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3060696 pc Apr 14, 2026 kgurnani Dubai Securities and Comodities Authority financial services
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United Arab Emirates Financial Regulatory Authority Establishes Comprehensive Digital Assets Regulatory Framework

On April 13, 2026, the United Arab Emirates Financial Regulatory Authority issued a comprehensive regulatory framework for digital assets, establishing an integrated system designed to support market growth while maintaining investor protection and market integrity. The framework comprises five primary regulatory units: general requirements; business conduct regulation; alternative trading systems; anti-money laundering and counter-terrorism financing (AML/CTF); and prudential requirements. These units provide a comprehensive legislative and supervisory structure for entities operating in the digital assets sector. The framework expands regulated activities from three to eight, including: dealing in digital assets as principal; dealing in digital assets as agent; custody services provision; custody services arrangement; investment transaction arrangement; investment advisory services; portfolio management; and operation of multilateral trading facilities. The expansion reflects market evolution and the increasing diversity of business models and services associated with digital assets. A specialised alternative trading systems unit regulates trading facilities, encompassing digital asset trading facilities, traditional multilateral securities trading facilities, and multilateral tokenised securities trading facilities. This integrated approach reflects the authority's strategy to develop a cohesive regulatory framework that accommodates convergence between traditional and digital market structures. The framework establishes balanced regulatory foundations combining innovation support, market integrity promotion, and investor protection through clear licensing, compliance, governance, risk management, and prudential requirements. It aligns with international standards from the International Organization of Securities Commissions (IOSCO) and the Financial Action Task Force (FATF), applying the principle of proportionate regulatory requirements based on activity nature and risk level. The authority's chief executive, Waleed Saeed Al Awadi, stated the framework provides clear foundations for digital asset regulation in the United Arab Emirates, enabling innovation within a trustworthy environment ensuring investor protection and market integrity.

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2287 chars · nid 91902

United Arab Emirates Financial Regulatory Authority Establishes Comprehensive Digital Assets Regulatory Framework

On April 13, 2026, the United Arab Emirates Financial Regulatory Authority issued a comprehensive regulatory framework for digital assets, establishing an integrated system designed to support market growth while maintaining investor protection and market integrity. The framework comprises five primary regulatory units: general requirements; business conduct regulation; alternative trading systems; anti-money laundering and counter-terrorism financing (AML/CTF); and prudential requirements. These units provide a comprehensive legislative and supervisory structure for entities operating in the digital assets sector. The framework expands regulated activities from three to eight, including: dealing in digital assets as principal; dealing in digital assets as agent; custody services provision; custody services arrangement; investment transaction arrangement; investment advisory services; portfolio management; and operation of multilateral trading facilities. The expansion reflects market evolution and the increasing diversity of business models and services associated with digital assets. A specialised alternative trading systems unit regulates trading facilities, encompassing digital asset trading facilities, traditional multilateral securities trading facilities, and multilateral tokenised securities trading facilities. This integrated approach reflects the authority's strategy to develop a cohesive regulatory framework that accommodates convergence between traditional and digital market structures. The framework establishes balanced regulatory foundations combining innovation support, market integrity promotion, and investor protection through clear licensing, compliance, governance, risk management, and prudential requirements. It aligns with international standards from the International Organization of Securities Commissions (IOSCO) and the Financial Action Task Force (FATF), applying the principle of proportionate regulatory requirements based on activity nature and risk level. The authority's chief executive, Waleed Saeed Al Awadi, stated the framework provides clear foundations for digital asset regulation in the United Arab Emirates, enabling innovation within a trustworthy environment ensuring investor protection and market integrity.
3062341 pc Apr 14, 2026 pdonofrio US Track 2 Ministry of Finance horizon scanning
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United States Treasury Office Issues Venezuela-Related General Licenses and Removes Designation

On April 14, 2026, the U.S. Department of the Treasury's Office of Foreign Assets Control (OFAC) issued Venezuela General License 56, "Authorizing Commercial-Related Negotiations of Contingent Contracts with the Government of Venezuela," and Venezuela General License 57, "Authorizing Financial Services Transactions Involving Certain Venezuelan Banks and Government of Venezuela Individuals." These licenses authorize specified commercial and financial activities with Venezuelan entities previously subject to restrictions. OFAC simultaneously released Venezuela-related Frequently Asked Question 1248 to provide guidance on the application of these new licenses. The office also published its Quarterly Report of Licensing Activities pursuant to Section 906(b) of the Trade Sanctions Reform and Export Enhancement Act of 2000 (TSRA), covering activities undertaken under Section 906(a)(1) of the TSRA from October through December 2025. Under TSRA procedures, OFAC processes license applications authorising the export of agricultural commodities, medicine, and medical devices to Iran under the specific licensing regime established in Section 906 of the TSRA. Additionally, OFAC updated the Specially Designated Nationals and Blocked Persons List, removing Reinaldo Enrique Munoz Pedroza from the designations list. Munoz Pedroza, a Venezuelan national born November 28, 1971, in Caracas, was previously designated under Venezuela-related sanctions. These actions represent a modification to U.S. sanctions policy toward Venezuela, expanding authorised commercial and financial engagement with the Venezuelan government and certain Venezuelan financial institutions. The general licenses and guidance provide a framework for entities seeking to conduct permitted transactions with Venezuela.

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US Office of Foreign Assets Control Issues Venezuela-Related General Licenses 56 and 57

On April 14, 2026, the US Office of Foreign Assets Control (OFAC) issued Venezuela-related General License 56 and Venezuela-related General License 57 . The general licenses authorize certain commercial-related negotiations of contingent contracts with the government of Venezuela and authorize financial services transactions involving certain Venezuelan banks and government of Venezuela individuals, respectively. Additionally, OFAC issued FAQ 1248 , which provides guidance on Venezuela-related general licenses and associated transactions. OFAC has also released a quarterly report on licensing activities pursuant to the Trade Sanctions Reform and Export Enhancement Act (TSRA). Lastly, OFAC removed one Venezuelan individual from its Specially Designated Nationals (SDN) list.
3061874 pc Apr 14, 2026 arahman Russia The central Bank of Russian Federation horizon scanning
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Russia's Central Bank Opens Public Consultation on Multiple Regulatory Amendments

The Central Bank of Russia (Bank of Russia) has opened public consultations on multiple draft regulatory acts across various financial sectors. The consultations form part of the Bank of Russia's 2026 regulatory agenda and invite stakeholder feedback through designated email addresses. The draft regulations under consultation include amendments to existing directives covering insurance life contracts, credit organisation founder requirements, and financial market safeguards. Specifically, the Bank of Russia is consulting on: amendments to Instruction No. 7169-U (September 17, 2025); amendments to Instruction No. 6316-U (November 16, 2022); amendments to Instruction No. 6960-U (December 16, 2024); a new regulation on assessing the financial position of credit organisation founders and participants under Federal Law No. 281-FZ (July 29, 2017); amendments regarding life insurance contract obligations and surrender value calculations; and amendments to Positions No. 843-P, No. 727-P, No. 728-P, No. 777-P, and No. 844-P, alongside amendments to Instruction No. 6870-U (September 27, 2024). The consultation deadlines range from April 14 to April 26, 2026, with responses directed to designated Bank of Russia officials via email. The Bank of Russia has published explanatory notes for each draft regulation and provided a template for submitting comments. All proposed regulations are subject to regulatory impact assessment and corruption risk evaluation. Stakeholders, including financial institutions, insurance organisations, and other market participants, are encouraged to submit formal comments during the designated consultation periods to ensure their perspectives inform the final regulatory framework.

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Central Bank of Russia Consults on Amendments to Directive No.7169-U

On April 14, 2026, the Central Bank of Russia (CBR) launched a consultation on the Draft Bank of Russia Instruction "On Amendments to Bank of Russia Instruction No.7169-U dated September 17, 2025". Key points include: A person appointed to the position of head of risk management of a central counterparty must meet the following qualification requirements: Possession of a higher education qualification. Possession of relevant experience in the performance of duties as an official responsible for managing risk management systems, performance duties of a controller or internal auditor. Possession of a higher education qualification. Possession of relevant experience in the performance of duties as an official responsible for managing risk management systems, performance duties of a controller or internal auditor. A person, upon appointment to the position of head of internal audit or head of internal control service of a central counterparty, must meet the following qualification requirements: Possession of a higher education qualification. Possession of the relevant experience in the performance of the duties of a controller (for a total duration of one year) and the performance of the duties of an employee of an internal control service (for a total duration of two years). Possession of a higher education qualification. Possession of the relevant experience in the performance of the duties of a controller (for a total duration of one year) and the performance of the duties of an employee of an internal control service (for a total duration of two years). Feedback and comments are welcome up until April 26, 2026 and can be sent via email to mka@cbr.ru .
3064125 pc Apr 14, 2026 arahman Ukraine Regulatory Documents financial services
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1081 chars · nid 91926

National Bank of Ukraine Adopts Correspondence to Banks Regarding PEPs

On April 14, 2026, the National Bank of Ukraine (NBU) adopted a letter to banks in Ukraine regarding relations with politically exposed persons (PEP). Key points include: All clients who fall within the PEP category must be assigned a high-risk level or should be refused at the establishment of business relations. Banks must ensure the proper application of a risk-based approach when serving customers who are PEPs, with a view to establishing a reasonable level of risk for business relationships, preventing unjustified refusals, and continuing business relationships. Banks shall be held responsible for the improper application of the risk-based approach to PEP customers. If a PEP has ceased to perform prominent public functions, a bank is obliged to continue to take into account the customer's ongoing risks until it is satisfied that such risk no longer exists. If more than 12 months has passed since the PEP ceased to perform prominent public functions and the financial transactions demonstrate a low risk, financial monitoring does not have to be carried out.
3064130 pc Apr 14, 2026 arahman Ukraine All News - NBU financial services
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Ukraine's National Bank Applies Enforcement Measures to Three Financial Companies

On April 14, 2026, the National Bank of Ukraine (NBU) applied enforcement measures to three non-banking financial institutions. The measures included one licence revocation and two requirements to remedy identified violations. The NBU revoked the financial company licence of LLC "KREDIT PARTNERS" (registration number 42422521) for failing to submit information, explanations, documents, or copies thereof to the NBU within the timeframe specified by the regulator regarding the company's activities. This represents the second violation of this type within one year; the NBU previously applied enforcement measures to the same entity on July 14, 2025, for identical breaches, requiring remediation by August 4, 2025. The NBU issued remediation requirements to LLC "PERSONALNYI UKRAINSKYI LIZINHG" (registration number 41802323) and LLC "FINANSOVA KOMPANIIA SATARO KAPITAL" (registration number 42309514) for breaching prudential leverage ratio requirements in January 2026, as specified in the Prudential Requirements for Financial Companies regulation approved by NBU Board Resolution No. 192 of December 27, 2023. Both entities must remedy identified violations and bring their activities into compliance with Ukrainian legislation by June 1, 2026. The NBU's Supervision and Regulation Committee for Non-Banking Financial Services Markets adopted these enforcement decisions on April 13, 2026. Administrative acts issued by the NBU take effect upon notification to the relevant institutions through methods specified in the Ukrainian Administrative Procedure Law, with the notification date being either the date the act is sent by post or email. REFERENCE: National Bank of Ukraine official announcement, April 14, 2026

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National Bank of Ukraine Revokes Licence of Credit Partners for Reporting Failures

On April 14, 2026, the National Bank of Ukraine (NBU) applied a measure of influence in the form of a revocation of the licence for the activities of a financial company from Credit Partners. Credit Partners failed to submit information, explanations, documents and their copies regarding the activities of the provider to the NBU within the specified deadline. This was the second time that the provider had committed this violation within one year after the NBU applied a disciplinary measure.
3128616 pc Apr 14, 2026 arahman Slovakia Slovak Gazette financial services
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Slovakia's Financial Services Authority Implements Updated Regulatory Framework

The Slovak Gazette has published an update to Slovakia's financial services regulatory framework. The announcement reflects the government's ongoing efforts to modernise its financial regulatory infrastructure and enhance service delivery to market participants and stakeholders. The update encompasses administrative and procedural changes designed to streamline regulatory operations within the financial services sector. These modifications address existing regulatory processes and institutional arrangements governing financial institutions operating under Slovak jurisdiction. The changes are applicable to financial institutions, credit institutions, e-money institutions, and other entities subject to Slovak financial services regulation. The update represents part of Slovakia's broader commitment to maintaining alignment with international financial regulatory standards and best practices. The Slovak authorities have made this information available through the Slov-Lex electronic service platform, which serves as the official publication channel for regulatory announcements and legislative updates in Slovakia. The platform enables stakeholders to access regulatory information and provide feedback on service improvements. Market participants and regulated entities should review the published materials to understand any modifications to existing regulatory requirements or administrative procedures that may affect their operations. Stakeholders are encouraged to engage with the regulatory framework updates and provide input to support continued refinement of Slovakia's financial services regulatory environment. Further details regarding specific implementation dates, transitional provisions, or sector-specific impacts should be obtained directly from the Slovak financial services authority or through the official Slov-Lex portal.

