, 2026. The standard establishes a voluntary baseline for identifying risky gambling behaviour across Europe's online gambling sector. The standard identifies nine core behavioural markers that operators can use to recognise risky gambling patterns: changes in stake volume or frequency; speed or intensity of play; deposit frequency, size, or failed deposits; withdrawals and cancelled withdrawals; player-initiated contact; gambling session duration or time-of-day play; use of multiple products; net losses or loss trajectories over time; and changes to safety tools such as limits and self-exclusion. EGBA proposed this initiative to CEN in 2022 and actively participated in its development alongside operators, national authorities, academics, and other harm prevention stakeholders. The standard received overwhelming approval from national standardisation bodies in October 2025. EGBA members have committed to aligning their player protection frameworks with the standard across Europe. Most EGBA members already monitor all nine behavioural indicators, with many having embedded them across all operations. Members apply risk-scoring models to continuously assess player behaviour and flag emerging risk patterns. Maarten Haijer, EGBA Secretary General, said the standard represents an important milestone for player protection in Europe, enabling earlier identification of risky play and better protection for players. As a voluntary tool, the standard complements existing national regulatory frameworks. In some jurisdictions, certain markers may not be applicable where they conflict with national law, and implementation will reflect the regulatory realities of each market. The standard (EN 18144) is now available for purchase from national standardisation bodies across Europe.
3201374 gc Jun 01, 2026 prandeo Denmark Danish Gambling Authority - Rulings and Reactions gamblingcompliance
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Denmark's Gambling Authority Reports Court Fine Against C.A.H. Automatservice ApS for Unlicensed Gambling Operations

On June 1, 2026, the Danish Gambling Authority published a ruling from the Frederiksberg district court imposing a DKK 34,606 fine on C.A.H. Automatservice ApS for breaching section 59(1) cf. section 3(1) of the Gambling Act. The Frederiksberg district court found C.A.H. Automatservice ApS guilty of offering gambling on slot machines without a licence from the Danish Gambling Authority. The breach occurred at the gambling premises City Bar, located at Frederiksborgvej 7, st., 2400 København NV, between June 7, 2025 and June 11, 2025. C.A.H. Automatservice ApS failed to appear in court. Given this absence and the circumstances of the case, the court proceeded as if the defendant had confessed to the offence. The ruling demonstrates the Danish Gambling Authority's enforcement of licensing requirements for gambling operations. Operators offering slot machines or other gambling activities must hold a valid licence from the Danish Gambling Authority. Operating without such authorisation constitutes a breach of the Gambling Act and may result in significant financial penalties. This enforcement action reinforces the regulatory framework governing gambling premises in Denmark and the consequences for non-compliance with licensing obligations. REFERENCE: Danish Gambling Authority - Rulings and Reactions: https://www.spillemyndigheden.dk/en/news/cah-automatservice-aps-fined-breach-gambling-legislation

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Danish court fines C.A.H. Automatservice ApS for offering gaming machines without a licence

On June 1, 2026, the Danish Gambling Authority published a ruling from the Frederiksberg District Court imposing a fine of DKK 34,606 (€4,638) on C.A.H. Automatservice ApS for breaching Section 59(1), read together with Section 3(1), of the Gambling Act. The court found C.A.H. Automatservice ApS guilty of offering gambling on slot machines without a licence from the Danish Gambling Authority. The violation occurred at the gambling premises City Bar, located at Frederiksborgvej 7, st., 2400 København NV, between June 7, 2025 and June 11, 2025. C.A.H. Automatservice ApS did not appear in court. As the circumstances of the case did not weigh against proceeding in its absence, the court handled the matter as though the company had admitted the offence.
3202116 gc Jun 01, 2026 prandeo Netherlands News - Dutch Gambling Authority gamblingcompliance
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Netherlands Gambling Authority Emphasises Live Betting Advertising Restrictions During Sports Matches

The Netherlands Gambling Authority (Kansspelautoriteit) has written to sports betting operators to reinforce that they must not broadcast live advertising encouraging gambling during live sports matches. The authority issued the letter to protect potential and current gamblers from impulsive participation in gambling during sporting events. The Kansspelautoriteit clarified the rules governing live advertising during sports betting and what is and is not permitted. Broadly, operators must not entice viewers of a match to place bets during the match itself. This prohibition extends to advertising through social media posts, push notifications, and emails. The authority previously wrote to licence holders regarding broader advertising rules, including prohibitions on sports sponsorship and the use of role models in gambling promotion. The Kansspelautoriteit expects increased participation in betting during the World Cup and will intensify monitoring for breaches of advertising rules during the tournament. The authority will take immediate enforcement action against any violations of the advertising regulations. Operators must ensure compliance with all applicable advertising restrictions to avoid penalties during this high-participation period.

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Dutch gambling regulator reminds operators of ban on live betting advertising during sports matches

On June 1, 2026, the Netherlands Gambling Authority (KSA) announced that it had written to sports betting licence holders to reiterate that advertising encouraging live betting during live sports matches is prohibited. The KSA stated that operators may not encourage viewers to place bets while a sporting event is in progress, including through social media posts, push notifications or email communications. The restriction is intended to protect current and potential gamblers from impulsive participation in gambling during sports matches and half-time periods. The regulator noted that it expects increased betting activity during the upcoming World Cup and has previously reminded licence holders of other gambling advertising restrictions, including the ban on sports sponsorship and the use of role models in gambling advertising. The KSA indicated that it will increase supervision of gambling advertising during the tournament and will take immediate enforcement action where violations of advertising rules are identified.
3202537 pc Jun 01, 2026 ggallwey Chile Financial Markets Commission financial services
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Chile's Financial Markets Commission Launches Consultation on Information Reporting Requirements for Securities Intermediaries

On June 1, 2026, the Financial Markets Commission (CMF) published for public consultation proposed regulatory files establishing information reporting requirements applicable to securities intermediaries and commodity exchange brokers in Chile. The CMF proposes two key regulatory frameworks. The first addresses monthly reporting to determine entity classification within business volume blocks (categories 1, 2, or 3). This classification mechanism establishes the basis for applying proportionality criteria in compliance with General Standard Regulations (Normas de Carácter General) N°510 on operational risk management for securities market entities; NCG N°528 on corporate governance and risk management for securities intermediaries and commodity exchange brokers; and NCG N°562 on minimum capital, guarantees, liquidity, and leverage for securities intermediaries and commodity exchange brokers. The second framework requires monthly and daily reporting on minimum capital, guarantees, liquidity, and leverage to supervise compliance with NCG N°562. The proposed regulatory file for business volume blocks classification will enter into force on September 1, 2026, with the first information submission required in October 2026. The regulatory files for NCG N°562 supervision will enter into force on March 1, 2027, with the first information submission due April 1, 2027. The CMF established extended implementation timelines to allow entities adequate time to develop necessary systems and processes. The public consultation period closes on June 26, 2026. Interested parties can access the full proposals in the "Normativa en Consulta" section of the CMF website, which also includes a Regulatory Report summarising the key contents of both proposals.

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Chile Financial Market Commission Consults on Reporting Requirements for Securities Intermediaries and Commodity Brokers

On June 1, 2026, Chile's Financial Market Commission (CMF) launched a public consultation on two proposed reporting frameworks applicable to securities intermediaries and commodity brokers. The proposals establish the form, frequency and means by which entities must submit information to support the implementation and supervision of the CMF's new proportional governance, risk management and prudential framework. The first proposal would introduce a new monthly reporting file requiring firms to submit information on income, active clients, assets under custody and transaction volumes. The information would be used to classify entities into business volume Blocks 1, 2 or 3, which determine the proportional application of requirements under General Rules No. 510 (Operational Risk Management), No. 528 (Corporate Governance and Comprehensive Risk Management) and No. 562 (Minimum Equity, Guarantees, Liquidity and Indebtedness). The CMF notes that block classification directly affects regulatory obligations relating to governance, risk management, operational resilience and prudential requirements. For example, Block 3 firms are subject to more stringent governance and control requirements, including dedicated risk management and internal audit functions, while entities classified in Blocks 2 and 3 are subject to minimum capital and guarantee requirements based on risk-weighted assets. The second proposal would establish a prudential reporting framework to support supervision of General Rule No. 562. The framework would introduce seven new reporting files (IVCBP02–IVCBP08) covering minimum equity, guarantees, operational risk, market risk, credit risk, crypto-asset risk, liquidity and indebtedness. The proposal would also require entities to submit daily information on compliance with key capital, liquidity and solvency indicators and maintain systems capable of demonstrating compliance to the CMF upon request. Under the proposed implementation timeline, the business volume classification framework would enter into force on September 1, 2026, with the first submission due in October 2026. The prudential reporting framework would enter into force on March 1, 2027, with the first reporting submissions due in April 2027. Interested stakeholders may submit comments on the proposals through the CMF's website until June 26, 2026.
3201775 pc Jun 01, 2026 csoo Gibraltar Gibraltar Financial Services Commission - Guidance Notes (general) horizon scanning
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Gibraltar Financial Services Commission Publishes Guidance on Change of Control Assessment and Acquisitions

On June 1, 2026, the Gibraltar Financial Services Commission (GFSC) published a comprehensive Guidance Note on the assessment of acquisitions and increases in control over Gibraltar regulated firms. The guidance replaces the Joint Guidelines on the prudential assessment of acquisitions and increases of qualifying holdings in the financial sector that applied from October 1, 2017, and provides updated expectations for identifying controllers, submitting notifications, and assessing proposed acquisitions under Part 9 of the Financial Services Act 2019 (FSA). The guidance establishes the GFSC's expectations across four key areas. First, it clarifies how to identify controllers, including concepts of significant influence (holdings below 10 percent that enable exercise of management influence), aggregation of holdings, and indirect controllers through complex ownership structures such as limited partnerships and minority controller chains. Second, it sets out requirements for submitting section 111 notices, emphasizing early engagement with the GFSC to determine additional information requirements based on transaction complexity. The GFSC identifies scenarios requiring enhanced due diligence, including transformative changes of control, complex group structures, cross-border transactions, substantial debt financing, private equity ownership, and sovereign wealth fund involvement. Third, the guidance details assessment criteria under sections 118 and 119 of the FSA, covering the reputation and professional competence of proposed controllers, the fitness and propriety of individuals who will direct the firm, financial soundness, compliance with prudential requirements, and anti-money laundering and counter-terrorism financing considerations. Fourth, it explains the GFSC's approach to imposing conditional approvals when advancing regulatory objectives. The guidance applies to all Gibraltar regulated firms and persons subject to change of control requirements. Assessment periods vary from 60 working days for non-complex or moderately complex transactions to six months for complex acquisitions. Credit institutions require ministerial consent where proposed controllers hold more than 20 percent of shares or voting power. The GFSC expects Gibraltar regulated firms to notify it of any proposed or actual change of control, regardless of whether the controller fulfills their own notification obligations. REFERENCES: Gibraltar Financial Services Commission. (June 1, 2026). Guidance Note – Assessment of Acquisitions and Increases in Control, Version 1. Available at: www.gfsc.gi