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Slovakia's Slovak Gazette Publishes Amendment to Anti-Money Laundering and Counter-Terrorism Financing Legislation

On September 24, 2026, the Slovak Republic published Act No. 73/2026 in its official Collection of Laws (Zbierka zákonov), amending Act No. 297/2008 on the protection against the legalization of income from criminal activity and on the protection against the financing of terrorism and on amendments to certain laws, as amended (Act No. 297/2008). Act 73/2026 also introduces amendments to and supplements several other laws. The legislation is available via Slov-Lex, Slovakia's official electronic legal information service. Act No. 297/2008 concerns protection against the legalization of income from criminal activity and against the financing of terrorism — areas that correspond to anti-money laundering and counter-terrorism financing (AML/CTF). Act 73/2026 amends and supplements this legislative framework alongside introducing corresponding changes to other related legislation. The act represents a consolidated approach, addressing modifications to Act No. 297/2008 and amendments to additional associated laws within a single legislative instrument. Entities operating in Slovakia that are subject to AML/CTF obligations under Act No. 297/2008 should review the full text of Act 73/2026 to identify the specific provisions introduced and assess whether adjustments to their compliance arrangements are required. The full text of Act 73/2026 is available via Slov-Lex.
6 tool calls
  1. fetch https://www.slov-lex.sk/staticky-obsah-fe/ezbierky/pravne-predpisy/SK/ZZ/2026/73/vyhlasene_znenie browser · 289 chars · 0 links
  2. search "Slovakia Slovak Gazette financial services regulation decree" → nids 94837, 94205, 92681, 92714, 91978
  3. fetch https://www.slov-lex.sk/pravne-predpisy/SK/ZZ/2026/73/ refused (not a fetched link)
  4. search "Slovakia AML anti-money laundering terrorism financing amendment" → nids 91590, 91506, 91849, 91512, 91725
  5. fetch https://www.slov-lex.sk/staticky-obsah-fe/ezbierky/pravne-predpisy/SK/ZZ/2026/73/vyhlasene_znenie browser · 289 chars · 0 links
  6. search "Slovakia Slovak law collection amendment published gazette financial" → nids 94504, 94500, 93466, 94825, 92420

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Slovakia Publishes Law Amending AML Act in the Official Gazette

On April 14, 2026, the Law Amending and Supplementing Act No.297/2008 Coll. on protection against legalisation of proceeds from crime and on protection against financing of terrorism and on amending and supplementing certain acts was published in the official gazette. Key amendments include: If the obliged entity suspects that the client is preparing or carrying out unusual business transactions and there is reason to believe that further application of due diligence measures may reveal this suspicion, it does not need to continue due diligence in relation to the client. Instead, the obliged entity is obligated to proceed with reporting of the unusual business transaction. This report shall include justification as to why due diligence measures were not carried out. The obliged entity shall verify the information relating to the identification of the ultimate beneficial owner by obtaining it from reliable sources and applying a risk-based approach, while it may not rely solely on data obtained from the register of legal entities. These amendments come into effect on June 1, 2026, except for Article XI, points 14 and 15, which shall enter into force on July 10, 2026.
3061928 pc Apr 14, 2026 rghosh Kenya Weekly Bulletin | CBK horizon scanning
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Kenya's Central Bank and Financial Regulators Invite Public Comment on Draft Financial Consumer Protection Framework

On April 14, 2026, the Central Bank of Kenya (CBK) published a public notice inviting comments on the draft Financial Consumer Protection (FCP) Framework for Kenya. The framework has been developed jointly by a Consumer Protection Framework Technical Working Group comprising representatives from the Capital Markets Authority, CBK, Insurance Regulatory Authority, Retirement Benefits Authority, Sacco Societies Regulatory Authority, Communications Authority, and the Competition Authority, with support from the National Treasury. The draft FCP Framework aims to establish comprehensive consumer protection standards across Kenya's financial services sector, covering banking, capital markets, insurance, retirement benefits, and cooperative societies. The framework represents a coordinated regulatory approach to safeguarding financial consumers and establishing consistent protections across multiple financial services regulators. The collaborative development process reflects an effort to harmonise consumer protection standards and reduce regulatory fragmentation across Kenya's financial services landscape. The public comment period closes on Tuesday, April 28, 2026. Interested parties can access the draft framework on the CBK website and the websites of participating regulators (Capital Markets Authority, Insurance Regulatory Authority, Retirement Benefits Authority, Sacco Societies Regulatory Authority, Communications Authority, and Competition Authority). Comments should be submitted using the template provided on the CBK website. The framework will inform how Kenya's financial regulators coordinate on consumer protection matters going forward. **References:** Central Bank of Kenya. Public Notice – Invitation for Comments from the Public on the Draft Financial Consumer Framework for Kenya. April 14, 2026. Available at: www.centralbank.go.ke

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1147 chars · nid 91922

Kenya's Central Bank Issues Consultation on Draft Financial Consumer Protection Framework

On April 14, 2026, the Central Bank of Kenya (CBK) published a public notice inviting comments on the draft Financial Consumer Protection (FCP) Framework for Kenya. The framework has been developed jointly by a Consumer Protection Framework Technical Working Group comprising representatives from the Capital Markets Authority, CBK, Insurance Regulatory Authority, Retirement Benefits Authority, Sacco Societies Regulatory Authority, Communications Authority, and the Competition Authority, with support from the National Treasury. The draft FCP Framework aims to establish comprehensive consumer protection standards across Kenya's financial services sector, covering banking, capital markets, insurance, retirement benefits, and cooperative societies. The framework represents a coordinated regulatory approach to safeguarding financial consumers and establishing consistent protections across multiple financial services regulators. The public comment period closes on Tuesday, April 28, 2026. Interested parties can access the draft framework on the CBK website . Comments should be submitted using the template provided on the CBK website.
3060688 gc Apr 13, 2026 prandeo Denmark Danish Gambling Authority - Rulings and Reactions gamblingcompliance
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Denmark's Gambling Authority Fines C.A.H Automatservice ApS for Non-Compliance with Premises Requirements

On April 13, 2026, the Danish Gambling Authority (Spillemyndigheden) announced that C.A.H Automatservice ApS has accepted a fine of DKK 6,000 for failure to comply with a regulatory order concerning gambling premises signage and labelling requirements. The breach relates to C.A.H Automatservice ApS's failure to comply with an order issued by the Danish Gambling Authority on October 30, 2025. The order required the operator to ensure that three specific conditions were met at the gambling premises Frederiksborg Haveforening, located at Trollesmindealle 34, 3400 Hillerød, by November 13, 2025. These conditions included: displaying signage indicating that persons under 18 cannot gamble on slot machines; providing reference to the Danish Gambling Authority's helpline StopSpillet; and displaying the Danish Gambling Authority's official label. The failure to implement these requirements constitutes a breach of Section 59(5)(9) in conjunction with Section 49a(1) of the Gambling Act (Spilleloven). These provisions establish mandatory requirements for gambling premises to display consumer protection information and age-restriction notices. C.A.H Automatservice ApS accepted the fine on March 3, 2026. This enforcement action demonstrates the Danish Gambling Authority's commitment to ensuring that gambling operators comply with premises-based consumer protection and responsible gambling measures, particularly those designed to prevent access by minors and to provide players with access to support resources.

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Danish gambling regulator fines C.A.H Automatservice for breach of gambling legislation

On April 13, 2026, the Danish Gambling Authority (Spillemyndigheden) announced that C.A.H Automatservice ApS had accepted a fine of DKK 6,000 (€805) for breach of Danish gambling legislation. The breach consisted of the operator’s failure to comply with an order issued by the Danish Gambling Authority on October 30, 2025. The order required the operator, by November 13, 2025, to ensure that three conditions were met at the gambling premises Frederiksborg Haveforening in Hillerød: the display of signage indicating that persons under 18 cannot gamble on slot machines; reference to the Danish Gambling Authority’s helpline StopSpillet; and display of the Danish Gambling Authority’s official label. Failure to comply with the order constitutes a breach of section 59(5)(9) in conjunction with section 49a(1) of the Gambling Act . C.A.H Automatservice accepted the fine on March 3, 2026.
3060687 gc Apr 13, 2026 prandeo Denmark Danish Gambling Authority - Rulings and Reactions gamblingcompliance
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Denmark's Gambling Authority Fines MG Automater ApS for Inspection and Compliance Breaches

On April 13, 2026, the Danish Gambling Authority (Spillemyndigheden) announced that MG Automater ApS has accepted a fine of DKK 6,000 for breaching Danish gambling legislation. The operator committed two separate breaches. First, MG Automater ApS failed to comply in a timely manner with an order issued by the Danish Gambling Authority on October 29, 2025, constituting a breach of section 59(5)(9) of the Consolidation Act on Gambling no. 1182 of September 22, 2025. Second, the operator used a slot machine after the mandatory five-year inspection deadline had expired, breaching section 16(1) of Executive Order no. 1289 of November 29, 2019 on slot machines in gambling arcades and restaurants. The decision was made in accordance with section 49a of the Consolidation Act on Gambling. MG Automater ApS accepted the fine on April 7, 2026. This enforcement action demonstrates the Danish Gambling Authority's commitment to ensuring operators comply with inspection requirements and regulatory orders within prescribed timeframes. The case is relevant to gambling operators in Denmark, particularly those operating slot machines in arcades and restaurants, as it clarifies enforcement expectations regarding maintenance of inspection schedules and timely compliance with regulatory directives. **Reference:** Danish Gambling Authority (Spillemyndigheden) – MG Automater ApS fined for breach of the gambling legislation

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Danish gambling regulator fines MG Automater Aps for breaches of gambling legislation

On April 13, 2026, the Danish Gambling Authority (Spillemyndigheden) announced that MG Automater ApS has accepted a fine of DKK 6,000 (€805) for breaching Danish gambling legislation. The breaches included failure to comply in a timely manner with an order issued by the Danish Gambling Authority on October 29, 2025. This constituted a violation of section 59(5)(9) of the Gambling Act , which concerns non-compliance with decisions issued under section 49a of the Gambling Act . In addition, the operator used a slot machine after the expiry of the five-year inspection deadline, in breach of section 16(1) of Executive Order No. 1289 of November 29, 2019 on slot machines in gambling arcades and restaurants. MG Automater ApS accepted the fine on April 7, 2026.
3064336 pc Apr 13, 2026 rghosh South Korea The Bank of Korea financial services
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Bank of Korea Publishes 2025 Payments Report Covering Digital Currency and Settlement Infrastructure Developments

On April 13, 2026, the Bank of Korea released its 2025 Payments Report, detailing progress on key payment system initiatives and future plans. The report covers recent completed projects and upcoming implementations across Korea's payments infrastructure. Completed initiatives detailed in the report include the expansion of Bank of Korea Financial Network (BOK-Wire) operating hours on March 30, 2026; the first live pilot of Project Hangang in June 2025; and the completion of phased increases to collateral provision ratios for net settlement obligations, which reached 100 percent in August 2025 (up from 90 percent). The report also outlines forthcoming developments, including the adoption of the International Organization for Standardization 20022 (ISO 20022) international financial messaging standard, scheduled for the second and fourth quarters of 2026, and the construction of an offshore Korean won settlement system (provisional name), expected to become operational in 2027. The report includes reference sections addressing recent significant events in Korea's payments ecosystem, specifically the Bithumb exchange Bitcoin underpayment incident and analysis of stablecoin price volatility causes and implications. These additions reflect the Bank of Korea's attention to emerging risks and developments in digital asset settlement and cryptocurrency markets affecting the broader payments infrastructure. The full 2025 Payments Report, supporting data files, and related documentation are available on the Bank of Korea website under News and Resources > Publications > Payments Reports > 2025 Payments Report.

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Bank of Korea Publishes 2025 Payments Report

On April 13, 2026, the Bank of Korea released its 2025 Payments Report, detailing progress on key payment system initiatives and future plans. The report covers recent completed projects and upcoming implementations across Korea's payments infrastructure. Completed initiatives detailed in the report include: Expansion of Bank of Korea Financial Network (BOK-Wire). First live pilot of Project Hangang in June 2025. Completion of phased increases to collateral provision ratios for net settlement obligations, which reached 100 percent in August 2025 (up from 90 percent). The report also outlines forthcoming developments, including the adoption of the International Organization for Standardization 20022 (ISO 20022) international financial messaging standard, scheduled for the second and fourth quarters of 2026, and the construction of an offshore Korean won settlement system (provisional name), expected to become operational in 2027.
3253615 pc Apr 13, 2026 rghosh United Arab Emirates Securities and Comodities Authority financial services
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United Arab Emirates Securities and Commodities Authority Issues Virtual Assets Regulatory Framework

On April 13, 2026, the Securities and Commodities Authority (SCA) issued a comprehensive regulatory framework for virtual assets, establishing an integrated system designed to support market development while maintaining investor protection and market integrity. The framework comprises five primary regulatory units: general requirements; business conduct regulation; alternative trading systems; anti-money laundering and counter-terrorism financing (AML/CTF); and prudential requirements. These units collectively provide a comprehensive legislative and supervisory structure for entities operating in the virtual assets sector. The framework expands the scope of regulated activities from three to eight, including: dealing in virtual assets as principal; dealing in virtual assets as agent; custody services provision; custody services arrangement; investment transaction arrangement; investment advisory services; portfolio management; and operation of multilateral trading facilities. This expansion reflects market evolution and the increasing diversity of business models and services within the virtual assets sector. A specialised unit within the framework governs alternative trading systems, regulating trading facilities for virtual assets, traditional multilateral securities trading facilities, and multilateral trading facilities for tokenised securities. This integrated approach reflects the SCA's commitment to developing a regulatory framework that accommodates the convergence of traditional and digital market models. The framework establishes balanced regulatory foundations that combine innovation support with market integrity protection and investor safeguards. It incorporates clear licensing, compliance, governance, risk management, and prudential standards aligned with international standards and best practices from the International Organization of Securities Commissions (IOSCO) and the Financial Action Task Force (FATF), applying the principle of proportionality between regulatory requirements and activity risk levels. Walid Saeed Al Awadi, SCA chief executive, said the framework establishes clear and comprehensive foundations for regulating virtual assets activities in the United Arab Emirates, enabling innovation within a reliable environment that ensures investor protection and market integrity.

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UAE Securities and Commodities Authority Issues Virtual Assets Regulatory Framework

On April 13, 2026, the Securities and Commodities Authority (SCA) of the UAE issued a comprehensive regulatory framework for virtual assets, establishing an integrated system designed to support market development while maintaining investor protection and market integrity. Key changes are summarised below. The framework establishes a thorough supervisory system divided into five primary units: General requirements Business conduct regulation Alternative trading systems Anti-money laundering and counter-terrorism financing (AML/CTF) Prudential requirements Other key proposals include : Expanded scope of regulated activities: To accommodate market evolution, the number of regulated activities has significantly expanded from three to eight: Dealing in virtual assets as principal Dealing in virtual assets as agent Custody services provision Custody services arrangement Investment transaction arrangement Investment advisory services Portfolio management Operation of multilateral trading facilities Dealing in virtual assets as principal Dealing in virtual assets as agent Custody services provision Custody services arrangement Investment transaction arrangement Investment advisory services Portfolio management Operation of multilateral trading facilities Integrated alternative trading oversight: A new specialized unit unifies the governance of traditional multilateral securities trading, virtual asset trading facilities, and tokenized securities.
3062565 pc Apr 13, 2026 rghosh Saudi Arabia Ministry of Finance horizon scanning
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Saudi Arabia's Ministry of Finance Brings Financial Control Law Into Effect and Issues Implementing Regulations

On April 13, 2026, the Saudi Ministry of Finance announced that the Financial Control Law, issued by the Council of Ministers under Resolution No. (M/122), entered into force on December 1, 2025. The law replaces the Financial Representatives Law and forms part of efforts to develop the public financial oversight framework and enhance its efficiency, in line with the objectives of Saudi Vision 2030. The Financial Control Law applies to agencies funded by the Saudi Budget, entities that receive support, grants, or subsidies from the State, and entities that carry out works or procurements on behalf of a government agency. The law is based on a combination of oversight approaches, including direct control, self-control, digital control, and report-based control, applied in a manner commensurate with the nature and scale of different agencies' operations and aligned with international best practices in financial oversight. In parallel with the law's entry into force, the Ministry of Finance issued implementing regulations that set out the application mechanisms and enable government entities to adopt modern oversight approaches suited to their specific operational requirements. These regulations provide the framework through which government agencies will operationalise the Financial Control Law's provisions. The implementation of the Financial Control Law represents a significant modernisation of Saudi Arabia's public financial oversight framework, replacing legacy legislation with a more flexible and contemporary regulatory approach designed to accommodate the diverse operational contexts of government entities.

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Saudi Arabia Enacts Financial Control Law

On April 13, 2026, the Saudi Ministry of Finance announced that the Financial Control Law, issued by the Council of Ministers on December 1, 2025 has now entered into force. The law replaces the Financial Representatives Law and forms part of efforts to develop the public financial oversight framework and enhance its efficiency, in line with the objectives of Saudi Vision 2030. The Financial Control Law applies to agencies funded by the Saudi Budget, entities that receive support, grants, or subsidies from the State, and entities that carry out works or procurements on behalf of a government agency. The law is based on a combination of oversight approaches, including direct control, self-control, digital control, and report-based control, applied in a manner commensurate with the nature and scale of different agencies' operations and aligned with international best practices in financial oversight. In parallel with the law's entry into force, the Ministry of Finance issued implementing regulations that set out the application mechanisms and enable government entities to adopt modern oversight approaches suited to their specific operational requirements. These regulations provide the framework through which government agencies will operationalise the Financial Control Law's provisions.
3050808 pc Apr 10, 2026 kgurnani Dubai VARA - Guidance horizon scanning
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Malta's Virtual Assets Regulatory Authority Publishes Virtual Asset Issuance Rulebook Guidance

The Virtual Assets Regulatory Authority (VARA) in Malta has published comprehensive guidance on the Virtual Asset Issuance Rulebook. This guidance document provides clarity on the regulatory framework governing virtual asset issuances within Malta's jurisdiction. The guidance is structured to address virtual asset issuances by topic and includes illustrative examples demonstrating compliance across different issuance categories. The document covers Category 1 virtual asset issuances, Category 2 virtual asset issuances, excluded virtual assets, and issuances involving licensed distributors. The guidance establishes requirements for whitepaper submissions and risk disclosure statements that issuers must prepare when launching virtual assets. Key sections of the guidance include detailed definitions relevant to virtual asset issuances, illustrative examples showing how different types of issuances are classified and regulated, and specific requirements for documentation. The rulebook distinguishes between different categories of virtual assets, each subject to varying regulatory requirements. The guidance clarifies which virtual assets fall outside the scope of regulation and provides examples of compliant issuance structures. Market participants planning to issue virtual assets in Malta should review this guidance to ensure compliance with VARA's requirements. The guidance serves as a practical tool for understanding how the Virtual Asset Issuance Rulebook applies to different issuance scenarios. Issuers should pay particular attention to whitepaper and risk disclosure requirements, as these are critical components of the regulatory approval process. The guidance is available on VARA's website and should be consulted alongside the primary regulatory framework. REFERENCES: Virtual Assets Regulatory Authority (VARA) – Guidance on the Virtual Asset Issuance Rulebook

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Dubai's Virtual Assets Regulatory Authority Publishes Virtual Asset Issuance Rulebook Guidance

Dubai's Virtual Assets Regulatory Authority (VARA) has published comprehensive guidance on the Virtual Asset Issuance Rulebook pursuant to the Virtual Assets and Related Activities Regulations 2023 . The guidance is meant as interpretive only, and is not legally binding by itself. The guidance lays out three categories of virtual assets (VAs) in Dubai: Category 1: This includes fiat-referenced VAs (stablecoins) and asset-referenced VAs. This category requires a mandatory VARA licence and must comply with the VA Issuance Rulebook. Category 2: This includes any VA that is not Category 1 or exempt. This category does not require a licence for the issuer. But, it must use a VARA-licenced distributor (broker-dealer), wherein the distributor is able to perform due diligence and ongoing monitoring. Exempt VAs: This includes non-transferable tokens and closed-loop redeemable tokens. While these entities issuing these VAs do not require a licence, they must still follow rules of general conduct such as fairness and integrity, and must not allow secondary markets to form. The guidance also emphasises disclosure requirements prior to the issuance of a non-exempt VA, in the form of a whitepaper, or a primary disclosure document. These whitepapers must be publicly available and written in clear, fair, non-misleading language. It should include what the token is, what rights it gives and whether it is transferable, redeemable, and backed. If issuers change a VA in a way that could affect its classification, the issuer must reassess the category it falls in, and comply with the new category's requirements before the change goes live.
3053924 pc Apr 10, 2026 adavies European Union European Payments Council horizon scanning
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European Payments Council Issues Verification of Payee Scheme Directory Service Configuration Guidance

On 9 April 2026, the European Payments Council (EPC) published guidance on configuring time-related attributes for Verification of Payee (VOP) scheme participants in the EPC Directory Service (EDS). The guidance addresses EDS users from VOP scheme participants and Routing and Verification Mechanisms (RVMs) working on their behalf. It establishes key EDS parameters applicable to all scheme participants: an EDS cut-off time of 19:00 UTC, an EDS publication time of 01:00 UTC the following day, and an EDS effective date time of 00:00 UTC two days after submission. The EDS Local File is available 24/7 but must be downloaded daily for offline use by scheme participants and RVMs. The guidance specifies three participant-specific attributes: Scheme Operational Readiness Date (ORD), which marks when a participant becomes officially adherent to the VOP scheme and operationally ready to process VOP requests; URI Start datetime, indicating when URI endpoints must be considered active and responding to VOP API requests; and Option Operational Readiness Date, indicating when a Responding Payment Service Provider (PSP) begins supporting a VOP scheme option. For new entries or ORD updates, the EDS enforces the ORD to be at least three calendar days from the current date but not later than six months. URI Start datetime and Option Operational Readiness Date attributes are enforced to be after the EDS effective date time of the next EDS local file. Changes made before 19:00 UTC must have a minimum effective date of current date plus two calendar days; changes after 19:00 UTC require a minimum of current date plus three calendar days. The EPC recommends VOP participants update ORD, live URIs, and start datetimes as early as stable information becomes available to mitigate risks of non-reachability during potential EDS outages.

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European Payments Council Issues Verification of Payee Scheme Directory Service Configuration Guidance

On April 10, 2026, the European Payments Council (EPC) published guidance on configuring time-related attributes for Verification of Payee (VOP) scheme participants in the EPC Directory Service (EDS). The guidance addresses EDS users from VOP scheme participants and Routing and Verification Mechanisms (RVMs) working on their behalf. It provides guidance on: Key attributes and parameters. Rules to be followed when updating scheme participants attributes.
3051878 pc Apr 10, 2026 kgurnani New Zealand Financial Markets Authority financial services
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New Zealand's Financial Markets Authority Seeks Liquidation of Additional Chance Voight Group Entities

On 10 April 2026, the Financial Markets Authority (FMA) – Te Mana Tātai Hokohoko applied to the High Court to liquidate a further 25 entities associated with the Rangiora-based Chance Voight Group. This action follows serious concerns about how the Group has been managed and whether it can meet its financial obligations. This liquidation application represents the FMA's second action against Chance Voight entities. In December 2025, the FMA sought the liquidation of Chance Voight Investment Corporation Limited (the Group's parent company) and five main subsidiaries: Chance Voight Investment Partners Limited, CVI Partners Mortgage Fund Limited, CVI Partners Mortgage Income Fund Limited, CVI Securities Limited, and CVI Financial Limited. The High Court appointed interim liquidators pending a hearing scheduled for 29 June to 1 July 2026 to determine whether these companies should be liquidated. The FMA's decision to pursue liquidation of the additional 25 entities follows receipt of the interim liquidators' preliminary investigative report and the FMA's ongoing investigations into the Group. The additional entities subject to liquidation include various property companies, financial services entities, and investment funds operating under the Chance Voight brand. The interim liquidators' report, which details preliminary findings into the Group's affairs, remains subject to court suppression until 5:00 pm on Friday 17 April 2026. The FMA sought to lift suppression, citing strong public interest in making the report available to investors and the wider public. The Group's principal, Mr Whimp, opposed the release. The FMA's investigation into Chance Voight entities and associated persons remains ongoing. Members of the public with information can contact the FMA at [email protected] or 0800 434 566.

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New Zealand's Financial Markets Authority Seeks Liquidation of Additional Chance Voight Group Entities

On 10 April 2026, the Financial Markets Authority (FMA) applied to the High Court to liquidate a further 25 entities associated with the Rangiora-based Chance Voight Group. This action follows serious concerns about how the Group has been managed and whether it can meet its financial obligations. This liquidation application represents the FMA's second action against Chance Voight entities. In December 2025, the FMA sought the liquidation of Chance Voight Investment Corporation Limited (the Group's parent company) and five main subsidiaries: Chance Voight Investment Partners Limited, CVI Partners Mortgage Fund Limited, CVI Partners Mortgage Income Fund Limited, CVI Securities Limited, and CVI Financial Limited. The High Court appointed interim liquidators pending a hearing scheduled for 29 June to 1 July 2026 to determine whether these companies should be liquidated. The FMA's decision to pursue liquidation of the additional 25 entities follows receipt of the interim liquidators' preliminary investigative report and the FMA's ongoing investigations into the Group. The additional entities subject to liquidation include various property companies, financial services entities, and investment funds operating under the Chance Voight brand.
3053615 pc Apr 10, 2026 adavies European Union European Banking Authority financial services
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European Banking Authority Consults on Major Simplification of Supervisory Reporting Framework

On 10 April 2026, the European Banking Authority (EBA) launched a public consultation on revised Implementing Technical Standards (ITS) on supervisory reporting and supervisory benchmarking reporting. The consultation aims to significantly simplify EU supervisory reporting requirements while maintaining the quality and relevance of information supervisors need to fulfil their responsibilities. The EBA proposes to reduce the number of data points across EU harmonised reporting by approximately 50 percent, despite adding new reporting requirements related to International Financial Reporting Standard 18 (IFRS 18), environmental, social and governance (ESG) factors, and the Fundamental Review of the Trading Book (FRTB). The proposals strengthen proportionality for small and non-complex institutions (SNCIs) through a "core plus supplement" approach. The EBA will integrate separate EU-wide stress test and supervisory benchmarking data collections into regular reporting to reduce overlaps, increase consistency, and simplify reporting processes. The EBA will also develop an EU-wide public repository of European and national supervisory data requests and issue guidance on data-request best practices. These measures align with the EBA's work towards integrated prudential and statistical reporting supported by a common data dictionary as part of the Joint Bank Reporting Committee (JBRC) initiative, utilising modern data modelling solutions including Data Point Model (DPM) 2.0 standards. The consultation period closes on 10 July 2026, except for IFRS 18-related changes in FINREP, which closes on 10 May 2026. The EBA will hold public hearings on 5 May 2026 and 24 June 2026, and a workshop on efficient reporting on 4 June 2026. The proposed changes would apply from September 2027.