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Gibraltar Financial Services Commission Publishes Guidance on Change of Control Assessment and Acquisitions

On June 1, 2026, the Gibraltar Financial Services Commission (GFSC) published a comprehensive Guidance Note on the assessment of acquisitions and increases in control over Gibraltar-regulated firms. The guidance replaces the Joint Guidelines on the prudential assessment of acquisitions and increases of qualifying holdings in the financial sector that applied from October 1, 2017, and provides updated expectations for identifying controllers, submitting notifications, and assessing proposed acquisitions under Part 9 of the Financial Services Act 2019 (FSA). This Guidance Note is relevant to all Gibraltar regulated firms and, in particular, to persons to which the change of control requirements set out in Part 9 of the FSA apply. It sets out the expectations of the GFSC in relation to: How to identify controllers, including the concepts of significant influence, aggregated holdings and indirect controllers (section two) Submitting a section 111 notice1 and the approach to completeness (section three). The GFSC’s notification expectations of Gibraltar regulated firms (section three). The assessment criteria (in accordance with s119 of the FSA) used to assess notifications to acquire or increase control over a Gibraltar regulated firm (section four). How the GFSC will use its statutory power to impose conditions on an approval when it advances any of its regulatory objectives (section five).
3201637 pc Jun 01, 2026 rghosh Japan Financial Services Agency horizon scanning
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Japan's Financial Services Agency Launches Electronic Payment and Crypto-Asset Service Intermediary Registration System

On June 1, 2026, the Financial Services Agency (FSA) launched a new registration system for electronic payment and crypto-asset service intermediaries under the Payment Services Act (Act No. 59 of 2009). The new framework allows intermediaries to conduct specific activities on behalf of electronic payment instrument traders or crypto-asset exchange operators. Intermediaries may now register to mediate the sale or exchange of electronic payment instruments, or to mediate the sale or exchange of crypto-assets, provided they perform only one of these activities domestically for their affiliated operators. The system applies to entities engaged in intermediating, managing, or otherwise conducting business related to stablecoins—digital assets pegged to fiat currency values—which require separate registration under the regulatory framework. The FSA established the registration system through amendments to the Payment Services Act implemented in 2025 and supporting Cabinet Office Orders, including the Cabinet Office Order Concerning Electronic Payment Instrument Traders (Cabinet Office Order No. 48 of 2023) and the Cabinet Office Order Concerning Crypto-Asset Exchange Operators (Cabinet Office Order No. 7 of 2017). The FSA published administrative guidelines and registration application forms to support implementation. The agency held a pre-registration explanatory session on May 15, 2026, providing guidance on system overview and application procedures. Intermediaries seeking registration must submit applications containing information specified in applicable legislation. The FSA maintains registration lists for both crypto-asset exchange operators and electronic payment instrument traders. Affiliated operators should contact their relevant regional financial bureau for inquiries regarding registration requirements and compliance obligations.

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Japan's FSA Launches Electronic Payment and Crypto-Asset Service Intermediary Registration System

On June 1, 2026, the Financial Services Agency (FSA) launched a new registration system for electronic payment and crypto-asset service intermediaries under the Payment Services Act (Act No. 59 of 2009). The new framework allows intermediaries to conduct specific activities on behalf of electronic payment instrument traders or crypto-asset exchange operators. Intermediaries may now register to mediate the sale or exchange of electronic payment instruments, or to mediate the sale or exchange of crypto-assets, provided they perform only one of these activities domestically for their affiliated operators. The system applies to entities engaged in intermediating, managing, or otherwise conducting business related to stablecoins which are digital assets pegged to fiat currency values and which require separate registration under the regulatory framework. Intermediaries seeking registration can access relevant forms on the FSA's website .
3202763 pc Jun 01, 2026 ggallwey Chile Financial Markets Commission horizon scanning
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Chile's Financial Markets Commission Modifies Open Finance System Regulations and Incorporates Technical Annex

On June 1, 2026, the Financial Markets Commission (CMF) published modifications to General Norm Circular N°514 (NCG N°514), which regulates the Open Finance System (Sistema de Finanzas Abiertas, SFA) established under the Fintech Law (Ley Fintec, N°21.521). The regulation was originally enacted in January 2023. The CMF's modifications represent a significant milestone in implementing the open finance framework across Chile's financial sector. The central element of the modification is the inclusion of Technical Annex N°3, which specifies the technical requirements for interoperable operation of the SFA. The CMF simultaneously published a developer portal to enable entities to begin necessary system development. The modifications introduce several measures designed to reduce implementation friction while maintaining system security. Key changes include a phased implementation schedule with the system's entry into force postponed to July 2027 to accommodate implementation complexity; standardisation of alternative mechanisms; simplified participation options for smaller entities; formalisation of a pilot testing period; and provision of a technological sandbox testing environment operated by the CMF. The regulation incorporates input from the Open Finance Forum, which convened representatives from industries participating in the system. The CMF's modifications establish the foundation for a robust system intended to enhance competition in Chile's financial market and improve product offerings for consumers. The regulation details all technical elements necessary for SFA implementation, including requirements for information exchange and payment initiation. Entities may now access the CMF's developer portal and sandbox environment to prepare for the system's July 2027 launch. Complete details of the regulation are available in the CMF's "Global Consultation—Regulations" section, alongside a regulatory impact report outlining the norm's principal contents and impact assessment.

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Chile's Financial Markets Commission Modifies Open Finance System Regulations and Incorporates Technical Annex

On June 1, 2026, Chile's Financial Market Commission (CMF) published amendments to General Rule No. 514 governing the Open Finance System (SFA) established under the Fintech Law (Law No. 21,521) . The amendments incorporate Annex No. 3, which establishes the technical specifications required for the interoperable operation of the Open Finance System, including standards for data sharing, customer consent management and payment initiation services. The publication of the technical annex, together with the launch of the CMF's developer portal, enables participating entities to begin the technological developments necessary to connect to the Open Finance System. The amendments also introduce a series of measures intended to facilitate implementation and reduce compliance burdens. These include a phased implementation approach, a simplified participation regime for certain information-providing institutions with fewer than 100,000 customers, the formalization of pilot testing arrangements and confirmation that the CMF Sandbox will serve as the official testing environment for functional certification. The framework also standardizes alternative operational resilience mechanisms, clarifies that payment initiation services include electronic fund transfers and establishes technical requirements relating to system availability, performance and security. In addition, the amendments strengthen the consent management framework by clarifying authentication and re-authentication requirements, consent validity periods and revocation procedures. The regulations also expand the amount of historical customer information available through the Open Finance System from 12 months to 24 months, supporting a broader range of open finance and credit-related use cases. Importantly, the CMF has postponed implementation of the Open Finance System framework until July 2027, recognizing the operational and technological complexity associated with implementation. The additional implementation period is intended to provide firms with sufficient time to develop, test and deploy the systems required to comply with the framework. The CMF stated that the amendments were informed by extensive industry feedback received through multiple public consultations and the Open Finance Forum and are intended to support the development of a secure, interoperable open finance ecosystem that promotes competition and expands the range of financial products and services available to customers.
3202764 pc Jun 01, 2026 ggallwey Chile Financial Markets Commission horizon scanning
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Chile's Financial Markets Commission Adjusts Strong Customer Authentication Requirements for Vulnerable Client Groups

On June 1, 2026, the Financial Markets Commission (CMF) announced modifications to strong customer authentication (SCA) requirements, permitting specified groups of clients to continue using coordinate card authentication beyond August 1, 2026. The CMF modified its General Normative Circular N°538 (NCG N°538) to allow financial institutions to exempt certain vulnerable customer segments from transitioning to the new Customer Strong Authentication (ARC) mechanism. The exemption applies to clients meeting predefined criteria: elderly customers aged 65 and above; individuals with deteriorated health conditions or disabilities; those with difficulty accessing physical service channels; or those lacking compatible or available trusted devices—such as smartphones—required for alternative authentication mechanisms. Financial institutions electing to establish customer groups permitted to retain coordinate card authentication must notify the CMF by August 1, 2026. The CMF emphasises that operations using coordinate cards will not qualify as ARC-compliant authentication. Consequently, financial institutions assume greater risk for unauthorised transactions conducted through coordinate card authentication. The modification also clarifies that electronic fund transfers between accounts held by the same customer at the same institution remain exempt from ARC requirements. Additionally, for recurring payments, strong authentication is required only when the customer initially enters the instruction. The CMF published a regulatory report detailing the norm's primary provisions and impact assessment. This adjustment aims to facilitate a smoother transition for financially vulnerable populations while maintaining security standards for the broader customer base. Financial institutions must implement these provisions by the August 1, 2026 deadline.

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Chile's Financial Markets Commission Adjusts Strong Customer Authentication Requirements for Vulnerable Client Groups

On June 1, 2026, Chile's Financial Market Commission (CMF) amended General Rule No. 538 to permit certain categories of customers to continue using coordinate cards and other authentication mechanisms based on printed data sets, despite the introduction of Strong Customer Authentication (SCA) requirements. The amendment is intended to facilitate the transition to stronger authentication requirements and prevent certain customers from losing access to digital financial services when the new framework takes effect. Under the revised rule, institutions may continue to allow the use of coordinate cards by existing customers who meet specified criteria, including older adults, individuals with health conditions or disabilities, customers who face difficulties accessing physical service channels, and customers who do not have access to compatible trusted devices such as smartphones. The change provides financial institutions with greater flexibility in implementing Strong Customer Authentication requirements for vulnerable customer groups, while placing greater responsibility on firms to manage the associated fraud and authentication risks. Institutions that elect to maintain coordinate cards for eligible customer groups must notify the CMF no later than August 1, 2026. The regulator also clarified that transactions authenticated using coordinate cards will not qualify as Strong Customer Authentication, meaning institutions will assume greater liability and risk in cases involving disputed or unauthorized transactions. In addition, the amendment clarifies that transfers between accounts held by the same customer at the same institution are exempt from Strong Customer Authentication requirements. It also confirms that recurring payment arrangements require Strong Customer Authentication only when the customer initially provides the payment instruction. The changes take effect ahead of the August 1, 2026 implementation deadline for the Strong Customer Authentication framework.
3201531 pc Jun 01, 2026 pthandapani Hong Kong Hong Kong Monetary Authority financial services
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I appreciate your detailed instructions, but I must note that the source material provided does not contain substantive content suitable for a horizon scanning update. The material appears to be a **repository index page or navigation structure** from the Hong Kong Monetary Authority (HKMA) Banking Regulatory Document Repository, listing document categories, topics, and filing metadata rather than announcing a specific regulatory development, consultation, guidance publication, or institutional action. The only concrete information present is: - A document titled "Current Operational Resilience: Sustaining and Uplifting" with an issue date of June 1, 2026 - Related documents on operational resilience and third-party IT solutions - A categorized index of banking regulatory topics **To generate a meaningful horizon scanning update, I would require:** - The actual content of the guidance document or announcement - Details of what the HKMA is requiring, recommending, or consulting on - Effective dates, implementation timelines, or response deadlines - The substance of the regulatory change or institutional action If you can provide the full text of the "Current Operational Resilience: Sustaining and Uplifting" document or clarify what specific regulatory action or announcement this repository page references, I will generate a compliant horizon scanning update immediately.

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Hong Kong Monetary Authority Issues Expectations for Sustaining and Uplifting Operational Resilience in Banks

The Hong Kong Monetary Authority (HKMA) has issued a letter to all Authorized Institutions (AIs) outlining its expectations for sustaining and uplifting operational resilience following the conclusion of the initial "1+3 year" implementation journey. The letter prescribes: Sustaining operational resilience reminding AIs to treat operational resilience as "business as usual" and highlighting core building blocks such as strong leadership ("tone from the top") where the Board and senior management embed resilience considerations across all processes, transitioning away from temporary project-team structures. Continual review and refinement requiring AIs to regularly review their critical operations, disruption tolerances, and severe but plausible scenarios to reflect the evolving business and risk landscape, while challenging themselves to compress disruption tolerances to minimize impact. AIs are also expected to enhance their mapping and scenario testing approaches, such as by deepening granularity and leveraging automation. Proactive risk management stipulating that AIs must proactively manage emerging risks, such as Artificial Intelligence (A.I.)-empowered cyber risks, establish clear risk-based frameworks for prioritizing remediation efforts, and enhance relevant risk and incident management programs. The HKMA noted that all AIs successfully achieved operational resilience by the end of May 2026 as planned, and stated it will continue monitoring their progress and providing guidance.
3201914 pc Jun 01, 2026 arahman Serbia Government of Serbia - News horizon scanning
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Serbia's Government Launches Cyber Guard Platform to Strengthen Digital Security

On June 1, 2026, Serbia's Deputy Prime Minister and Minister of Internal Affairs Ivica Dačić announced the launch of the national "Cyber Guard" platform, a digital reporting and protection system designed to combat high-technology crime and enhance security in the digital space. The platform, accessible at https://sajberstraza.gov.rs, became operational on the occasion of the Ministry of Internal Affairs and Police Day celebrations. The Cyber Guard platform serves as a centralised hub where citizens and legal entities can access reliable information, receive timely warnings, identify risks, and improve their security when using the internet and digital services. The platform enables users to report internet fraud, account abuse, compromised digital systems, malicious links and content, theft and misuse of personal data, digital violence, and other incidents in the digital environment. Dačić emphasised that the platform aims to prevent new criminal offences, accelerate threat detection, provide timely citizen notifications, and enable more efficient responses from competent institutions. High-technology crime affects not only the information technology sector but also directly impacts citizens, the economy, and society's security as a whole, he noted. The Cyber Guard platform incorporates preventive and coordination functions through faster data exchange and cooperation among competent institutions, the financial sector, the internet community, and international partners. The platform will facilitate data sharing on accounts used for fraud and illegal activities in collaboration with the Serbian Banking Association and commercial banks, and will exchange data on malicious internet domains with the Serbian National Internet Domain Registry and internet service providers. The Service for Combating High-Technology Crime of the Ministry of Internal Affairs' Technical Directorate, in cooperation with the Special Department for Combating High-Technology Crime of the Higher Public Prosecutor's Office in Belgrade, implemented the platform with support from the Council of Europe and UNOPS as the implementation partner.

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Serbia's Government Launches Cyber Guard Platform to Strengthen Digital Security

On June 1, 2026, the Serbian government announced the launch of the national "Cyber Guard" platform, a digital reporting and protection system designed to combat high-technology crime and enhance security in the digital space. The Cyber Guard platform serves as a centralised hub where citizens and legal entities can access reliable information, receive timely warnings, identify risks and improve their security when using the internet and digital services. The platform enables users to report internet fraud, account abuse, compromised digital systems, malicious links and content, theft and misuse of personal data, digital violence and other incidents in the digital environment. The Cyber Guard platform incorporates preventive and coordination functions through faster data exchange and cooperation among competent institutions, the financial sector, the internet community and international partners. The platform will facilitate data sharing on accounts used for fraud and illegal activities in collaboration with the Serbian Banking Association and commercial banks, and will exchange data on malicious internet domains with the Serbian National Internet Domain Registry and internet service providers.
3201372 gc Jun 01, 2026 gkaliraman United Kingdom UK Gambling Commission gamblingcompliance
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Suspected illegal gambling den arrests

[Auto-generated content is not available for this article. Please write the update manually based on the source.]
3203659 pc Jun 01, 2026 arahman Denmark Financial Supervisory Authority financial services
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Denmark's Financial Supervisory Authority Reorganises Credit Institution Supervision Structure

On June 1, 2026, Denmark's Financial Supervisory Authority (Finanstilsynet) announced a reorganisation of its supervision of systemically important financial institutions (SIFI) credit institutions, effective July 1, 2026. The restructuring aims to increase specialisation, strengthen cross-group coordination, and reflect the market trend toward fewer, larger credit institutions. The reorganisation establishes four new offices replacing the previous structure. The Office for Group and Governance consolidates supervision of SIFI groups, SIFI credit institutions, and selected larger non-SIFI institutions, serving as the central contact point for Danske Bank A/S, Jyske Bank A/S, Nykredit Realkredit A/S, Sydbank A/S, Saxo Bank A/S, significant foreign branches including Nordea Danmark and SEB Danmark, and non-SIFI institutions Ringkjøbing Landbobank A/S and Sparekassen Danmark. The Office for Mortgage Credit and Capital supervises covered bonds and mortgage credit institutions (except Nykredit Realkredit A/S), serving as the expert office for real estate valuation and capital instrument supervision. The Office for Credit Risk supervises credit risk in SIFI institutions and internal ratings-based models. The Office for Liquidity Risk, Market Risk and Accounts supervises liquidity and market risks across all credit institutions and manages accounting oversight. Additionally, Finanstilsynet has initiated an evaluation of practical arrangements for SIFI supervision, including meeting and examination formats, with dialogue planned between the authority and institutions. The reorganisation does not affect supervision of other risk areas including anti-money laundering, information technology security, investor protection, and consumer protection.

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1748 chars · nid 92878

Denmark's Financial Supervisory Authority Reorganises Credit Institution Supervision Structure

On June 1, 2026, the Financial Supervisory Authority (FSA) announced a reorganisation of its supervision of systemically important financial institution (SIFI) credit institutions, effective from July 1, 2026. The restructuring aims to increase specialisation, strengthen cross-group coordination and reflect the market trend toward fewer, larger credit institutions. The reorganisation establishes four new offices replacing the previous structure. The Office for Group and Governance consolidates supervision of SIFI groups, SIFI credit institutions and selected larger non-SIFI institutions, serving as the central contact point for Danske Bank A/S, Jyske Bank A/S, Nykredit Realkredit A/S, Sydbank A/S, Saxo Bank A/S, significant foreign branches including Nordea Danmark and SEB Danmark, and non-SIFI institutions Ringkjøbing Landbobank A/S and Sparekassen Danmark. The Office for Mortgage Credit and Capital supervises covered bonds and mortgage credit institutions (except Nykredit Realkredit A/S), serving as the expert office for real estate valuation and capital instrument supervision. The Office for Credit Risk supervises credit risk in SIFI institutions and internal ratings-based models. The Office for Liquidity Risk, Market Risk and Accounts supervises liquidity and market risks across all credit institutions and manages accounting oversight. Additionally, the FSA has initiated an evaluation of practical arrangements for SIFI supervision, including meeting and examination formats, with dialogue planned between the authority and institutions. The reorganisation does not affect supervision of other risk areas including anti-money laundering, information technology security, investor protection and consumer protection.
3213036 pc Jun 01, 2026 arahman Russia The central Bank of Russian Federation horizon scanning
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Russia's Central Bank Revokes Prior Guidance on Digital Financial Assets and Securities

On November 27, 2025, the Central Bank of the Russian Federation (Bank of Russia) revoked two prior informational letters and replaced them with three new directives governing digital financial assets and securities regulation. The Bank of Russia rescinded its Informational Letter of February 29, 2024 (No. ИН-018-34/17) concerning certain types of financial instruments and digital financial assets, and its Informational Letter of May 28, 2025 (No. ИН-018-52/86) regarding transactions with specific financial instruments and digital financial assets. These revocations took effect upon publication of the new informational letter. The superseding regulatory framework comprises three new directives: Directive No. 7176-У of September 23, 2025, which establishes criteria for identifying digital financial assets and sets monetary thresholds for their acquisition under Part 9 of Article 4 of the Federal Law on Digital Financial Assets, Digital Currency and Amendments to Certain Legislative Acts of the Russian Federation (No. 259-ФЗ of July 31, 2020), and defines cases for crediting securities under the Federal Law on the Securities Market (No. 39-ФЗ of April 22, 1996); Directive No. 7223-У of October 31, 2025, which specifies indicators determining periodic or one-time monetary payment obligations between contract parties under Article 2 of the Securities Market Law; and Directive No. 7250-У of November 27, 2025, addressing securities and derivative financial instruments designated for qualified investors. The Bank of Russia will publish this informational letter in the Bank of Russia Bulletin and on its official website. First Deputy Chairman Vladimir Chistyukhin authorised the revocation.

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Central Bank of Russia Announces Repeal of Letter on Digital Financial Assets

On June 1, 2026, the Central Bank of Russia published an information letter on the repeal of two information letters regarding digital financial assets. The following have been repealed: Bank of Russia Information Letter No. IN-018-34/17 "On Certain Types of Financial Instruments and Digital Financial Assets". Information Letter of the Bank of Russia No. IN-018-52/86 "On Transactions in Certain Financial Instruments and Digital Financial Assets".
3201363 pc Jun 01, 2026 arahman Finland Financial Supervisory Authority horizon scanning
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Finland's Financial Supervisory Authority Updates Regulatory Guidance Following Digital Operational Resilience Act Implementation

On June 1, 2026, Finland's Financial Supervisory Authority (FSA) updated five regulatory guidance documents to align with the Digital Operational Resilience Act (DORA) regulation. The FSA modernised its Rules and Guidelines collection by removing overlapping provisions and updating regulatory references following DORA's application across the European Union on January 17, 2025. The updated guidance documents cover: Operational Risk Management in Financial Sector Supervised Entities (8/2014); Outsourcing in Financial Sector Supervised Entities (1/2012); Life and Non-Life Insurance Company Operations Commencement and Governance Systems (6/2015); Payment Institutions and Persons Providing Payment Services Without Authorisation (8/2016); and Supplementary Pension Institution Governance (1/2019). DORA establishes comprehensive requirements for information and communication technology (ICT) operations across supervised entities. The FSA removed separate ICT-specific guidance provisions that duplicated DORA's requirements, eliminating redundancy in the regulatory framework. The FSA also removed divergent interpretations of DORA provisions from its guidance, as unified interpretations will be provided by European Union supervisory authorities, including the European Banking Authority (EBA), European Insurance and Occupational Pensions Authority (EIOPA), and European Securities and Markets Authority (ESMA). The updated guidance takes effect on June 1, 2026. The FSA received stakeholder feedback during the consultation period, which it summarised in a public response document available on its website alongside the updated guidance. Supervised entities should review the revised guidance to ensure compliance with the new requirements.