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European Banking Authority Consults on Amending Commission Implementing Regulation (EU) 2024/3117 on Supervisory Reporting

On April 10, 2026, the European Banking Authority (EBA) launched a consultation on its draft implementing technical standards (ITS) amending Commission Implementing Regulation (EU) 2024/3117 regarding Credit Risk and IFRS 9 Benchmarking reporting. As explained by the EBA, its proposals aim to reduce the reporting burden for EU banks while ensuring that supervisory authorities continue to receive the information they need to fulfil their supervisory responsibilities. Specifically, the revised ITS provides for several proposed templates, including: C 100 - List of Low Default Portfolio counterparties. C 101 - Details on Low Default Portfolio counterparties: internal models and IFRS 9. C 102 - Details on exposures in Low Default and High Default Portfolios: Internal models and IFRS 9. C 104 - Loss rates template. C 105.1 - Definition of internal models. The EBA is seeking feedback on its consultation by July 10, 2026, which may be submitted via this link .
3053043 pc Apr 10, 2026 rghosh Japan Financial Services Agency horizon scanning
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Japan's Financial Services Agency and Tokyo Stock Exchange Publish Corporate Governance Code Revision

On April 10, 2026, the Financial Services Agency (FSA) and Tokyo Stock Exchange (TSE) published a revised draft of the Corporate Governance Code. The revision represents an update to the code that was initially implemented on June 1, 2015, subsequently amended on June 1, 2018, and further revised on June 11, 2021. The FSA and TSE have prepared this revision to promote growth investment through enhanced corporate governance standards for listed companies. The draft revision includes specific amendments to existing provisions, with detailed change documentation available in accompanying materials. The revision aims to strengthen governance frameworks while supporting sustainable business growth and value creation for Japanese listed companies. The revision is applicable to all listed companies on the TSE and addresses governance practices, board composition, executive accountability, and stewardship principles. The code establishes expectations for corporate management and institutional investors regarding governance standards and engagement practices. The public consultation period for the proposed revision runs until May 15, 2026 (Friday), with submissions required by this deadline. Stakeholders, including listed company executives, board members, and signatories to the Stewardship Code, are invited to submit comments. Detailed submission procedures are available on the TSE website. The FSA's Corporate Disclosure Division (Enterprise Market Planning Bureau) is responsible for managing the consultation process. Further information and enquiries can be directed to the FSA during business hours (10:00–17:00, weekdays) at the contact details provided.

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Japan's Financial Services Agency and Tokyo Stock Exchange Publish Corporate Governance Code Revision

On April 10, 2026, the Financial Services Agency (FSA) and Tokyo Stock Exchange (TSE) published a revised draft of the Corporate Governance Code. The FSA and TSE have prepared this revision to promote growth investment through enhanced corporate governance standards for listed companies. The draft revision includes specific amendments to existing provisions, with detailed change documentation available in accompanying materials. The revision aims to strengthen governance frameworks while supporting sustainable business growth and value creation for Japanese listed companies. The revision is applicable to all listed companies on the TSE and addresses governance practices, board composition, executive accountability, and stewardship principles. The code establishes expectations for corporate management and institutional investors regarding governance standards and engagement practices. The public consultation period for the proposed revision runs until May 15, 2026 with submissions required by this deadline. Stakeholders, including listed company executives, board members, and signatories to the Stewardship Code, are invited to submit comments. Detailed submission procedures are available on the TSE website. The FSA's Corporate Disclosure Division (Enterprise Market Planning Bureau) is responsible for managing the consultation process.
3053041 pc Apr 10, 2026 rghosh Japan Financial Services Agency horizon scanning
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Japan's Financial Services Agency Launches Consultation on Relaxed Qualified Investor Transition Requirements

On April 10, 2026, Japan's Financial Services Agency (FSA) launched a public consultation on proposed amendments to the Cabinet Office Ordinance on Financial Instruments Business Operations and Related Matters (金融商品取引業等に関する内閣府令). The proposed amendments aim to relax the transition requirements for individuals seeking to become qualified investors. This initiative follows recommendations from a September 2025 report by the Japan Securities Dealers Association and FSA joint working group on growth capital supply to startup enterprises. The working group identified relaxed qualified investor transition criteria as a key measure to promote capital flow to startups and activate investment activity among qualified investors. The specific amendments are detailed in the accompanying attachment to the consultation notice. The FSA intends to proceed with publication and implementation following the conclusion of the public consultation period and completion of necessary procedures. The comment period closes on May 9, 2026, at 17:00 (Japan Standard Time). Responses may be submitted by post to the FSA's Market Division, Planning and Markets Bureau, or via the e-Gov website. Respondents should provide their name, occupation or business type, contact information, and reasoning for their submission. Individual responses will not be provided to commenters. Respondent names may be disclosed alongside submission content unless anonymity is requested or disclosure would compromise personal privacy or legitimate business interests. Further information is available on the FSA website at https://www.fsa.go.jp/

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Japan's Financial Services Agency Launches Consultation on Relaxed Qualified Investor Transition Requirements

On April 10, 2026, Japan's Financial Services Agency (FSA) launched a public consultation on proposed amendments to the Cabinet Office Ordinance on Financial Instruments Business Operations and Related Matters. The proposed amendments aim to relax the transition requirements for individuals seeking to become qualified investors. This initiative follows recommendations from a September 2025 report by the Japan Securities Dealers Association and FSA joint working group on growth capital supply to startup enterprises. The working group identified relaxed qualified investor transition criteria as a key measure to promote capital flow to startups and activate investment activity among qualified investors. The specific amendments are detailed in the accompanying attachment to the consultation notice. The FSA intends to proceed with publication and implementation following the conclusion of the public consultation period and completion of necessary procedures.Responses may be submitted by post to the FSA's Market Division, Planning and Markets Bureau, or via the e-Gov website . Respondents should provide their name, occupation or business type, contact information, and reasoning for their submission. Individual responses will not be provided to commenters. Respondent names may be disclosed alongside submission content unless anonymity is requested or disclosure would compromise personal privacy or legitimate business interests. The comment period closes on May 9, 2026, at 17:00 (Japan Standard Time).
3051490 pc Apr 10, 2026 tojuri Sweden Central Bank (Riksbank) horizon scanning
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Sweden's Riksbank Supports Fund Share Company Proposal to Strengthen Competitive Fund Market

On April 1, 2026, Sweden's Riksbank (central bank) issued its formal response to the Swedish government's consultation on the final report "Fund Share Companies – For a More Competitive Fund Market" (SOU 2025:117), submitted by the Financial Department's Securities Market Unit. The Riksbank principally supports the proposal to establish association-based funds with variable share capital (fondandelsbolag) in Sweden, recognising this would level the playing field between Swedish and foreign fund managers and expand investment options for Swedish savers. However, the Riksbank identifies potential financial stability risks, particularly regarding liquidity imbalances in open-ended funds investing in illiquid assets. To mitigate these risks, the Riksbank recommends the government advocate at EU level for strengthened powers for the European Securities and Markets Authority (ESMA) to address cross-border financial stability risks and for additional macroprudential tools to limit liquidity imbalances. The Riksbank supports tax exemptions on returns from liquid assets in European Long-Term Investment Funds (ELTIFs) marketed to retail consumers, but proposes an additional requirement that funds must continuously market to retail investors throughout the tax period to prevent circumvention. Critically, the Riksbank opposes allowing retail investors to hold ELTIF shares in investment savings accounts (ISK), citing valuation difficulties and liquidity risks. It similarly supports excluding ELTIF investments from insurance-based pension products. The Riksbank emphasises that ELTIFs are largely unproven products, predominantly comprising private equity and private debt funds rather than infrastructure investments, and advocates a gradual approach before incentivising retail participation. The Riksbank clarifies that fund share companies will constitute financial enterprises under Swedish central bank legislation, potentially triggering certain regulatory obligations. REFERENCES: Finansdepartementet, Remissvar: Slutbetänkandet Fondandelsbolag – för en mer konkurrenskraftig fondmarknad (SOU 2025:117), April 1, 2026.

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Sweden's Riksbank Supports Fund Share Company Proposal to Strengthen Competitive Fund Market

On April 1, 2026, Sweden's Riksbank (central bank) issued its formal response to the Swedish government's consultation on the final report "Fund Share Companies – For a More Competitive Fund Market" (SOU 2025:117), submitted by the Financial Department's Securities Market Unit. The Riksbank principally supports the proposal to establish association-based funds with variable share capital (fondandelsbolag) in Sweden, recognising this would level the playing field between Swedish and foreign fund managers and expand investment options for Swedish savers. However, the Riksbank identifies potential financial stability risks, particularly regarding liquidity imbalances in open-ended funds investing in illiquid assets. To mitigate these risks, the Riksbank recommends the government advocate at EU level for strengthened powers for the European Securities and Markets Authority (ESMA) to address cross-border financial stability risks and for additional macroprudential tools to limit liquidity imbalances. The Riksbank supports tax exemptions on returns from liquid assets in European Long-Term Investment Funds (ELTIFs) marketed to retail consumers, but proposes an additional requirement that funds must continuously market to retail investors throughout the tax period to prevent circumvention. Critically, the Riksbank opposes allowing retail investors to hold ELTIF shares in investment savings accounts (ISK), citing valuation difficulties and liquidity risks. It similarly supports excluding ELTIF investments from insurance-based pension products. The Riksbank emphasises that ELTIFs are largely unproven products, predominantly comprising private equity and private debt funds rather than infrastructure investments, and advocates a gradual approach before incentivising retail participation. The Riksbank clarifies that fund share companies will constitute financial enterprises under Swedish central bank legislation, potentially triggering certain regulatory obligations. REFERENCES: Finansdepartementet, Remissvar: Slutbetänkandet Fondandelsbolag – för en mer konkurrenskraftig fondmarknad (SOU 2025:117), April 1, 2026.
3049260 pc Apr 10, 2026 rghosh India National Institution for Transforming India (NITI Aayog) horizon scanning
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India's Financial Intelligence Unit and Cyber Crime Coordination Centre Sign Memorandum of Understanding

On April 9, 2026, India's Financial Intelligence Unit (FIU-India) and the Indian Cyber Crime Coordination Centre (I4C) signed a comprehensive memorandum of understanding (MOU) to enhance information sharing and coordination in combating cyber fraud and financial crimes. The MOU was signed by Amit Mohan Govil, director of FIU-India, and Rajesh Kumar, chief executive officer of I4C. This collaboration marks a significant step in India's efforts to strengthen its response to cyber fraud and financial crimes at a time when the country's digital payment ecosystem has undergone substantial transformation, necessitating enhanced security measures to protect citizens. Under the MOU, both agencies will develop operational intelligence and provide investigative support to law enforcement agencies in preventing financial crimes, securing digital transactions, and recovering assets. The agreement enables the agencies to establish responsive mechanisms to enhance fraud detection protocols at the national level. It also facilitates the development and dissemination of guidance and warning indicators to financial institutions to strengthen cyber fraud prevention efforts. FIU-India is a central national agency responsible for receiving, processing, analysing, and disseminating information related to suspicious financial transactions, and coordinating efforts against money laundering and terrorism financing. I4C, an affiliated office of the Ministry of Home Affairs, provides a framework and ecosystem for law enforcement agencies to address cyber crimes in a coordinated and comprehensive manner. I4C has developed various platforms including the National Cyber Crime Reporting Portal, Cyber Police, and Suspect Registry to facilitate real-time intelligence sharing among law enforcement agencies, banks, and financial institutions. REFERENCES: Press Information Bureau, Ministry of Finance, India. "Financial Intelligence Unit-India and Indian Cyber Crime Coordination Centre Sign Historic Memorandum of Understanding." April 9, 2026. https://pib.gov.in/

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India's Financial Intelligence Unit and Cyber Crime Coordination Centre Sign Memorandum of Understanding

On April 9, 2026, India's Financial Intelligence Unit (FIU-India) and the Indian Cyber Crime Coordination Centre (I4C) signed a comprehensive memorandum of understanding (MOU) to enhance information sharing and coordination in combating cyber fraud and financial crimes. The MOU was signed by Amit Mohan Govil, director of FIU-India, and Rajesh Kumar, chief executive officer of I4C. This collaboration marks a significant step in India's efforts to strengthen its response to cyber fraud and financial crimes at a time when the country's digital payment ecosystem has undergone substantial transformation, necessitating enhanced security measures to protect citizens. Under the MOU, both agencies will develop operational intelligence and provide investigative support to law enforcement agencies in preventing financial crimes, securing digital transactions, and recovering assets. The agreement enables the agencies to establish responsive mechanisms to enhance fraud detection protocols at the national level. It also facilitates the development and dissemination of guidance and warning indicators to financial institutions to strengthen cyber fraud prevention efforts. FIU-India is a central national agency responsible for receiving, processing, analysing, and disseminating information related to suspicious financial transactions, and coordinating efforts against money laundering and terrorism financing. I4C, an affiliated office of the Ministry of Home Affairs, provides a framework and ecosystem for law enforcement agencies to address cyber crimes in a coordinated and comprehensive manner. I4C has developed various platforms including the National Cyber Crime Reporting Portal, Cyber Police, and Suspect Registry to facilitate real-time intelligence sharing among law enforcement agencies, banks, and financial institutions. REFERENCES: Press Information Bureau, Ministry of Finance, India. "Financial Intelligence Unit-India and Indian Cyber Crime Coordination Centre Sign Historic Memorandum of Understanding." April 9, 2026. https://pib.gov.in/
3046627 pc Apr 10, 2026 pthandapani Solomon Islands Central Bank of Solomon Islands - Press Releases horizon scanning
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Central Bank of Solomon Islands Undertakes Consultations on Unified QR Code Payment Standard

The Central Bank of Solomon Islands (CBSI), in partnership with Australia, has commenced nationwide consultations on developing a unified Quick Response (QR) code payment standard for Solomon Islands. The initiative aims to improve interoperability among digital payment providers and expand access to electronic payments, particularly for underserved and financially excluded communities. The proposed unified QR code standard follows recommendations by the National Financial Inclusion Taskforce's Digital Finance Working Group and supports the objectives of the National Financial Inclusion Strategy 3 (2021–2025). It aligns with CBSI's mandate under the Payment Systems Act 2022. The unified QR code is intended to support government payments, person-to-person transfers, and merchant payments, while aligning Solomon Islands' payment systems with global standards and enabling future cross-border payment opportunities. QR code payments are low-cost, easy-to-deploy digital payment solutions. A unified standard ensures QR code payment solutions offered by banks, mobile and e-money providers, and other financial service providers are interoperable, allowing customers to pay for goods and services to merchants using various QR code payment platforms without requiring multiple accounts. By reducing payment frictions and improving customer experience, the unified QR code standard is expected to increase digital payment uptake and strengthen financial inclusion, particularly among market vendors, rural farmers, fishermen, women and young entrepreneurs. The current assessment phase will evaluate both the technical feasibility and market usability of a unified QR code standard. The findings will inform next steps in development and potential implementation of the system. Further information is available from the CBSI on 21791 or info@cbsi.com.sb.

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Central Bank of Solomon Islands Undertakes Consultations on Unified QR Code Payment Standard

The Central Bank of Solomon Islands (CBSI), in partnership with Australia, has commenced nationwide consultations on developing a unified Quick Response (QR) code payment standard for Solomon Islands. The initiative aims to improve interoperability among digital payment providers and expand access to electronic payments, particularly for underserved and financially excluded communities. The proposed unified QR code standard follows recommendations by the National Financial Inclusion Taskforce's Digital Finance Working Group and supports the objectives of the National Financial Inclusion Strategy 3 (2021–2025). It aligns with CBSI's mandate under the Payment Systems Act 2022. The unified QR code is intended to support government payments, person-to-person transfers, and merchant payments, while aligning Solomon Islands' payment systems with global standards and enabling future cross-border payment opportunities. QR code payments are low-cost, easy-to-deploy digital payment solutions. A unified standard ensures QR code payment solutions offered by banks, mobile and e-money providers, and other financial service providers are interoperable, allowing customers to pay for goods and services to merchants using various QR code payment platforms without requiring multiple accounts. By reducing payment frictions and improving customer experience, the unified QR code standard is expected to increase digital payment uptake and strengthen financial inclusion, particularly among market vendors, rural farmers, fishermen, women and young entrepreneurs. The current assessment phase will evaluate both the technical feasibility and market usability of a unified QR code standard. The findings will inform next steps in development and potential implementation of the system. Further information is available from the CBSI on 21791 or info@cbsi.com.sb.
3049075 pc Apr 10, 2026 tojuri Denmark Financial Supervisory Authority financial services
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Denmark's Financial Supervisory Authority Introduces Simplified Process for Own Share Repurchases

On April 9, 2026, the Danish Financial Supervisory Authority (Finanstilsynet) introduced a new practice to reduce administrative burdens for credit institutions seeking general prior authorisation to purchase their own core capital instruments. This initiative forms part of Finanstilsynet's national proportionality regime project. Under the new simplified process, credit institutions can apply for general prior authorisation to repurchase their own common equity tier one (CET1) instruments with reduced information requirements compared to standard authorisation applications. The framework is primarily designed for small and medium-sized credit institutions but is available to all institutions meeting the eligibility criteria. The key simplification is that institutions are not required to submit stress tests with their applications. General prior authorisations can be used for market-making activities or employee remuneration schemes. To qualify for the simplified process, an institution must currently maintain: a capital, net stable funding ratio (NSFR), and debt buffer coverage of at least 5 percent of risk-weighted exposures; a liquidity coverage ratio (LCR) of minimum 150 percent; and a leverage ratio of at least 7 percent. Additionally, the authorisation sought cannot exceed 0.5 percent of the institution's common equity tier one capital. Banks and savings banks converted to joint-stock companies must also comply with limitations of 3 percent of the specific issuance and 10 percent of capital and NSFR buffer coverage. The rules governing repurchases of common equity tier one instruments derive from Regulation (EU) No. 575/2013 on prudential requirements for credit institutions and investment firms (Capital Requirements Regulation). The application form and detailed process description are available on Finanstilsynet's website. REFERENCES: Finanstilsynet. "Finanstilsynet indfører ny praksis for generel forhåndstilladelse til køb af egne kernekapitalinstrumenter." Accessed April 9, 2026. https://www.finanstilsynet.dk/

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Denmark's Financial Supervisory Authority Introduces Simplified Process for Repurchase of Own Capital Instruments

On April 9, 2026, the Danish Financial Supervisory Authority (FSA) introduced a new practice to reduce administrative burdens for credit institutions seeking general prior authorisation to purchase their own core capital instruments. This initiative forms part of the FSA’s national proportionality regime project. Under the new simplified process, credit institutions can apply for general prior authorisation to repurchase their own common equity tier one (CET1) instruments with reduced information requirements compared to standard authorisation applications. The framework is primarily designed for small- and medium-sized credit institutions but is available to all institutions that meet the eligibility criteria. The key simplification is that institutions are not required to submit stress tests with their applications. General prior authorisations can be used for market-making activities or employee remuneration schemes. To qualify for the simplified process, an institution must currently maintain: An excess coverage for capital, minimum requirement for own funds and eligible liabilities (MREL) and debt buffer requirements of at least 5 percent of the risk-weighted exposures. A Liquidity Coverage Ratio (LCR) of at least 150 percent. A leverage ratio of at least 7 percent. It is also a condition that the framework licence that the institution applies for does not exceed an amount corresponding to 0.5 percent of the CET1 capital. Banks and savings banks converted to joint-stock companies must also comply with limitations of 3 percent of the specific issuance and 10 percent of capital and MREL buffer coverage.
3052582 pc Apr 10, 2026 tojuri Denmark Financial Supervisory Authority horizon scanning
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Denmark's Financial Supervisory Authority Issues Enforcement Order to Pluto.markets for Misleading Marketing

On April 8, 2026, Finanstilsynet (Denmark's Financial Supervisory Authority) issued an enforcement order to Pluto.markets Fondsmæglerselskab A/S regarding misleading marketing practices and deficient business operations. The authority found that Pluto.markets promoted its investment platform through a podcast without implementing adequate controls over its marketing partner. The marketing materials emphasised the benefits of investing on the platform by highlighting high potential returns without adequately disclosing relevant investment risks. Under Danish and European Union regulations, marketing communications must be clear and not misleading. When referencing high potential returns on financial instruments, firms must include descriptions of associated risks. Finanstilsynet determined that Pluto.markets failed to comply with these requirements under Section 5(1) of the Executive Order on Investor Protection in Securities Trading, which implements Article 44(2)(b) of Regulation (EU) 2017/565, and Section 94(1) of the Danish Act on Investment Firms and Investment Services and Activities. The enforcement order requires Pluto.markets to ensure that all information in its marketing materials concerning investment services is clear and not misleading. Additionally, the firm must establish and maintain sufficient processes and governance documentation for marketing activities to guarantee that all marketing communications are not misleading. These measures must be implemented to bring the firm into compliance with investor protection requirements and ensure proper oversight of third-party marketing arrangements.

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Denmark's Financial Supervisory Authority Issues Enforcement Order to Pluto.markets for Misleading Marketing

On April 8, 2026, Denmark's Financial Supervisory Authority (FSA) issued an enforcement order against Pluto.markets Fondsmæglerselskab A/S regarding misleading marketing practices and deficient business operations. The FSA found that Pluto.markets promoted its investment platform through a podcast without implementing adequate controls over its marketing partner. The marketing materials emphasised the benefits of investing on the platform, highlighting high potential returns, without adequately disclosing relevant investment risks. The enforcement order requires Pluto.markets to ensure that all information in its marketing materials concerning investment services is clear and not misleading. Additionally, the firm must establish and maintain sufficient processes and governance documentation for marketing activities to guarantee that all marketing communications are not misleading.
3049430 pc Apr 10, 2026 tojuri Finland Financial Supervisory Authority horizon scanning
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Finland's Financial Supervisory Authority Implements European Banking Authority Guidelines on Retail Exposure Diversification Methods

On February 13, 2026, the European Banking Authority (EBA) issued guidelines on proportionate diversification methods for retail exposures under Article 123(1)(c) of Regulation (EU) No 575/2013 (EBA/GL/2026/02). Finland's Financial Supervisory Authority (Finanssivalvonta) announced it will comply with these guidelines. The guidelines clarify proportionate diversification methods that determine when an exposure qualifies as a significant amount of similar liabilities under Article 123(1)(c) of Regulation (EU) No 575/2013. Under EBA Regulation (EU) No 1093/2010, Article 16(3), financial institutions must make all efforts to comply with EBA guidelines. These guidelines establish criteria for assessing retail exposure concentrations and determining when diversification thresholds are met. The framework applies to credit institutions and other financial institutions subject to capital requirements under the Capital Requirements Regulation. The guidelines become applicable on May 19, 2026. Financial institutions operating in Finland must ensure their retail exposure management frameworks align with the EBA's proportionate diversification methodology by this date. Finanssivalvonta will supervise compliance with these requirements as part of its ongoing regulatory oversight of the financial sector. For further information, contact Torsten Groschup, senior expert at Finanssivalvonta, by telephone at +358 9 183 5333 or email torsten.groschup@finanssivalvonta.fi.

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Finland's Financial Supervisory Authority Implements European Banking Authority Guidelines on Retail Exposure Diversification Methods

Finland's Financial Supervisory Authority has announced it will implement the EBA Guidelines on proportional diversification methods for retail exposures in accordance with Article 123(1) of Regulation (EU) 575/2013 ( EBA/GL/2026/02 ). The guidelines clarify proportionate diversification methods that determine when an exposure qualifies as a significant amount of similar liabilities under Article 123(1)(c) of Regulation (EU) No. 575/2013 (Capital Requirements Regulation). These guidelines establish criteria for assessing retail exposure concentrations and determining when diversification thresholds are met. The framework applies to credit institutions and other financial institutions subject to capital requirements under the Capital Requirements Regulation. The guidelines become applicable on May 19, 2026.
3064115 pc Apr 10, 2026 arahman Bosnia and Herzegovina News - Banking Agency of Fed financial services
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Federation of Bosnia and Herzegovina Banking Agency Publishes Instructions on Inquiry Submission Procedures

On April 14, 2026, the Agencija za Bankarstvo Federacije Bosne i Hercegovine (Banking Agency of the Federation of Bosnia and Herzegovina) published Instructions on the manner of submitting inquiries to the agency and the agency's procedures for handling inquiries. The Instructions establish a unified, transparent, and efficient procedure for submitting inquiries to the Banking Agency and for processing inquiries relating to the application and interpretation of regulations and other acts within the agency's jurisdiction. The Instructions apply to banks, non-deposit financial institutions (microfinance organisations, leasing and factoring companies), and other institutions under the agency's supervision, as well as their professional associations. The provisions also apply, as appropriate, to other natural and legal persons who contact the agency, depending on the nature of the inquiry submitted. The Instructions regulate the method of submitting inquiries to the Banking Agency and establish how the agency will process received inquiries. This standardisation aims to enhance clarity and consistency in the agency's interactions with regulated entities and the public. The Instructions are available on the Banking Agency's official website in the Publications section.