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Finland's Financial Supervisory Authority Amends Regulations and Guidelines in Line with DORA

On June 1, 2026, the Financial Supervisory Authority (FSA) announced it had updates a collection of regulations and guidelines with the changes introduced by Regulation (EU) 2022/2554 (DORA). The following regulations and guidelines have been updated: Operational risk management in financial supervision, 8/2014 . Outsourcing in supervised entities in the financial sector, 1/2012 . Payment institutions and persons providing payment services without a licence, 8/2016 . The FSA has stated that there is no longer a need for separate guidelines or regulations on ICT activities. Different interpretations of the DORA provisions have been excluded from the regulations and guidelines. The amendments will enter into force immediately on June 1, 2026.
3205790 pc Jun 01, 2026 arahman Russia The central Bank of Russian Federation horizon scanning
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Russia's Central Bank Announces Planned Reduction in Broker Reporting Requirements

On June 30, 2025, the Central Bank of the Russian Federation (Bank of Russia) issued an information letter outlining planned changes to reporting requirements for securities market participants holding broker licences. The Bank of Russia is reducing regulatory burden on brokers by revising the approach to compilation and submission of Form 0420454, "Calculation of the Broker Short-Term Liquidity Ratio," established under Bank of Russia Instruction No. 7119-U dated June 30, 2025. Effective January 1, 2027, brokers will no longer be required to submit breakdowns 1–4 as part of Form 0420454 on a quarterly and annual basis. However, brokers must continue submitting breakdowns 1–4 upon request from the Bank of Russia, issued under Article 44, paragraph 7 of the Federal Law on the Securities Market (No. 39-FZ, April 22, 1996), or when the short-term liquidity ratio does not comply with—or recovers compliance with—the minimum permissible numerical value. The Bank of Russia will refrain from applying enforcement measures under Article 76.5 of the Federal Law on the Central Bank of the Russian Federation (No. 86-FZ, July 10, 2002) to brokers that fail to submit breakdowns 1–4 as part of Form 0420454 on a quarterly basis for the second through fourth quarters of 2026 and on an annual basis for 2026. This transition period allows brokers to adjust their reporting procedures before the new requirements take effect. The information letter will be published on the Bank of Russia's official website.

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Central Bank of Russia Issues Information Letter on Reporting Form 0420454

On June 3, 2026, the Central Bank of Russia (CBR) issued an information letter addressed to participants in the securities market regarding the reporting form 0420454. From January 1, 2027, the CBR plans to cancel the obligation for market participants to prepare and present transcripts 1 to 4 of the reporting form on a quarterly and annual basis. Instead, the transcripts shall be submitted upon the CBR's request. As a result, in the absence of submitting these transcripts, the CBR will not issue any penalties.
3205842 pc Jun 01, 2026 arahman Russia Bank of Russia financial services
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Russia's Bank of Russia Maintains Restrictions on Outbound Transfers for Non-Residents from Unfriendly Nations

On June 1, 2026, the Bank of Russia announced it would maintain existing restrictions on outbound fund transfers for non-residents from unfriendly countries through December 7, 2026. The restrictions apply to two categories of non-residents from unfriendly nations. First, individual non-residents working in Russia may transfer funds abroad only up to the amount of their salary. Second, the Bank of Russia prohibits fund transfers abroad for non-working individual non-residents from unfriendly countries and for legal entities from such states. This prohibition does not apply to foreign companies under the control of Russian legal entities or individuals. The restrictions exclude certain transactions. Foreign investors transferring funds into the Russian financial market may move money from "In" accounts to overseas accounts without restriction. Additionally, banks from unfriendly nations may conduct ruble transfers using correspondent accounts held at Russian credit institutions, provided both the payer's and recipient's accounts are held at foreign banks. The Bank of Russia's decision maintains the current framework governing capital flows involving residents and non-residents of unfriendly countries, reflecting ongoing geopolitical tensions and Russia's financial market protection measures. These restrictions significantly impact international business operations, remittances, and investment flows involving Russian financial institutions and non-residents from designated unfriendly nations. The restrictions remain in effect through December 7, 2026, after which the Bank of Russia may reassess the framework.

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Central Bank of Russia Maintains Restrictions on Outbound Transfers for Non-Residents from Unfriendly Countries

On June 1, 2026, the Central Bank of Russia (CBR) announced it would maintain existing restrictions on outbound fund transfers for non-residents from unfriendly countries through to December 7, 2026. The restrictions apply to two categories of non-residents from unfriendly nations. First, individual non-residents working in Russia may transfer funds abroad only up to the amount of their salary. Second, the CBR prohibits fund transfers abroad for non-working individual non-residents from unfriendly countries and for legal entities from such states. This prohibition does not apply to foreign companies under the control of Russian legal entities or individuals. The restrictions exclude certain transactions. Foreign investors transferring funds into the Russian financial market may move money from "In" accounts to overseas accounts without restriction. Additionally, banks from unfriendly nations may conduct ruble transfers using correspondent accounts held at Russian credit institutions, provided both the payer's and recipient's accounts are held at foreign banks.
3199796 pc Jun 01, 2026 adavies European Union Press Releases - European Parliament horizon scanning
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European Union Council Extends Restrictive Measures Against Syria Until June 2027

On May 18, 2026, the Council of the European Union adopted Decision (CFSP) 2026/1105 amending Decision 2013/255/CFSP concerning restrictive measures in view of the situation in Syria, alongside Council Implementing Decision (CFSP) 2026/1106 implementing the same framework. The Council extended the regime of restrictive measures until June 1, 2027. The decision involved significant amendments to the sanctions framework. The Council deleted entries for seven entities from the list of natural and legal persons, entities, or bodies subject to restrictive measures set out in Annex I to the decision. Additionally, the Council updated and amended entries for 11 natural persons listed in Annex I. Ten countries aligned themselves with the Council decision: Albania, Bosnia and Herzegovina, Iceland, Liechtenstein, Moldova (Republic of), Montenegro, North Macedonia, Norway, Serbia, and Ukraine. These countries committed to ensuring that their national policies conform to the decision. The European Union welcomed this alignment. The decisions are published in the Official Journal of the European Union under references OJ L 2026/1105 (May 19, 2026) and OJ L 2026/1106 (May 19, 2026). REFERENCES: Council of the European Union. "Statement by the High Representative on behalf of the EU on the alignment of certain countries concerning restrictive measures in view of the situation in Syria." May 29, 2026. https://www.consilium.europa.eu/en/press/press-releases/2026/05/29/statement-by-the-high-representative-on-behalf-of-the-eu-on-the-alignment-of-certain-countries-concerning-restrictive-measures-in-view-of-the-situation-in-syria/

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European Union Council Extends Restrictive Measures Against Syria Until June 2027

On May 29, 2026, the Council of the European Union announced that it had adopted Decision (CFSP) 2026/1105 amending Decision 2013/255/CFSP concerning restrictive measures in view of the situation in Syria, alongside Council Implementing Decision (CFSP) 2026/1106 implementing the same framework. With this announcement, the Council extended the regime of restrictive measures until June 1, 2027. The decision involved significant amendments to the sanctions framework. The Council deleted entries for seven entities from the list of natural and legal persons, entities or bodies subject to restrictive measures set out in Annex I to the decision. Additionally, the Council updated and amended entries for 11 natural persons listed in Annex I.
3199991 pc Jun 01, 2026 adavies European Union Publications (Finance) - European Commission horizon scanning
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European Commission Publishes Stocktake of Data Dictionaries Across European Union Financial Services

On May 18, 2026, the Directorate-General for Financial Stability, Financial Services and Capital Markets Union (DG FISMA) published a technical paper providing a stocktake of existing sectoral data dictionaries in European Union financial services. The document complements a 2025 technical paper on a common data dictionary that outlined the purpose and intended content of such a dictionary to establish shared understanding among relevant authorities. This second technical paper presents a factual summary of existing sectoral data dictionaries in EU financial services, based on a survey conducted by DG FISMA staff among relevant EU authorities that are members of the Supervisory Reporting Roundtable. The stocktake aims to understand the purpose, content and functionalities of sectoral data dictionaries that have either been developed or are under development across the financial services sector. The Supervisory Reporting Roundtable is an informal coordination body established by DG FISMA to guide the preparation and implementation of the strategy on supervisory data. The roundtable comprises representatives responsible for reporting and data from relevant EU authorities, including the European Supervisory Authorities, European Systemic Risk Board, Single Resolution Board, European Central Bank and Anti-money Laundering Authority. The technical paper is available in English as a PDF document and provides financial services authorities, supervisory bodies and market participants with a comprehensive overview of current data dictionary initiatives across EU financial services sectors. The stocktake supports ongoing efforts to harmonise supervisory data standards and improve data quality across the EU financial system.

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European Commission Publishes Stocktake of Data Dictionaries Across European Union Financial Services

On May 18, 2026, the Directorate-General for Financial Stability, Financial Services and Capital Markets Union (DG FISMA) published a technical paper providing a stocktake of existing sectoral data dictionaries in European Union financial services. The document complements a 2025 technical paper on a common data dictionary that outlined the purpose and intended content of such a dictionary to establish shared understanding among relevant authorities. This second technical paper presents a factual summary of existing sectoral data dictionaries in EU financial services, based on a survey conducted by DG FISMA staff among relevant EU authorities that are members of the Supervisory Reporting Roundtable. The stocktake aims to understand the purpose, content and functionalities of sectoral data dictionaries that have either been developed or are under development across the financial services sector. The Supervisory Reporting Roundtable is an informal coordination body established by DG FISMA to guide the preparation and implementation of the strategy on supervisory data. The roundtable comprises representatives responsible for reporting and data from relevant EU authorities, including the European Supervisory Authorities, European Systemic Risk Board, Single Resolution Board, European Central Bank and Anti-money Laundering Authority. The technical paper is available in English as a PDF document and provides financial services authorities, supervisory bodies and market participants with a comprehensive overview of current data dictionary initiatives across EU financial services sectors. The stocktake supports ongoing efforts to harmonise supervisory data standards and improve data quality across the EU financial system.
3200652 pc Jun 01, 2026 adavies European Union Official Gazette financial services
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European Union Amends Regulatory Technical Standards for Volume Cap and Market Transparency Calculations