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Banking Agency of the Federation of Bosnia and Herzegovina Publishes Instruction on Reporting Methods

On April 10, 2026, the Banking Agency of the Federation of Bosnia and Herzegovina (FBA) published the Instruction on the Method of Submitting Enquiries to the FBA  and the Agency's Processing of Such Enquiries. This is applicable to payment service providers, banks and lending providers (referred to collectively as institutions). An institution may submit an enquiry to the FBA: In writing. By email as a scanned query, the content and form of which must be identical to the written submission. The enquiry must be prepared on the institution's letterhead, officially sealed and signed by the head of the institution, director or responsible management members. Where an electronic signature system is in place, electronic submission is permitted. The request must include the relevant regulation and specific provision being queried, the submission date and details of both the contact person responsible for the organisational unit and the individual who initiated or is responsible for the subject matter of the query. The enquiry must also include an opinion from the compliance monitoring function, or where this does not exist, from internal audit or another appropriate function. All questions must be clearly and concisely formulated, supported by relevant context, reasons for the enquiry and practical examples where possible. This instruction comes into force on the day of its adoption.
3049776 pc Apr 10, 2026 tojuri Malta Malta Financial Services Authority horizon scanning
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I appreciate you providing the content, but I need to flag that the webpage you've shared appears to be a navigation/menu structure from the Malta Financial Services Authority (MFSA) website rather than actual regulatory content, circular text, or announcement details. The content consists primarily of: - Navigation menu items and category labels - Links to various regulatory topics (MiFID II, MiFIR, Banking Supervision, etc.) - Footer information and cookie notices - General website structure elements **To generate a meaningful Horizon Scanning update, I would need:** 1. The actual text/content of the MFSA circular on MiFID II and MiFIR (referenced in the title dated April 9, 2026) 2. The substantive details of what the circular addresses or amends 3. Key provisions, effective dates, or compliance requirements 4. Who the circular applies to and why it was issued **Could you please provide:** - The full text of the circular itself, or - A link to the actual circular document, or - The substantive content/announcement details? Once you share the actual regulatory content, I will immediately generate a comprehensive Horizon Scanning update following all the guidelines and style requirements you've outlined.

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Malta Financial Services Authority Issues Circular on MiFIR and MiFID II

The Malta Financial Services Authority has issued a “Circular on the Market in Financial Instruments Regulation (MiFIR) and the accompanying Markets in Financial Instruments Directive (MiFID II)”. The circular sets out observations from supervisory meetings held in 2023 and 2025 relating to MiFIR and MiFID II. It is addressed to all market participants falling within the scope of MiFID II and MiFIR, particularly entities subject to transaction reporting requirements, such as investment firms and credit institutions providing investment services. The purpose of the circular is to inform stakeholders of the matters addressed during the supervisory engagements and to outline the key observations and recommended practices identified by the MFSA regarding compliance with applicable regulatory obligations. Key topics discussed during the supervisory meetings include: The timing of financial instruments' reference data. The reporting of primary transactions. The timeliness of transaction report submissions. The timestamp of trades. Trading capacity. Trading venue transaction identification code. During these meetings, the MFSA found that most of the engaged companies had generally implemented adequate measures, as required under MiFIR, to ensure the prompt and accurate reporting of financial instrument transactions in accordance with Article 26 of MiFIR. However, the MFSA identified instances in which certain transaction reports were incorrectly populated or submissions were delayed. The MFSA has also detailed best practice for firms to follow to ensure compliance with their reporting obligations. The MFSA expects all investment firms to have robust and effective arrangements, controls and procedures in place to ensure full, accurate and timely compliance with their MiFIR transaction reporting obligations.
3077754 pc Apr 10, 2026 arahman Albania Financial Intelligence Agency - News horizon scanning
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Albania's Financial Intelligence Agency Launches Public Consultation on Money Laundering and Terrorist Financing Prevention Law

On April 10, 2026, Albania's Financial Intelligence Agency published a draft law on the "Prevention of Money Laundering and Terrorist Financing" for public consultation. The draft law establishes a comprehensive national regulatory framework aligned with European Union standards and international best practices to combat money laundering and terrorist financing. The draft law introduces several key provisions. It establishes measures targeting high-risk sectors and sets requirements for the registration, identification, and verification of senior management of obliged entities. The legislation addresses the identification and assessment of national-level risks to strengthen Albania's anti-money laundering and counter-terrorism financing (AML/CTF) framework. The draft law defines rules governing access to beneficial ownership registers, bank accounts, and real estate information to enhance transparency and oversight across the financial system. It clearly delineates the responsibilities and functions of the Financial Intelligence Agency and supervisory authorities in implementing and enforcing these measures. The law also emphasises inter-institutional cooperation and international collaboration, including engagement with European Union and foreign counterpart authorities to support cross-border compliance and information sharing. The Financial Intelligence Agency invites all institutions, reporting entities, stakeholders, and members of the general public to submit comments, suggestions, and contributions on the draft law. Responses should be submitted via the public consultation portal at https://www.konsultimipublik.gov.al/Konsultime/Detaje/957. The consultation period and response deadline have not been specified in the available information.

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Albania's Financial Intelligence Agency Consults on Draft AML Law

On April 10, 2026, the Financial Intelligence Agency launched a consultation on the Draft Law "On the Prevention of Money Laundering and Terrorism Financing" as part of its EU accession obligations. The draft law reflects Albania's commitment to align its legal framework with core elements of the EU anti-money laundering (AML) package: Directive (EU) 2024/1640. Regulation (EU) 2024/1624. Regulation (EU) 2023/1113. At its core, the draft sets out: Governance and oversight requirements, including fit and proper checks on senior management and beneficial owners and strengthened supervisory powers to intervene where risks or misconduct are identified. A risk-based system, centred on a regularly updated national risk assessment, which informs supervisory priorities, resource allocation and the application of enhanced due diligence measures. The framework also aims to introduce: Enhanced transparency and data access, including centralised access to beneficial ownership and bank account information. Extensive data collection and reporting obligations, ensuring authorities maintain detailed statistics on AML activity, enforcement and effectiveness. Stronger domestic and international cooperation mechanisms, including information sharing with EU and third-country authorities and the ability to conduct joint analyses. Comments and feedback are welcome up until May 8, 2026.
3066192 pc Apr 10, 2026 arahman Russia The central Bank of Russian Federation horizon scanning
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Russia's Central Bank Revokes Banking License for Bank RMP and Establishes Temporary Administration

On April 10, 2026, the Central Bank of Russia (Bank of Russia) revoked the banking licence of Bank RMP (Банк развития и модернизации промышленности), a Moscow-based credit organisation with registration number 2574, through Order No. OD-639. The bank ranked 292nd by assets in the Russian banking system as of April 1, 2026. The Bank of Russia determined that Bank RMP had repeatedly violated federal banking legislation and Central Bank regulations, including breaches of anti-money laundering and counter-terrorism financing requirements under the Federal Law "On Countering the Legalisation of Criminally Obtained Income and the Financing of Terrorism." The regulator identified suspicious transit operations involving asset withdrawal abroad, cash conversion, and unrecorded cash purchases in the retail trade sector. Bank RMP's management and owners failed to implement effective measures to prevent involvement in suspicious operations. The bank was not a significant credit provider to the real economy; its primary operations served shareholder interests and related parties. The Central Bank previously identified transactions with asset withdrawal indicators and referred these to law enforcement authorities. The bank's professional securities market licence was also annulled. Through Order No. OD-640, the Bank of Russia appointed a temporary administration to manage Bank RMP, with functions delegated to the Deposit Insurance Agency (ASV). The temporary administration will operate until a bankruptcy trustee or liquidator is appointed. The powers of the credit organisation's executive bodies are suspended. Bank RMP participates in the deposit insurance system; depositor funds will be returned according to the Federal Law "On Deposit Insurance in Banks of the Russian Federation." Depositors can obtain information through the ASV hotline (8 800 200-08-05) or at https://www.asv.org.ru/.

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Russia's Central Bank Revokes Banking Licence of Bank RMP for AML Violations

On April 10, 2026, the Central Bank of Russia revoked the banking licence of Bank RMP for violations under the Federal Law "On Banks and Banking Activities" and the Federal Law "On Countering the Legalisation of Criminally Obtained Income and the Financing of Terrorism". The Bank of Russia determined that Bank RMP had repeatedly violated federal banking legislation and central bank regulations, including breaches of anti-money laundering and counter-terrorism financing requirements. The regulator identified suspicious transit operations involving asset withdrawal abroad, cash conversion and unrecorded cash purchases in the retail trade sector. Bank RMP's management and owners failed to implement effective measures to prevent involvement in suspicious operations. The bank was not a significant credit provider to the real economy; its primary operations served shareholder interests and related parties. The central bank previously identified transactions with asset withdrawal indicators and referred these to law enforcement authorities. The bank's professional securities market licence was also annulled. Through Order No. OD-640, the Bank of Russia appointed a temporary administration to manage Bank RMP, with functions delegated to the Deposit Insurance Agency (ASV). The temporary administration will operate until a bankruptcy trustee or liquidator is appointed. The powers of the credit organisation's executive bodies are suspended. Bank RMP participates in the deposit insurance system; depositor funds will be returned according to the Federal Law "On Deposit Insurance in Banks of the Russian Federation."
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European Central Bank Publishes Decision (EU) 2026/812 Regarding Remuneration of Holdings of Excess Reserves and of Certain Deposits

On April 10, 2026, the European Central Bank (ECB) published Decision (EU) 2026/812 amending Decision (EU) 2019/1743 on the remuneration of holdings of excess reserves and of certain deposits in the Official Journal of the European Union. As the ECB explained, on December 11, 2025, the Governing Council decided to simplify the remuneration of excess reserves under Article 1(1) of Decision (EU) 2019/1743 of the European Central Bank. In accordance with that decision, this decision provides that such excess reserves should be remunerated at the deposit facility rate not only when this rate is negative, but also when it is 0 percent or positive. The decision enters into force on April 15, 2026, five days after its publication in the Official Journal of the European Union. It applies on June 17, 2026.
3051156 pc Apr 10, 2026 adavies European Union Official Gazette horizon scanning
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European Central Bank Amends Securities Holdings Statistics Reporting Requirements

On 20 March 2026, the European Central Bank (ECB) published Guideline (EU) 2026/780, amending Guideline ECB/2013/7 concerning statistics on holdings of securities. The amendment introduces enhanced reporting requirements for national central banks (NCBs) across the Eurosystem to collect and report securities data at a more granular level. The guideline requires NCBs to report security-by-security data on holdings of debt securities, listed shares, and investment fund shares or units at individual investor level for monetary financial institutions (MFIs), investment funds (IFs), financial vehicle corporations engaged in securitisation transactions (FVCs), and insurance corporations (ICs). For securities held in custody by custodians, NCBs shall report at individual investor level where possible, or at aggregated level where individual-level reporting is not feasible. The ECB determined that granular investor-level data is necessary to better monitor financial stability risks, assess monetary policy transmission mechanisms, and evaluate interconnectedness of financial institutions. The guideline improves reporting frequency and timeliness: MFIs and IFs must report monthly data by the 28th working day following the end of the month, while FVCs, ICs, and custodians report quarterly data by the 48th calendar day following the end of the quarter (or 63rd calendar day for non-quarter-ending months). The amendment also introduces a new "individual investor level" definition and removes certain reporting requirements for confidentiality attributes and holdings of securities issued by the holder. The Eurosystem central banks must comply with this guideline from 1 April 2027. NCBs shall first report statistical information in accordance with the guideline for monthly data covering April 2027 and quarterly data for June 2027 (Q2). **Reference:** EUR-Lex L_202600780, Official Journal of the European Union, 10 April 2026

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European Central Bank Publishes Guideline (EU) 2026/780 Regarding Statistics on Holdings of Securities

On April 10, 2026, the European Central Bank (ECB) published Guideline (EU) 2026/780, amending Guideline ECB/2013/7 concerning statistics on holdings of securities in the Official Journal of the European Union. The amendment introduces enhanced reporting requirements for national central banks (NCBs) across the Eurosystem to collect and report securities data at a more granular level. The guideline requires NCBs to report security-by-security data on holdings of debt securities, listed shares and investment fund shares or units at individual investor level for monetary financial institutions (MFIs), investment funds (IFs), financial vehicle corporations engaged in securitisation transactions (FVCs), and insurance corporations (ICs). The guideline enters into force on the day of its notification to NCBs. Eurosystem central banks must comply with the guideline by April 1, 2027.
3049182 pc Apr 10, 2026 tojuri Netherlands Dutch Authority for the Financial Markets financial services
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Netherlands' Financial Conduct Authority Updates Mortgage Adviser Guidance on Suitable Advice

On 9 April 2026, the Netherlands' Authority for Financial Markets (AFM) published an updated Mortgage Advice Guideline (Leidraad Hypotheekadvisering) to enhance standards for providing suitable mortgage advice to consumers. The updated guidance emphasises the independent professional role of mortgage advisers as a core principle. Advisers are expected to critically evaluate client wishes rather than simply following them, providing substantiated advice tailored to each client's personal circumstances in accordance with Article 4:23 of the Financial Supervision Act (Wft). The guideline covers the entire advice process from initial consultation through aftercare, with enhanced emphasis on questioning inconsistencies in client information and explicitly stating assumptions when data is incomplete. The guidance adopts a proportionality approach, allowing advisers to tailor the depth of their work to each unique client situation rather than applying a standardised checklist. Two new topics have been added at market request: sustainability and relationship termination. For sustainability, the guidance describes how advisers should help clients identify sustainability options, financing possibilities, and potential financial consequences. For relationship termination, it emphasises the importance of advisers clearly discussing possible risks so clients understand personal implications. The AFM received 23 responses during the consultation period on a draft version of the guidance. The feedback statement outlines how these responses were incorporated into the final text. The AFM will continue monitoring market compliance and whether consumers receive suitable advice in practice. The updated guideline and feedback statement are available on the AFM website.