On June 1, 2026, the European Commission published Commission Delegated Regulation (EU) 2026/392, which amends the regulatory technical standards governing volume cap mechanisms and transparency calculations in financial markets. The regulation modifies Commission Delegated Regulation (EU) 2017/577 to reflect recent legislative changes and streamline reporting requirements for market participants. The amendment addresses several key areas. First, it removes quantitative reporting obligations for trading venues, approved publication arrangements (APAs), and consolidated tape providers (CTPs) related to systematic internaliser assessments, following the shift to qualitative criteria introduced by Directive (EU) 2024/790. Second, it clarifies that data reported for calculations occurring at pre-set dates or pre-defined frequencies must use XML format, while ad-hoc data requests may specify alternative formats. Third, it extends the data retention period to five years for all trading venues, APAs, and CTPs, reflecting amendments made by Regulation (EU) 2024/791. Fourth, the regulation eliminates separate reporting requirements for the volume cap mechanism, instead leveraging transaction data already reported under Article 26 of Regulation (EU) No 600/2014 to calculate total trading volumes and reference price waiver percentages. Fifth, it requires trading venues, APAs, and CTPs to submit derivative liquidity data directly to the European Securities and Markets Authority (ESMA), rather than through competent authorities. Finally, it updates ESMA's publication requirements for volume cap measurements to reflect the single Union-wide volume cap set at 7 percent and mandates publication in machine-readable and human-readable formats. The regulation applies to all trading venues, APAs, CTPs, and competent authorities across the European Union. It enters into force on the twentieth day following publication in the Official Journal of the European Union. **Reference:** Commission Delegated Regulation (EU) 2026/392 of February 20, 2026, Official Journal of the European Union, June 1, 2026

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European Commission Publishes Delegated Regulation (EU) 2026/392 Amending Delegated Regulation (EU) 2017/577

On June 1, 2026, the European Commission published Delegated Regulation (EU) 2026/392, amending Delegated Regulation (EU) 2017/577 , in the Official Journal of the European Union. The regulation modifies Delegated Regulation (EU) 2017/577 to reflect recent legislative changes and streamline reporting requirements for market participants. The amendment addresses several key areas. It removes quantitative reporting obligations for trading venues, approved publication arrangements (APAs) and consolidated tape providers (CTPs) related to systematic internaliser assessments, following the shift to qualitative criteria introduced by Directive (EU) 2024/790 . It clarifies that data reported for calculations occurring at pre-set dates or pre-defined frequencies must use XML format, while ad-hoc data requests may specify alternative formats. It extends the data retention period to five years for all trading venues, APAs and CTPs, reflecting amendments made by Regulation (EU) 2024/791 . The regulation eliminates separate reporting requirements for the volume cap mechanism, instead leveraging transaction data already reported under Article 26 of Regulation (EU) No. 600/2014 (Markets in FInancial Instruments Regulation – MiFIR) to calculate total trading volumes and reference price waiver percentages. It requires trading venues, APAs and CTPs to submit derivative liquidity data directly to the European Securities and Markets Authority (ESMA), rather than through competent authorities. It updates ESMA's publication requirements for volume cap measurements to reflect the single Union-wide volume cap set at 7 percent and mandates publication in machine-readable and human-readable formats. The regulation enters into force on June 21, 2026, 20 days after its publication in the Official Journal of the European Union.
3194004 pc May 29, 2026 ggallwey South Dakota Division of Insurance - Securities Administrative Actions financial services
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South Dakota Division of Insurance Revokes Broker-Dealer Registration for Frontier Solutions

On April 21, 2026, the South Dakota Division of Insurance revoked the broker-dealer registration of Frontier Solutions, LLC (CRD # 136102), based in Richmond, Virginia. Larry Deiter, Director of the South Dakota Division of Insurance, determined that Frontier Solutions violated state securities regulations following an audit conducted in April 2025. The firm failed to respond to audit inquiries and requests for information directed by the Division. The Director found that Frontier Solutions violated South Dakota Codified Law (SDCL) 47-31B-602, Administrative Rules of South Dakota (ARSD) 20:08:03:01, and Financial Industry Regulatory Authority (FINRA) Rule 3310. Under SDCL 47-31B-604, the Director possesses authority to revoke a broker-dealer's registration upon determining a violation of Chapter 47-31B. The Division determined these violations provided sufficient grounds for revocation. The order was issued on April 21, 2026, and served on Frontier Solutions via U.S. Certified Mail and first class mail at its registered address of 9 East Franklin Street, Richmond, Virginia 23219. Under SDCL 1-26-17.1, any person not an original party to the contested case whose pecuniary interests would be directly affected by the Division's order may request intervention and become a party to a hearing if a timely application is made to the Division.

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South Dakota Division of Insurance Revokes Broker-Dealer Registration for Frontier Solutions

On April 21, 2026, the South Dakota Division of Insurance revoked the broker-dealer registration of Frontier Solutions, LLC (CRD # 136102), based in Richmond, Virginia. Larry Deiter, Director of the South Dakota Division of Insurance, determined that Frontier Solutions violated state securities regulations following an audit conducted in April 2025. The firm failed to respond to audit inquiries and requests for information directed by the Division. The Director found that Frontier Solutions violated South Dakota Codified Law (SDCL) 47-31B-602, Administrative Rules of South Dakota (ARSD) 20:08:03:01, and Financial Industry Regulatory Authority (FINRA) Rule 3310. Under SDCL 47-31B-604, the Director possesses authority to revoke a broker-dealer's registration upon determining a violation of Chapter 47-31B. The Division determined these violations provided sufficient grounds for revocation. The order was issued on April 21, 2026, and served on Frontier Solutions via U.S. Certified Mail and first class mail at its registered address of 9 East Franklin Street, Richmond, Virginia 23219. Under SDCL 1-26-17.1, any person not an original party to the contested case whose pecuniary interests would be directly affected by the Division's order may request intervention and become a party to a hearing if a timely application is made to the Division.
3194653 pc May 29, 2026 kgurnani Australia Australian Prudential Regulatory Authority financial services
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Australian Prudential Regulatory Authority Imposes Additional Licence Conditions on HTFS Nominees Pty Limited

On May 29, 2026, the Australian Prudential Regulatory Authority (APRA) imposed additional licence conditions on HTFS Nominees Pty Limited (HTFS) to address prudential concerns relating to investment governance and member outcome frameworks. HTFS acts as trustee for HUB24 Super Fund, which manages approximately $55 billion in funds under management across 165,000 member accounts. The action follows APRA's thematic review of investment governance, strategic planning and member outcomes practices among superannuation trustees offering platforms. APRA's review identified significant deficiencies in HTFS's operations, including: lack of rigorous and consistently applied investment option selection criteria; insufficient operational and investment due diligence for new options with poor conflict of interest management; inadequate investment option monitoring and reporting frameworks; governance arrangements lacking independent trustee voice where key decision-makers hold senior positions within the parent group; and insufficient assessment and oversight of member outcomes. Under the conditions effective May 29, 2026, HTFS must appoint an independent expert to review its platform investment menus and governance frameworks; develop and implement an uplift plan addressing identified gaps; undertake a further review of its investment menu against enhanced requirements; and refrain from onboarding certain high-risk investment options until an independent expert confirms adequate onboarding and an accountable person attests the option serves members' best financial interests. APRA Chair John Lonsdale noted this represents the fifth Platform Trustee enforcement action, reflecting sustained focus on addressing prudential weaknesses. APRA will continue supervising other in-scope Platform Trustees and may consider further enhancements to prudential standards. The conditions will apply regardless of any change of ownership, including HUB24 Limited's announced acquisition of HTFS, subject to regulatory approvals.

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Australian Prudential Regulatory Authority Imposes Additional Licence Conditions on HTFS Nominees Pty Limited

On May 29, 2026, the Australian Prudential Regulatory Authority (APRA) imposed additional licence conditions on HTFS Nominees Pty Limited (HTFS) to address prudential concerns relating to investment governance and member outcome frameworks. HTFS acts as trustee for HUB24 Super Fund, which manages approximately $55 billion in funds under management across 165,000 member accounts. The action follows APRA's thematic review of investment governance, strategic planning and member outcomes practices among superannuation trustees offering platforms. APRA's review identified significant deficiencies in HTFS's operations, including: lack of rigorous and consistently applied investment option selection criteria; insufficient operational and investment due diligence for new options with poor conflict of interest management; inadequate investment option monitoring and reporting frameworks; governance arrangements lacking independent trustee voice where key decision-makers hold senior positions within the parent group; and insufficient assessment and oversight of member outcomes. Under the conditions effective May 29, 2026, HTFS must appoint an independent expert to review its platform investment menus and governance frameworks; develop and implement an uplift plan addressing identified gaps; undertake a further review of its investment menu against enhanced requirements; and refrain from onboarding certain high-risk investment options until an independent expert confirms adequate onboarding and an accountable person attests the option serves members' best financial interests. APRA Chair John Lonsdale noted this represents the fifth Platform Trustee enforcement action, reflecting sustained focus on addressing prudential weaknesses. APRA will continue supervising other in-scope Platform Trustees and may consider further enhancements to prudential standards. The conditions will apply regardless of any change of ownership, including HUB24 Limited's announced acquisition of HTFS, subject to regulatory approvals.
3197182 pc May 29, 2026 pdonofrio US Track 2 U.S. Department of the Treasury horizon scanning
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U.S. Department of the Treasury and Internal Revenue Service Issue Section 892 Proposed Regulations for Sovereign Investors

On May 29, 2026, the U.S. Department of the Treasury and the Internal Revenue Service (IRS) issued additional guidance addressing the applicability dates of proposed regulations under Section 892 of the Internal Revenue Code. Section 892 exempts foreign governments, including sovereign wealth funds, from tax on certain income derived from passive U.S. investments. The guidance provides grandfathering protection and transitional relief to foreign governments investing in the United States. This follows the December 15, 2025 issuance of proposed regulations clarifying when an acquisition of debt by a foreign government constitutes commercial activity and when a foreign government has effective control of an entity engaged in commercial activities—circumstances in which the exemption does not apply. The Treasury and IRS implemented a two-part approach in response to stakeholder comments: a grandfathering rule proposing new applicability dates to ensure existing foreign government interests would not be subject to final regulations, and a transition period providing foreign governments at least 90 days after the publication date or until the start of the first taxable year after publication to transition to the final regulations. Treasury Secretary Scott Bessent said the guidance provides certainty on the treatment of current investments and transitional relief to sovereign investors. IRS Chief Executive Frank J. Bisignano said the IRS aims to preserve established market practices, drive domestic economic growth, and support current and future sovereign wealth fund investment in the United States. The Treasury and IRS continue to consider comments from interested parties on all aspects of the proposed regulations. Further guidance is available on the Treasury website, with instructions for submitting comments included in the published guidance.

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US Department of the Treasury and US Internal Revenue Service Issue Section 892 Guidance for Sovereign Investors

On May 29, 2026, the US Department of the Treasury (Treasury) and US Internal Revenue Service (IRS) issued guidance addressing the applicability dates of proposed regulations under Section 892 of the Internal Revenue Code (IRC). Section 892 exempts foreign governments, including sovereign wealth funds, from tax on certain income derived from passive US investments. The new guidance provides grandfathering protection and transitional relief to foreign governments investing in the US, following the issuance of proposed regulations (December 2025) clarifying when an acquisition of debt by a foreign government constitutes commercial activity, and when a foreign government has effective control of an entity engaged in commercial activities — circumstances in which the exemption does not apply. Specifically, the Treasury and IRS implemented a two-part approach in response to stakeholder comments: A grandfathering rule proposing new applicability dates to ensure existing foreign government interests would not be subject to final regulations. A transition period providing foreign governments at least 90 days after the publication date or until the start of the first taxable year after publication to transition to the final regulations. According to the Treasury , the guidance provides certainty on the treatment of current investments and transitional relief to sovereign investors.
3197135 pc May 29, 2026 csoo United Kingdom Financial Conduct Authority horizon scanning
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United Kingdom Financial Conduct Authority Implements Changes to Collective Investment Schemes and Regulatory Reporting Rules

On May 23, 2026, and May 28, 2026, the Financial Conduct Authority (FCA) Board made several changes to the FCA Handbook affecting collective investment schemes, consumer credit reporting, and derivatives clearing requirements. The FCA introduced new rules enabling authorised fund managers to use distributed ledger technology (DLT) to maintain unitholder registers and records, with on-chain records recognised as primary records where appropriate operational safeguards are in place. The changes also permit smart contract functionality to facilitate unitholder processes. Additionally, the FCA introduced an optional Direct-to-Fund (D2F) dealing model, allowing investors to deal directly with funds through a single-stage process, whether tokenised or conventional. These instruments came into force on April 30, 2026. The FCA corrected an amendment made in error to the Senior Management Arrangements, Systems and Controls sourcebook (SYSC) 1.5.3R and addressed minor discrepancies in Consumer Credit Returns guidance. This instrument became effective on May 29, 2026. The FCA introduced a new annual Retail Banking Business Models (R2B2) regulatory return, replacing previous ad hoc data collections for banks and building societies meeting reporting thresholds. The return includes sub-product breakdowns of financial and volume-based measures across retail banking business models, supporting a more proportionate and predictable approach to data collection. This instrument came into force on June 1, 2026. The FCA increased the clearing threshold for commodity derivatives under UK European Markets Infrastructure Regulation (EMIR) from €3 billion to €6 billion, effective May 29, 2026. This adjustment responds to sustained increases in commodity prices since the threshold was originally set in 2016, and addresses concerns that fixed nominal thresholds disadvantage UK counterparties. The FCA views this as a transitional measure pending wider reforms to the UK EMIR clearing regime. The FCA also made minor administrative changes to the Short Selling Rules sourcebook, effective July 13, 2026, with Part 2 of Annex A effective January 1, 2027.

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UK’s Financial Conduct Authority Publishes Handbook Notice No.141

On May, 29, 2026, the Financial Conduct Authority (FCA) published its Handbook Notice No.141. This Handbook notice describes the changes to the FCA Handbook and other material made by the FCA Board under its legislative and other statutory powers on April 23 and May 28, 2026. The changes made are relevant to the following instruments, with the associated consultations linked: Collective Investment Schemes (Use of Distributed Ledger Technology in Authorised Funds) Instrument 2026 Collective Investment Schemes (Direct Dealing) Instrument 2026 Consumer Credit (Regulatory Reporting)(Amendment) Instrument 2026 Supervision Manual (Amendment) Instrument 2026 Technical Standards (European Markets Infrastructure Regulation) (Clearing Thresholds) (Amendment) Instrument 2026 Short Selling Rules Sourcebook (Administration) Instrument 2026
3197134 pc May 29, 2026 csoo United Kingdom Financial Conduct Authority horizon scanning
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United Kingdom Financial Conduct Authority Introduces Annual Retail Banking Business Models Data Reporting Return

On May 28, 2026, the Financial Conduct Authority (FCA) published Policy Statement PS26/8, finalising rules for an annual Retail Banking Business Models (R2B2) data reporting return that replaces ad hoc data collections. The return applies to banks and building societies that provided services to retail customers in the United Kingdom, were required to submit Annual Financial Crime Reports for their last three accounting reference periods, reported at least 200,000 United Kingdom customer relationships in all of them, and reported total revenue of £5 million or more at their last three accounting reference dates. The FCA estimates 36 firms will be in scope for 2026, covering approximately 97 percent of the market by United Kingdom customer relationships, with eight firms newly in scope. The R2B2 return comprises two elements: a core financial data request split into seven sections covering residential mortgages, personal banking, personal lending, small business banking, other business banking, wholesale funding, and whole business measures; and an off-the-shelf document request for readily available documents relating to United Kingdom customers, including product offerings, internal financial reporting, and business plans. The FCA reduced data points by 30 percent compared to the 2024 ad hoc request to reduce firm burden. The FCA received 14 consultation responses and made amendments in response, including removing reconciliation calculations between product-level data and profit and loss statements, streamlining the off-the-shelf document request to focus on business-level rather than product-level information, and clarifying group reporting requirements. The FCA estimates one-off implementation costs of approximately £18,625 per newly in-scope firm and considers benefits continue to outweigh associated costs. Firms must submit the R2B2 return by November 30, 2026, aligned with their internal accounting periods. The FCA will publish aggregated statistics and insights annually and review the collection after five years. Firms requiring support can contact retailbankingbusinessmodels@fca.org.uk. The made rules come into force on June 1, 2026.

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UK's Financial Conduct Authority Publishes Policy Statement on Retail Banking Business Models Data

On May 29, 2026, the Financial Conduct Authority (FCA) published Policy Statement PS26/8, finalising rules for an annual Retail Banking Business Models (R2B2) data reporting return that replaces ad hoc data collections. R2B2 data is financial and volume-based data spanning banks’ and building societies’ business models. It also includes a request for off-the-shelf information. The data allows the FCA to understand how business models evolve, analyse how each product segment contributes to the business, and monitor competitive dynamics in the industry. The R2B2 return will apply to banks and building societies that: Provided services to retail customers in the UK in the relevant reporting period. Were required to submit Annual Financial Crime Reports for their last three accounting reference periods, and reported at least 200,000 UK customer relationships in all of them. Reported a total revenue of £5 million or more at all of the firms’ last three accounting reference dates.
3195927 pc May 29, 2026 pthandapani Singapore Monetary Authority of Singapore financial services
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Singapore's Monetary Authority Updates Minimum Liquid Assets and Liquidity Coverage Ratio Requirements

On May 28, 2026, the Monetary Authority of Singapore (MAS) issued amendments to Notice 649, which sets out minimum liquid assets (MLA) and liquidity coverage ratio (LCR) requirements for banks operating in Singapore. The amendments take effect on September 1, 2026. Notice 649 applies to all banks in Singapore, including full banks that are locally incorporated or branches, and wholesale banks that are locally incorporated or branches. The notice establishes mandatory liquidity risk management standards pursuant to sections 38(1) and 65(2) of the Banking Act 1970. The MLA and LCR requirements ensure that banks maintain sufficient liquid assets to meet their obligations during stressed market conditions and to manage their liquidity risk effectively. The May 28, 2026 amendments include updates to MAS Notice 649 (Amendment) 2026 and MAS Notice 649 Form 2 (Amendment) 2026. These amendments supersede the previous version effective July 1, 2024. Banks must comply with the updated requirements by the September 1, 2026 effective date. The notice requires banks to submit liquidity information using specified forms, including Form 2, which captures LCR, MLA, cashflows, and available unencumbered liquid assets data. The requirements align with international liquidity standards and support MAS's regulatory framework for managing systemic liquidity risk in Singapore's banking sector. Banks should review the amended notice and forms to ensure compliance with the new requirements by the effective date. **References:** - MAS Notice 649 (Amendment) 2026 - MAS Notice 649 Form 2 (Amendment) 2026 - Banking Act 1970

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Monetary Authority of Singapore Updates Minimum Liquid Assets and Liquidity Coverage Ratio Requirements

The Monetary Authority of Singapore (MAS) has released MAS Notice 649 (Amendment) 2026, which revises the regulatory requirements for Minimum Liquid Assets (MLA) and the Liquidity Coverage Ratio (LCR) for reporting banks. The amendments prescribe: Group-level MLA requirements mandating that specific reporting banks—those incorporated in Singapore and not subsidiaries of foreign banks or foreign holding companies—comply with the all-currency and Singapore Dollar MLA requirements on a consolidated (Group) level, which consolidates the assets and liabilities of all its banking group entities, excluding insurance subsidiaries. Expanded scope of eligible liquid assets updating the definitions of Tier-1 and Tier-2 Liquid Assets to include assets held by a banking group entity to meet statutory liquidity requirements, provided the surplus is freely available to the banking group in times of stress. The amendments also introduce a grandfathering clause allowing certain debt securities or sukuk issued by a financial institution and acquired before May 28, 2026, to be treated as liquid assets until August 31, 2031, and permit recognizing specific foreign sovereign or central bank debt as Tier-1 Liquid Assets (instead of Tier-2) up to a 16% limit. Qualifying liabilities refinement stipulating that a reporting bank may compute liabilities due to a foreign central bank on a net basis by deducting specific claims maturing within one month, provided the resulting net asset amount is only deducted from the qualifying liabilities attributable to the relevant branch or subsidiary in that jurisdiction. HQLA operational and eligibility updates expanding the eligibility of ordinary shares as Level 2B High Quality Liquid Assets (HQLA) to include those that are constituents of an index in a foreign jurisdiction whose domestic currency is both a global reserve currency and a significant currency of the reporting bank. Additionally, the operational requirements mandate that if a reporting bank hedges the market risk of a liquid asset, it must subtract the early close-out cash outflow of the hedge from the asset's market value when computing its LCR. The amendments will take effect on September 1, 2026.
3192323 pc May 29, 2026 kgurnani Australia Australian Securities and Investments Comission financial services
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Australian Securities and Investments Commission Publishes Early Observations on Mandatory Climate Reporting

On May 29, 2024, the Australian Securities and Investments Commission (ASIC) published early observations from its review of mandatory climate reporting submissions filed by entities in the first wave of Australia's climate disclosure regime. ASIC reviewed a sample of sustainability reports from listed entities with December 31 year-ends and will publish a comprehensive report with detailed findings in October 2024. ASIC identified six key areas requiring attention from preparers of climate-related financial disclosures. First, entities must clearly disclose judgements applied in preparing climate statements, as required by the Australian Accounting Standards Board (AASB) standard S2, to help readers understand the certainty attached to measurements. Second, entities must ensure voluntary or additional climate information does not obscure mandatory climate-related financial information; ASIC recommends using tables or index markers to distinguish statutory from supplementary content. Third, cross-references to other reports must meet specific standards—they must be available on the same terms and at the same time, and reference particular report sections rather than whole documents. Fourth, disclaimers must not conflict with the statutory framework or reporting objectives. Fifth, entities should consistently reference past events, current conditions, and forecasts when disclosing climate risks. Sixth, entities using climate-related targets should clarify whether targets are legally or regulatory required. ASIC emphasises this represents a generational change in reporting requirements and that the baseline established by first-wave reporters should not become a permanent benchmark. ASIC continues providing capacity-building resources, including regulatory guidance (Regulatory Guide 280), interactive modules, and webinars throughout June 2024. The regulator is adopting a pragmatic and proportionate supervisory approach during the three-year phase-in period with modified liability provisions. The government has proposed streamlining climate disclosures to reduce regulatory burden, and ASIC will participate in the consultation process while maintaining core sustainability requirements.