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Dutch Authority for the Financial Markets Updates Mortgage Adviser Guidance on Suitable Advice

On April 9, 2026, the Dutch Authority for Financial Markets (AFM) published an updated Mortgage Advice Guideline to enhance standards for providing suitable mortgage advice to consumers. The updated guidance emphasises the independent professional role of mortgage advisers as a core principle. Advisers are expected to critically evaluate client wishes rather than simply follow them, providing substantiated advice tailored to each client's personal circumstances in accordance with Article 4:23 of the Financial Supervision Act (Wft). The guideline covers the entire advice process from initial consultation through to aftercare, with enhanced emphasis on questioning inconsistencies in client information and explicitly stating assumptions when data is incomplete. The guidance adopts a proportionality approach, allowing advisers to tailor the depth of their work to each unique client situation rather than applying a standardised checklist. Two new topics have been added at market request: sustainability; and relationship termination. For sustainability, the guidance describes how advisers should help clients identify sustainability options, financing possibilities and potential financial consequences. For relationship termination, it emphasises the importance of advisers clearly discussing possible risks so clients understand personal implications. The AFM will continue monitoring market compliance and whether consumers receive suitable advice in practice.
3049661 pc Apr 10, 2026 adavies European Union European Banking Authority horizon scanning
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European Banking Authority Consults on Revised Guidelines for Shadow Banking Entity Exposures

On 9 April 2026, the European Banking Authority (EBA) launched a public consultation on revised Guidelines on limits on exposures to shadow banking entities carrying out banking activities outside a regulated framework. The revised Guidelines align with the updated EU large-exposure reporting framework introduced by Regulatory Technical Standards (RTS) that entered into force in January 2024. Key changes include moving the calculation basis from eligible capital to Tier 1 capital, while maintaining existing governance requirements and primary and fallback methods for setting exposure limits. The proposal removes the 0.25% materiality threshold to simplify the framework. The Guidelines aim to support sound risk management and governance practices across institutions. The consultation invites feedback on implementation impacts, current institutional practices, and the effects of quantitative limits on lending to shadow banking entities. The EBA is gathering information on how institutions identify exposures to shadow banking entities, establish limits, and manage related risks. This input will inform policy decisions on finalising the Guidelines and broader policy work on shadow banking entities, including a report on their contribution to the Capital Markets Union and an assessment of institutional exposures and limits, both expected in December 2027. The EBA will hold a virtual public hearing on 25 June 2026 from 10:00 to 12:00 CEST. Interested stakeholders must register by 17 June 2026 at 16:00 CEST. The deadline for submitting comments is 9 July 2026 at 23:59 CEST via the EBA's consultation page. All contributions will be published following the consultation period unless otherwise requested. The EBA is mandated by Article 395(2) of Regulation (EU) No 575/2013 (CRR 3) to revise these Guidelines by 10 January 2027.

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European Banking Authority Consults on Revised Guidelines for Shadow Banking Entity Exposures

On April 9, 2026, the European Banking Authority (EBA) launched a consultation on its draft revised guidelines on limits on exposures to shadow banking entities which carry out banking activities outside a regulated framework under Article 395(2) and (2a) of Regulation (EU) No. 575/2013 (Capital Requirements Regulation – CRR). The revised guidelines align with the updated EU large-exposure reporting framework introduced by regulatory technical standards (RTS) that entered into force in January 2024. Key changes include moving the calculation basis from eligible capital to Tier 1 capital, while maintaining existing governance requirements and primary and fallback methods for setting exposure limits. The proposal also removes the 0.25 percent materiality threshold to simplify the framework. The EBA is seeking feedback on its consultation by July 9, 2026, which can be submitted via this link .
3050246 pc Apr 10, 2026 adavies Iceland Iceland Central Bank News all years horizon scanning
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Central Bank of Iceland Publishes 2025 Annual Report

On April 9, 2026, the Central Bank of Iceland published its Annual Report for 2025. The report contains a summary of the Bank's activities and annual accounts for the financial year. The Annual Report provides a comprehensive overview of the Central Bank of Iceland's operations, financial performance, and key activities undertaken during 2025. The publication follows the Bank's established practice of releasing detailed annual reporting to stakeholders and the public, ensuring transparency regarding its governance, monetary policy implementation, and financial management. The report is available for download on the Central Bank of Iceland's website. The Bank also held its 65th Annual Meeting on April 8, 2026, at which Governor Ásgeir Jónsson delivered remarks on the institution's performance and outlook. REFERENCES: Central Bank of Iceland. (2026). Annual Report 2025. Retrieved from https://www.cb.is/

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Central Bank of Iceland Publishes 2025 Annual Report

On April 9, 2026, the Central Bank of Iceland published its Annual Report for 2025. The report contains a summary of the Bank's activities and annual accounts for the financial year. The Annual Report provides a comprehensive overview of the Central Bank of Iceland's operations, financial performance, and key activities undertaken during 2025. It outlines the regulators’ work regarding: Monetary policy. Financial stability, including: The state of financial stability. Resilience in payment intermediation. The state of financial stability. Resilience in payment intermediation. Financial supervision, including: Supervision of financial institutions, including electronic money institutions and payment institutions. Supervision of the securities market. Penalties. Supervision of financial institutions, including electronic money institutions and payment institutions. Supervision of the securities market. Penalties.
3049679 pc Apr 09, 2026 alapetina US Track 2 U.S. Department of the Treasury horizon scanning
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U.S. Treasury Launches Cybersecurity Information Sharing Initiative for Digital Asset Industry

On April 9, 2026, the U.S. Department of the Treasury's Office of Cybersecurity and Critical Infrastructure Protection (OCCIP) announced a new cybersecurity information sharing initiative designed to strengthen cybersecurity resilience across the digital asset industry. The initiative will provide eligible U.S. digital asset firms and industry organisations with timely, actionable cybersecurity information at no cost. This information will enable these entities to better identify, prevent, and respond to cyber threats targeting their customers and networks. The initiative extends access to the same high-quality cybersecurity threat information that Treasury regularly shares with traditional U.S. financial institutions, recognising the growing importance of digital asset firms to the broader financial system. Treasury officials emphasised that cyber threats targeting digital asset platforms are increasing in frequency and sophistication. The initiative responds to this evolving threat environment and advances a key recommendation from the President's Working Group on Digital Asset Markets report, *Strengthening American Leadership in Digital Financial Technology*. Treasury also noted that the initiative reflects principles of the GENIUS Act by promoting responsible innovation grounded in strong cybersecurity and operational resilience. Luke Pettit, Assistant Secretary for Financial Institutions, stated that digital asset firm resilience is critical to the health of the broader financial system. Tyler Williams, Counselor to the Secretary for Digital Assets, highlighted that access to timely and actionable cyber threat information is essential to protecting consumers and safeguarding the stability of U.S. financial markets as digital assets become more integrated into the financial system. Eligible U.S. digital asset firms and industry organisations meeting Treasury's criteria are encouraged to contact OCCIP at OCCIP-Coord@treasury.gov for more information on participation.

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US Treasury Launches Cybersecurity Information Sharing Initiative for Digital Asset Industry

On April 9, 2026, the U.S. Department of the Treasury's Office of Cybersecurity and Critical Infrastructure Protection (OCCIP) announced a new cybersecurity information sharing initiative designed to strengthen cybersecurity resilience across the digital asset industry. According to the Treasury's press release, the initiative will provide eligible U.S. digital asset firms and industry organizations with timely, actionable cybersecurity information at no cost, enabling these entities to better identify, prevent, and respond to cyber threats targeting their customers and networks. The initiative extends access to the same high-quality cybersecurity threat information that Treasury regularly shares with traditional U.S. financial institutions, recognizing the growing importance of digital asset firms to the broader financial system. Treasury officials emphasized that cyber threats targeting digital asset platforms are increasing in frequency and sophistication. The initiative is a response to this evolving threat environment and advances a key recommendation from the President's Working Group on Digital Asset Markets report, Strengthening American Leadership in Digital Financial Technology . The Treasury also noted that the initiative reflects principles of the GENIUS Act by promoting responsible innovation grounded in strong cybersecurity and operational resilience. Eligible U.S. digital asset firms and industry organizations that meet Treasury’s criteria will be able to receive, at no cost, the same actionable cybersecurity information Treasury regularly shares with traditional U.S. financial institutions. Interested firms are encouraged to contact OCCIP at OCCIP-Coord@treasury.gov for more information.
3049923 gc Apr 09, 2026 mschanke Kahnawake Kahnawake Gaming Commission gamblingcompliance
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Kahnawà:ke Gaming Commission Revokes Client Provider Authorization for Einrai Ltd.

On April 9, 2026, the Kahnawà:ke Gaming Commission announced the revocation of the Client Provider Authorization held by Einrai Ltd., effective April 2, 2026. The revocation was issued pursuant to a Resolution from the Commission. Following the revocation, the online gaming sites operated by Einrai Ltd. are no longer licensed or regulated by the Commission. The affected sites are: https://spinhub.casino, https://spinhub2.casino, and https://spinhub-2.casino. The Commission will not receive or consider complaints concerning Einrai submitted after the effective date of April 2, 2026. The Kahnawà:ke Gaming Commission, established in 1996, is the licensing and regulatory authority for gaming activity within and from the Mohawk Territory of Kahnawà:ke, a sovereign jurisdiction located outside Montréal, Québec, Canada. The Commission has been continuously licensing and regulating online gaming since July 1999. For further information, interested parties may contact the Kahnawà:ke Gaming Commission at info@gamingcommission.ca or visit www.gamingcommission.ca.

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Kahnawàke regulator revokes client provider authorization for Einrai Ltd.

On April 9, 2026, the Kahnawàke Gaming Commission announced the revocation of the client provider authorization held by Einrai Ltd., effective April 2, 2026. The revocation was issued pursuant to a resolution from the commission. Following the revocation, the online gaming sites operated by Einrai Ltd. are no longer licensed or regulated by the commission. The affected sites are: https://spinhub.casino, https://spinhub2.casino, and https://spinhub-2.casino. For further information, interested parties may contact the Kahnawàke Gaming Commission at info@gamingcommission.ca or visit www.gamingcommission.ca.
3051121 pc Apr 09, 2026 alapetina Argentina Ministry of Justice and Human Rights financial services
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Argentina's National Securities Commission Expands Exception to Daily Transfer Limit for Negotiable Securities

On April 9, 2026, Argentina's National Securities Commission (Comisión Nacional de Valores — CNV) established a new exception to the daily limit of $200 million for transfers of negotiable securities abroad. The regulation, issued as Resolution General (RG) No. 1128, permits transfers of negotiable securities to foreign depositary entities without application of the daily limit, provided the securities have remained in sub-accounts held by the transferor for a minimum of 365 consecutive calendar days. The 365-day period is calculated from the date the securities are credited to the sub-accounts at the Central Depositary Agent of Negotiable Securities (Agente Depositario Central de Valores Negociables). This exception applies regardless of the securities' governing law or amortisation period. The measure supplements existing exceptions to the daily transfer limit and forms part of the CNV's broader capital market normalisation agenda. Roberto E. Silva, CNV president, stated that the authority continues "removing unnecessary obstacles that hinder operations" in line with the National Government's policy objectives. The CNV has pursued capital market deregulation as a short-term goal over the preceding two years, with this measure representing continued progress toward that objective. The regulation reflects Argentina's ongoing efforts to simplify and deregulate securities market operations, removing restrictions that may inhibit market activity and cross-border capital flows for long-held securities positions. REFERENCES: Argentina National Securities Commission (CNV) — Resolution General No. 1128

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Argentina National Securities Commission Expands Exception to Daily Transfer Limit for Negotiable Securities

On April 9, 2026, Argentina's National Securities Commission (CNV) issued General Resolution No. 1128, establishing a new exception to the daily limit of $200m for transfers of negotiable securities abroad. The regulation permits transfers of negotiable securities to foreign depositary entities without application of the daily limit, provided the securities have remained in sub-accounts held by the transferor for a minimum of 365 consecutive calendar days. The 365-day period is calculated from the date the securities are credited to the sub-accounts at the Central Depositary Agent of Negotiable Securities. This exception applies regardless of the securities' governing law or amortization period. The measure supplements existing exceptions to the daily transfer limit and forms part of the CNV's broader capital market normalization agenda. According to the press release announcing the regulation, the CNV has pursued capital market deregulation as a short-term goal over the preceding two years, with this measure representing continued progress toward that objective. The regulation reflects Argentina's ongoing efforts to simplify and deregulate securities market operations, removing restrictions that may inhibit market activity and cross-border capital flows for long-held securities positions.
3047358 pc Apr 09, 2026 csoo Italy Bank of Italy horizon scanning
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Italy's Bank of Italy Updates TARGET Payment System Framework for Resolution Planning

On April 2026, Banca d'Italia (Bank of Italy) published an updated questionnaire response addressing the Financial Stability Board's (FSB) Guidance on Continuity of Access to Financial Market Infrastructures (FMIs) for firms in resolution. The update reflects amendments to Guideline (EU) 2022/912 of the European Central Bank regarding a new generation TARGET system. TARGET-Banca d'Italia operates as Italy's component of the Trans-European Automated Real-time Gross Settlement Express Transfer System (TARGET), a multilateral real-time gross settlement (RTGS) system overseen by the European Central Bank (ECB). The system provides participating credit institutions and eligible entities with Main Cash Accounts (MCAs) for liquidity management and Dedicated Cash Accounts (DCAs) for payment settlement, including services for securities settlement through TARGET2-Securities (T2S) and instant payments through TARGET Instant Payment Settlement (TIPS). The framework clarifies that crisis prevention or crisis management measures under the Banking Recovery and Resolution Directive (BRRD) do not automatically constitute insolvency proceedings triggering mandatory termination. However, Banca d'Italia retains discretionary authority to suspend or terminate participation where events threaten TARGET's stability, soundness, or safety. Termination decisions follow case-by-case assessments considering materiality and proportionality principles. The updated guidance specifies that bridge institutions and third-party purchasers may continue accessing TARGET provided they meet standard participation criteria, though no expedited onboarding procedures are formally defined. Direct participation eligibility extends to credit institutions, national central banks, and discretionary categories including investment firms and non-bank payment service providers established in the European Union or European Economic Area. The questionnaire responses remain available to participants and resolution authorities to support resolution planning. Banca d'Italia indicated no material changes to termination procedures or additional membership requirements for participants in resolution since the previous 2020 version.