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Australian Securities and Investments Commission Publishes Early Observations on Mandatory Climate Reporting

On May 29, 2024, the Australian Securities and Investments Commission (ASIC) published early observations from its review of mandatory climate reporting submissions filed by entities in the first wave of Australia's climate disclosure regime. ASIC identified six key areas requiring attention from preparers of climate-related financial disclosures: Entities must clearly disclose judgements applied in preparing climate statements, as required by the Australian Accounting Standards Board (AASB) standard S2, to help readers understand the certainty attached to measurements. Entities must ensure voluntary or additional climate information does not obscure mandatory climate-related financial information; ASIC recommends using tables or index markers to distinguish statutory from supplementary content. Cross-references to other reports must meet specific standards. They must be available on the same terms and at the same time, and reference particular report sections rather than whole documents. Disclaimers must not conflict with the statutory framework or reporting objectives. Entities should consistently reference past events, current conditions, and forecasts when disclosing climate risks. Entities using climate-related targets should clarify whether targets are legally or regulatory required.
3192323 pc May 29, 2026 kgurnani Australia Australian Securities and Investments Comission financial services
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Australian Securities and Investments Commission Publishes Early Observations on Mandatory Climate Reporting

On May 29, 2024, the Australian Securities and Investments Commission (ASIC) published early observations from its review of mandatory climate reporting submissions filed by entities in the first wave of Australia's climate disclosure regime. ASIC reviewed a sample of sustainability reports from listed entities with December 31 year-ends and will publish a comprehensive report with detailed findings in October 2024. ASIC identified six key areas requiring attention from preparers of climate-related financial disclosures. First, entities must clearly disclose judgements applied in preparing climate statements, as required by the Australian Accounting Standards Board (AASB) standard S2, to help readers understand the certainty attached to measurements. Second, entities must ensure voluntary or additional climate information does not obscure mandatory climate-related financial information; ASIC recommends using tables or index markers to distinguish statutory from supplementary content. Third, cross-references to other reports must meet specific standards—they must be available on the same terms and at the same time, and reference particular report sections rather than whole documents. Fourth, disclaimers must not conflict with the statutory framework or reporting objectives. Fifth, entities should consistently reference past events, current conditions, and forecasts when disclosing climate risks. Sixth, entities using climate-related targets should clarify whether targets are legally or regulatory required. ASIC emphasises this represents a generational change in reporting requirements and that the baseline established by first-wave reporters should not become a permanent benchmark. ASIC continues providing capacity-building resources, including regulatory guidance (Regulatory Guide 280), interactive modules, and webinars throughout June 2024. The regulator is adopting a pragmatic and proportionate supervisory approach during the three-year phase-in period with modified liability provisions. The government has proposed streamlining climate disclosures to reduce regulatory burden, and ASIC will participate in the consultation process while maintaining core sustainability requirements.

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Early observations from mandatory climate reporting | ASIC

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3208316 gc May 29, 2026 apintea Ukraine PlayCity Ukraine - Decisions gamblingcompliance
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Ukraine's PlayCity Agency Terminates Casino Licence for Favorit Casino Company

On May 29, 2026, Ukraine's PlayCity Agency (the gambling regulator) issued Decision No. 208-Р terminating the gaming licence held by limited liability company Favorit Casino Company (TOV "FAVORIT KAZINO KOMPANI"). The decision revokes the company's authorisation to organise and conduct gambling activities in casino establishments. The termination represents an enforcement action by the state gambling authority against a licensed casino operator. PlayCity Agency exercises regulatory oversight of the gambling and lottery sector in Ukraine and holds authority to issue, suspend, and revoke gaming licences. The decision to terminate Favorit Casino Company's licence indicates the operator no longer meets regulatory requirements or has breached conditions of its operating authorisation. Casino operators in Ukraine must maintain compliance with licensing conditions established by PlayCity Agency to continue operations. The decision became effective on May 29, 2026. Favorit Casino Company must cease all gambling activities in casino establishments immediately upon the licence termination. The company may have rights to appeal the decision or seek administrative review under Ukrainian administrative law procedures, though specific appeal mechanisms and timeframes are not detailed in the regulatory announcement. Other casino operators licensed by PlayCity Agency should note this enforcement action as an indication of the regulator's active monitoring and enforcement posture.

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Ukraine's gambling regulator terminates Favorit Casino's gambling licence

On May 29, 2026, Ukraine's PlayCity Agency announced the termination of the gambling licence held by the limited liability company Favorit Casino Company. The decision revokes the operator's authorisation to conduct and organise gambling activities in casino gambling establishments as the operator is an entity controlled by residents of a state carrying out armed aggression against Ukraine and its founders are the ultimate beneficial owners of a resident of a state carrying out armed aggression against Ukraine. The company has the right to appeal the decision or seek administrative review under Ukrainian administrative law procedures. Other casino operators licensed by PlayCity Agency should note this enforcement action as an indication of the regulator's active monitoring and enforcement posture.
3208315 gc May 29, 2026 apintea Ukraine PlayCity Ukraine - Decisions gamblingcompliance
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Ukraine's PlayCity Agency Terminates FAVBET VIP Casino Limited Liability Company Gaming Licence

On May 29, 2026, Ukraine's PlayCity Agency (the State Agency for Regulation of Gambling and Lotteries) issued Decision No. 209-Р terminating the gaming licence held by FAVBET VIP CASINO Limited Liability Company (LLC). The decision revokes the operator's authorisation to conduct and organise gambling activities in casino gambling establishments. The termination decision represents an enforcement action by the Ukrainian gambling regulator against the licensed operator. PlayCity Agency maintains regulatory oversight of the gambling sector in Ukraine and holds authority to issue, suspend, and revoke gaming licences. The decision to terminate FAVBET VIP CASINO LLC's licence indicates the operator no longer meets regulatory requirements or has violated conditions of its operating authorisation. Casino gambling establishments in Ukraine operate under strict licensing requirements administered by PlayCity Agency, which enforces compliance with applicable gambling legislation and regulatory standards. The decision became effective on May 29, 2026. FAVBET VIP CASINO LLC must cease all gambling operations in casino establishments immediately following the licence termination. The operator is required to comply with wind-down procedures and surrender its licence authorisation. Affected players and stakeholders should direct inquiries regarding outstanding matters to PlayCity Agency or seek guidance through official regulatory channels. The full decision is available on PlayCity Agency's official website.

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Ukraine's gambling authority terminates FAVBET VIP Casino LLC's gambling licence

On May 29, 2026, Ukraine's PlayCity Agency announced the termination of the gambling licence held by FAVBET VIP CASINO Limited Liability Company (LLC). The decision revokes the operator's authorisation to conduct and organise gambling activities in casino gambling establishments as the operator is an entity controlled by residents of a state carrying out armed aggression against Ukraine and its founders are the ultimate beneficial owners of a resident of a state carrying out armed aggression against Ukraine. The decision can be appealed against within a six-month period from the date of its notification to the licensee.
3196941 pc May 29, 2026 adavies France Bank of France financial services
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France's Banking Authority Collects Eligibility Data for European Anti-Money Laundering Authority Supervision

On May 29, 2026, the Prudential Supervision and Resolution Authority (ACPR), France's banking regulator, opened a data collection exercise to identify institutions and groups operating across at least six European Union member states. This collection supports the first selection cycle for direct supervision by the newly established Anti-Money Laundering Authority (AMLA), with a submission deadline of June 30, 2026. The ACPR announced the collection during a webinar on February 12, 2026. Institutions and groups operating in six or more member states will fall within AMLA's scope and become subject to annual supervision fees under Article 77 of the AMLA Regulation. Approximately 40 high-risk institutions and groups will be selected for direct AMLA supervision beginning in 2028, with risk assessments based on detailed methodology outlined in a draft regulatory technical standard under Article 12 of the AMLA Regulation. Risk evaluation will consider institutions operating through branches, subsidiaries, or freedom of services (FOS) passports. For FOS activities, minimum activity thresholds include either 20,000 clients or €50,000,000 in annual client transactions within a member state. Reporting obligations apply to groups with establishments, branches, or FOS passports in five or more member states, and standalone institutions with five or more freedom of establishment or FOS passports. Group heads established in France must submit consolidated reporting covering all group entities. Where group heads are not yet regulated entities, groups must designate an authorized entity as the reporting representative. The AMLA will host a public webinar on June 10, 2026, to present the reporting framework. Institutions must submit the mandatory report using the AMLA-provided template via the ONEGATE platform by June 30, 2026. Data should reflect activity as of December 31, 2025, covering the full 2025 financial year.

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French Prudential Supervision and Resolution Authority Collects Eligibility Data for European Anti-Money Laundering Authority Supervision

On May 29, 2026, the French Prudential Supervision and Resolution Authority (ACPR) announced that it had opened a data collection exercise to identify institutions and groups operating across at least six European Union member states. This collection supports the first selection cycle for direct supervision by the newly established Anti-Money Laundering Authority (AMLA), with a submission deadline of June 30, 2026. Institutions and groups operating in six or more member states may fall within AMLA's scope and become subject to annual supervision fees under Article 77 of the AMLA Regulation. Approximately 40 high-risk institutions and groups will be selected for direct AMLA supervision beginning in 2028, with risk assessments based on detailed methodology outlined in a draft regulatory technical standard under Article 12 of the AMLA Regulation.
3201323 gc May 29, 2026 gkaliraman Uganda News and Updates | Lotteries and Gaming Regulatory Board Uganda gamblingcompliance
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Uganda's National Lotteries and Gaming Regulatory Board Seizes 169 Illegal Gaming Machines in West Nile Enforcement Operation

On May 29, 2026, the National Lotteries and Gaming Regulatory Board (NLGRB) announced a targeted enforcement operation across Uganda's West Nile region that resulted in the seizure of 169 illegal gaming machines operating without requisite licenses and regulatory approval. The operation covered 20 districts and municipalities including Arua city, Maracha, Koboko, Nebbi, and Pakwach. The NLGRB, established under the Lotteries and Gaming Act No. 7 of 2016, conducted the enforcement drive to address unlicensed gaming operations that violate Uganda's gaming laws. Illegal gaming equipment poses significant risks to communities, including exposure of minors and vulnerable individuals to unregulated practices, denial of consumer protections, and promotion of irresponsible gaming behaviour. The NLGRB identified that such operations undermine fair and transparent gaming environments and erode public confidence in the regulated sector. The Board emphasised that operating gaming equipment without a license constitutes a clear violation of gaming legislation. The enforcement action supports the NLGRB's statutory mandate to regulate, supervise, and enforce gaming laws while protecting the public from harmful gaming practices. The Board urged all gaming operators to ensure their equipment, premises, and activities hold full licenses and comply with regulatory requirements, including regular verification of license status and adherence to established standards. The NLGRB also called upon the public to report illegal gaming activities within their communities to strengthen enforcement efforts. The Board remains committed to continuous inspections, targeted enforcement operations, stakeholder engagement, and public awareness campaigns to uphold the integrity of Uganda's gaming sector and advance responsible gaming nationwide.

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Uganda's National Lotteries and Gaming Regulatory Board enforces against illegal gambling operations

On May 29, 2026, the National Lotteries and Gaming Regulatory Board (NLGRB) announced a targeted enforcement operation across Uganda's West Nile region that resulted in the seizure of 169 illegal gaming machines operating without requisite licenses and regulatory approval. The operation covered 20 districts and municipalities including Arua city, Maracha, Koboko, Nebbi, and Pakwach. The NLGRB, established under the Lotteries and Gaming Act No. 7 of 2016, conducted the enforcement drive to address unlicensed gaming operations that violate Uganda's gaming laws. Illegal gaming equipment poses significant risks to communities, including exposure of minors and vulnerable individuals to unregulated practices, denial of consumer protections, and promotion of irresponsible gaming behaviour. The NLGRB identified that such operations undermine fair and transparent gaming environments and erode public confidence in the regulated sector. The Board emphasised that operating gaming equipment without a license constitutes a clear violation of gaming legislation. The enforcement action supports the NLGRB's statutory mandate to regulate, supervise, and enforce gaming laws while protecting the public from harmful gaming practices. The Board urged all gaming operators to ensure their equipment, premises, and activities hold full licenses and comply with regulatory requirements, including regular verification of license status and adherence to established standards. The NLGRB also called upon the public to report illegal gaming activities within their communities to strengthen enforcement efforts. The Board remains committed to continuous inspections, targeted enforcement operations, stakeholder engagement, and public awareness campaigns to uphold the integrity of Uganda's gaming sector and advance responsible gaming nationwide.
3194786 pc May 29, 2026 rghosh Japan Japan Virtual Currency Exchange Dealers Association financial services
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Japan Virtual Currency Exchange Dealers Association Opens Consultation on New Crypto-Asset Sales Rules

On May 29, 2026, the Japan Virtual Currency Exchange Dealers Association (JVCEA) launched a public consultation on proposed amendments to its rules governing the sale of new crypto-assets. The consultation seeks feedback on draft amendments to the "Rules Regarding the Sale of New Crypto-Assets" and related regulations. The JVCEA is inviting stakeholders to submit comments on the proposed changes, which will inform the final version of the amended rules. This consultation reflects the association's ongoing efforts to refine its regulatory framework as the crypto-asset market evolves and trading practices develop. The comment period runs from May 29, 2026, to June 17, 2026, at 3:00 p.m. Japan Standard Time. Interested parties can submit responses through the submission method detailed on the JVCEA website. The JVCEA will review all feedback received during this period before finalising the amendments. REFERENCES: Japan Virtual Currency Exchange Dealers Association. "「新規暗号資産の販売に関する規則」等の一部改正（案）に関する意見公募手続きについて、パブリックコメントを募集いたします。" Accessed May 29, 2026. https://www.jvcea.or.jp/

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Japan Virtual Currency Exchange Dealers Association Opens Consultation on New Crypto-Asset Sales Rules

On May 29, 2026, the Japan Virtual Currency Exchange Association (JVCEA) published draft amendments to its self-regulatory rules governing the sale and handling of crypto assets for public consultation. The draft amendments address the criteria and procedures applicable to the listing and sale of new crypto assets by member firms. Proposed amendments have been made to: Rules and Guidelines on the Sale of New Crypto Assets Rules and Guidelines on the Handling of Crypto Assets Key changes include: Issuer change notification obligations (new Article 15-2): Member firms conducting entrusted sales must now include contractual provisions requiring issuers to give advance written notice of material changes, including business transfers, changes to the underlying blockchain or smart contract, and changes in beneficial ownership. Where such changes pose risks to purchaser protection, members must be entitled to terminate the entrusted sales contract and suspend or discontinue handling of the crypto asset. Intermediary activity framework: The rules are updated to reflect the introduction of crypto asset intermediary businesses clarifying how the existing new crypto asset sales rules apply where intermediaries are involved in sales activity. Handling rules — self-assessment and green list frameworks: Amendments to the crypto asset handling rules provide further detail on the operation of the Green List scheme and the Crypto Asset Self-Check (CASC) scheme, under which qualifying member firms may conduct pre-listing reviews without full advance association scrutiny, subject to enhanced post-listing monitoring and periodic reporting obligations. Ongoing disclosure and monitoring: Existing obligations on post-sale periodic disclosure and monitoring of issuer compliance are clarified, including the conditions under which members may cease ongoing reporting obligations where a project has concluded or five years have elapsed since the final sales period. Stakeholders and interested parties are invited to submit comments on the draft amendments to public@jvcea.or.jp by June 17, 2026 at 15:00 JST, or by post to JVCEA's Tokyo office. Submissions should be made in writing (email body text only; attachments and links are not accepted) and must include the respondent's name and contact details, along with identification of the specific rule being commented upon.
3199230 pc May 29, 2026 arahman Sweden Finansinspektionen horizon scanning
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Sweden's Financial Supervisory Authority Plans Guidance on Banks' Basic Banking Services Obligations

On May 29, 2026, Finansinspektionen (FI), Sweden's financial supervisory authority, announced its intention to publish guidance clarifying banks' obligations to provide basic banking services to customers. FI has engaged with multiple stakeholders to deepen its understanding of the underlying reasons customers lack access to basic banking services and to assess the need for guidance. A central issue FI will address is defining what constitutes a payment account with basic functions and which features are required for an account to qualify as such. FI intends to publish a clarification of its assessment of how the concept of a payment account with basic functions should be interpreted, based on relevant European Union rules and Swedish implementation. For other matters, FI will provide guidance by clarifying how banks should apply certain binding rules. Such guidance may be issued through general advice or legal positions. FI will also provide guidance on practical application by answering specific questions in a compiled written frequently asked questions section on its website. The guidance will address consumer protection issues related to banks' statutory duty to offer basic banking services. This initiative responds to barriers some customers face in accessing essential financial services from banks operating in Sweden. FI's approach combines clarification of regulatory concepts with practical application guidance to ensure consistent implementation across the banking sector. The promemoria detailing FI's planned guidance is available on its website.

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1582 chars · nid 92854

Sweden's Financial Supervisory Authority Plans Guidance on Banks' Basic Banking Services Obligations

On May 29, 2026, the Financial Supervisory Authority (FI) announced its intention to publish guidance clarifying banks' obligations to provide basic banking services to customers. The FI has engaged with multiple stakeholders to deepen its understanding of the underlying reasons customers lack access to basic banking services and to assess the need for guidance. A central issue the FI will address is defining what constitutes a payment account with basic functions and which features are required for an account to qualify as such. The FI intends to publish a clarification of its assessment of how the concept of a payment account with basic functions should be interpreted, based on relevant European Union rules and Swedish implementation. For other matters, the FI will provide guidance by clarifying how banks should apply certain binding rules. Such guidance may be issued through general advice or legal positions. The FI will also provide guidance on practical application by answering specific questions in a compiled written frequently asked questions section on its website. The guidance will address consumer protection issues related to banks' statutory duty to offer basic banking services. This initiative responds to barriers some customers face in accessing essential financial services from banks operating in Sweden. The FI's approach combines clarification of regulatory concepts with practical application guidance to ensure consistent implementation across the banking sector. The promemoria detailing FI's planned guidance is available on its website.
3192744 pc May 29, 2026 adavies Netherlands Official Gazette horizon scanning
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Netherlands Ministry of Finance Implements Modified Alternative Investment Fund Managers and Undertakings for Collective Investment Directives

On May 28, 2026, the Netherlands Official Gazette published Decree 2026-122, implementing European Union Directive 2024/927 into Dutch financial services law. The decree, adopted by the Dutch government on May 4, 2026, amends four regulatory instruments governing investment fund managers: the Prudential Rules Decree, the Conduct Supervision Decree, the Market Access Decree, and the Administrative Penalties Decree for the financial sector. The decree introduces enhanced requirements for alternative investment fund managers (AIFMs) and collective investment undertakings (ICBEs). Key provisions establish mandatory liquidity risk management systems requiring fund managers to monitor liquidity profiles, conduct regular stress tests under both normal and exceptional market conditions, and ensure coherence between investment strategy, liquidity profile, and redemption policies. New rules govern the outsourcing of portfolio management and risk management tasks, requiring managers to notify the Financial Markets Authority (Autoriteit Financiële Markten—AFM) and justify delegation structures with objective arguments. The decree addresses conflicts of interest arising from "white-label" fund arrangements, requiring managers to demonstrate fair treatment of funds and investors when third parties initiate funds or share their names with funds. Additional provisions regulate custodian arrangements for non-European investment funds, permitting Dutch managers to appoint custodians outside the European Union only when equivalent prudential standards apply and information-sharing agreements comply with OECD tax treaty standards. Managers must replace custodians within two years if their jurisdiction becomes designated as high-risk under anti-money laundering standards or is listed as non-cooperative on tax matters. The decree also clarifies requirements for ICBE managers regarding liquidity management instruments and sidepocket provisions. Most provisions enter into force the day after publication in the Official Gazette. Article II, Part F, concerning reporting obligations for alternative investment fund managers, enters into force on April 16, 2027, aligning with corresponding provisions in the Financial Supervision Act (Wet op het financieel toezicht). **Reference:** [Staatsblad 2026, 122](https://zoek.officielebekendmakingen.nl/stb-2026-122.html)

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978 chars · nid 92811

Dutch Ministry of Finance Implements Modified Alternative Investment Fund Managers and Undertakings for Collective Investment Directives

On May 28, 2026, the Dutch government published Decree 2026-122, implementing Directive (EU) 2024/927 (Alternative Investment Fund Managers Directive II – AIFMD II). The decree amends four regulatory instruments governing investment fund managers: The Prudential Rules Decree The Conduct Supervision Decree The Market Access Decree The Administrative Penalties Decree for the financial sector The decree introduces enhanced requirements for alternative investment fund managers (AIFMs) and collective investment undertakings (ICBEs). Key provisions establish mandatory liquidity risk management systems requiring fund managers to monitor liquidity profiles, conduct regular stress tests under both normal and exceptional market conditions, and ensure coherence between investment strategy, liquidity profile and redemption policies. The decree enters into force on May 29, 2026, one day after publication. However, Article II, Part F, enters into force on April 16, 2027.
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