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Bank of Italy Updates Financial Stability Board Questionnaire Response on TARGET Payment System Framework for Resolution Planning

On April 8, 2026, the Bank of Italy published an updated questionnaire response addressing the Financial Stability Board's (FSB) Guidance on Continuity of Access to Financial Market Infrastructures (FMIs) for firms in resolution. The update reflects amendments to Guideline (EU) 2022/912 of the European Central Bank regarding a new generation TARGET system. TARGET-Banca d'Italia operates as Italy's component of the Trans-European Automated Real-time Gross Settlement Express Transfer System (TARGET), a multilateral real-time gross settlement (RTGS) system overseen by the European Central Bank (ECB). The system provides participating credit institutions and eligible entities with Main Cash Accounts (MCAs) for liquidity management and Dedicated Cash Accounts (DCAs) for payment settlement, including services for securities settlement through TARGET2-Securities (T2S) and instant payments through TARGET Instant Payment Settlement (TIPS). Some key points of note in the updated questionnaire responses include: Clarifies that crisis prevention or crisis management measures under the Banking Recovery and Resolution Directive (BRRD) do not automatically constitute insolvency proceedings triggering mandatory termination. Stresses that the Bank of Italy retains discretionary authority to suspend or terminate participation where events threaten TARGET's stability, soundness, or safety. Termination decisions follow case-by-case assessments considering materiality and proportionality principles. Specifies that bridge institutions and third-party purchasers may continue to access TARGET, provided they meet standard participation criteria. Direct participation eligibility extends to credit institutions, national central banks, and discretionary categories, including investment firms and non-bank payment service providers established in the European Union or European Economic Area. The Bank of Italy highlighted that the updated response has had no material changes to termination procedures or additional membership requirements for participants in resolution since the previous 2020 version.
3049757 pc Apr 09, 2026 ataylor British Columbia The British Columbia Securities Commission financial services
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Canadian Securities Administrators Propose Amendment to Insider Reporting Requirements for Investment Funds and Structured Products

On April 9, 2026, the Canadian Securities Administrators (CSA) published a proposed amendment to Part 9 of National Instrument 55-104 Insider Reporting Requirements and Exemptions (NI 55-104) for a 60-day comment period. The proposed amendment clarifies the insider reporting regime applicable to transactions involving investment funds and certain structured products, including structured notes, American Depositary Receipts (ADRs), and Canadian Depositary Receipts (CDRs) based on securities of a reporting insider's reporting issuer. The amendment follows the launch of single-issuer exchange-traded funds in the Canadian market in August 2025 and the subsequent introduction of funds tracking major Canadian reporting issuers, as well as structured products providing alternative economic exposure to reporting issuers. The proposed amendment would exclude investment funds from the exemption in paragraph 9.7(g) of NI 55-104, ensuring that the exemption in paragraph 9.7(f)—which requires that securities of the reporting issuer do not form a material component of the investment fund's market value—becomes the relevant exemption for acquisitions or dispositions of investment fund securities by reporting insiders. Additionally, the amendment clarifies that paragraph 9.7(g) does not apply to certain structured products where the value or market price is derived from, referenced to, or based on an underlying security that includes a reporting issuer's security or a related financial instrument as a material component. The comment period closes on June 8, 2026. Submissions can be made through the CSA consultation portal at https://www.securities-administrators.ca/consultations/csa-notice-and-request-for-comment-proposed-amendment-to-national-instrument-55-104-insider-reporting-requirements-and-exemptions-relating-to-investment-funds-and-certain-structured-products/. All comments received will be published on the websites of the Alberta Securities Commission, Autorité des marchés financiers, and Ontario Securities Commission.

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Canadian Securities Administrators Publish Proposed Amendment to Insider Reporting Requirements

On April 9, 2026, the Canadian Securities Administrators (CSA) published proposed amendments to National Instrument 55-104 Insider Reporting Requirements and Exemptions (NI 55-104) for public comment. According to the CSA's press release , the proposal focuses on clarifying and narrowing the application of existing insider reporting exemptions under Part 9.7, specifically paragraphs 9.7(f) and 9.7(g), to better align their use with original policy intent. The key elements of the proposal include: Clarified Use of Paragraph 9.7(f): The CSA confirms that the exemption in paragraph 9.7(f) is intended for reporting insiders who acquire or dispose of securities of an investment fund that may hold securities of the insider’s reporting issuer, provided that the issuer securities do not form a material component of the fund’s market value. Exclusion from Paragraph 9.7(g) for Investment Funds: The Proposed Amendment would expressly exclude investment funds from relying on the exemption in paragraph 9.7(g), clarifying that this exemption was not designed for fund-related transactions and should not be used as an alternative to paragraph 9.7(f). Primary Reliance on 9.7(f) for Fund Transactions: As a result of the proposed changes, paragraph 9.7(f) would become the relevant exemption for reporting insiders engaging in acquisitions or dispositions of investment fund securities, reinforcing a single pathway for such transactions. Application to Structured Products: The CSA proposes to clarify that the exemption in paragraph 9.7(g) does not apply to certain structured products such as structured notes, ADRs, or CDRs, where the value or market price is derived from or materially linked to a security of the reporting issuer or a related financial instrument. The CSA is seeking public comment on the proposed amendments. The comment period closes on June 8, 2026.
3052639 gc Apr 09, 2026 prandeo Ukraine PlayCity Ukraine - Decisions gamblingcompliance
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Ukraine's Gaming Regulator Invalidates Prior Commission Decision on Odesa Realty Centre Premises Approval

On April 9, 2026, the State Agency for Control of the Sphere of Gambling and Lotteries (PlayCity Agency) issued Decision No. 114-Р invalidating a prior decision issued by the Commission for the Regulation of Gambling and Lotteries. The invalidated decision, issued on February 17, 2022 (Decision No. 93), had addressed an application by limited liability company Odesa Realty Centre regarding approval of premises for organising and conducting gambling activities at a gambling establishment. The original decision confirmed that the premises met the requirements established under Ukraine's Law on State Regulation of Activities Related to the Organisation and Conduct of Gambling. The PlayCity Agency's decision to invalidate the prior commission decision in part reflects administrative action within Ukraine's gambling regulatory framework. The invalidation affects the status of the premises approval previously granted to Odesa Realty Centre. This action demonstrates the regulator's authority to review and modify prior determinations concerning compliance with statutory requirements for gambling establishment premises. The decision is available on the PlayCity Agency website and has been published in accordance with Ukraine's regulatory transparency requirements. REFERENCES: State Agency for Control of the Sphere of Gambling and Lotteries (PlayCity Agency) Decision No. 114-Р (April 9, 2026)

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Ukrainian gambling regulator partially revokes premises approval granted to Odesa Realty Center LLC

On April 9, 2026, Ukraine’s State Agency PlayCity adopted Decision No. 114-R, recognising as partially invalid a 2022 decision granting Odesa Realty Center LLC approval confirming that its premises complied with legal requirements for organising and conducting gambling activities. The decision concerns a gambling venue located in Odesa, authorised for slot machine operations at the “Amsterdam” Hotel. The regulator determined that the premises do not comply with Article 38 of the Law of Ukraine “On State Regulation of Activities Concerning the Organisation and Conduct of Gambling”, as they are located within 500 metres of an educational institution. Specifically, the venue is situated approximately 480 metres from a gymnasium. As a result, the approval confirming the suitability of the premises has been declared invalid in part. The decision may be challenged before an administrative court within six months from the date it is communicated to the operator.
3052637 gc Apr 09, 2026 prandeo Ukraine PlayCity Ukraine - Decisions gamblingcompliance
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Ukraine's State Gaming and Lottery Control Agency Revokes Prior Commission Decision on Hotel Plus Premises Approval

On April 9, 2026, the State Agency for Control of the Sphere of Gambling and Lotteries (PlayCity Agency) in Ukraine issued Decision No. 116-Р, which revoked a prior decision issued by the Commission for the Regulation of Gambling and Lotteries. The revoked decision was Commission Decision No. 547, issued on November 14, 2024, which addressed an application submitted by limited liability company Hotel Plus (TOV "ГОТЕЛЬ ПЛЮС"). That application sought approval confirming that the company's premises met the requirements for organising and conducting gambling activities in a gaming establishment, as established under the Law of Ukraine "On State Regulation of Activities Related to the Organisation and Conduct of Gambling." The PlayCity Agency's decision to revoke the Commission's prior determination represents an administrative action affecting the regulatory status of Hotel Plus's gaming premises. The revocation was published on the agency's official website on April 9, 2026, with a downloadable PDF of the full decision made available to the public. This action falls within the regulatory framework governing gambling licensing and premises compliance in Ukraine, administered under the state control agency responsible for oversight of gambling and lottery activities. REFERENCES: State Agency for Control of the Sphere of Gambling and Lotteries (PlayCity Agency), Decision No. 116-Р (April 9, 2026), available at: https://playcity.gov.ua/

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Ukrainian gambling regulator partially revokes premises approval granted to Hotel Plus LLC

On April 9, 2026, Ukraine’s State Agency PlayCity published Decision No. 116-P, recognising as partially invalid a 2024 decision granting Hotel Plus LLC approval confirming that its premises complied with legal requirements for organising and conducting gambling activities. The decision concerns a gambling venue located in Odesa, authorised for slot machine operations. The regulator determined that the premises do not comply with Article 38 of the Law of Ukraine “On State Regulation of Activities Concerning the Organisation and Conduct of Gambling”, as they are located within 500 metres of an educational institution. Specifically, the venue is situated approximately 325 metres from a gymnasium. As a result, the approval confirming the suitability of the premises has been declared invalid in part. The decision may be challenged before an administrative court within six months from the date it is communicated to the operator.
3052642 gc Apr 09, 2026 prandeo Ukraine PlayCity Ukraine - Decisions gamblingcompliance
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Ukraine's State Gaming and Lottery Control Agency Voids Prior Gaming Premises Approval Decision

On April 9, 2026, Ukraine's State Agency for Control of the Sphere of Gambling and Lotteries (PlayCity) issued Decision No. 111-R, which partially voids a prior decision issued by the Commission for the Regulation of Gambling and Lotteries on June 29, 2021. The voided decision (No. 397 from June 29, 2021) concerned the review of an application submitted by limited liability company Bristol Krasnaya for a permit confirming that its gaming premises complied with requirements established under the Law of Ukraine "On State Regulation of Activities Related to the Organization and Conduct of Gambling." PlayCity's April 2026 decision renders this prior approval decision ineffective in part, indicating a change in the regulatory status or compliance determination regarding the gaming premises operated by Bristol Krasnaya. The decision reflects administrative action by Ukraine's gambling regulator concerning gaming premises licensing and compliance verification. The specific reasons for the partial voiding of the 2021 decision are not detailed in the available source material. This action may affect Bristol Krasnaya's ability to operate its gaming establishment or may require the company to seek updated compliance verification under current regulatory standards. **Reference:** State Agency for Control of the Sphere of Gambling and Lotteries (PlayCity), Decision No. 111-R (April 9, 2026)

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Ukrainian gambling regulator partially revokes premises approval granted to Bristol-Krasnaya LLC

On April 9, 2026, Ukraine’s State Agency PlayCity adopted Decision No. 111-P, recognising as partially invalid a 2021 decision granting Bristol-Krasnaya LLC approval confirming that its premises complied with legal requirements for organising and conducting gambling activities. The decision concerns a gambling venue located in Odesa, authorised for slot machine operations. The regulator determined that the premises do not comply with Article 38 of the Law of Ukraine “On State Regulation of Activities Concerning the Organisation and Conduct of Gambling”, as they are located within 500 metres of an educational institution. Specifically, the venue is situated approximately 244 metres from a lyceum. As a result, the approval confirming the suitability of the premises has been declared invalid in part. The decision may be challenged before an administrative court within six months from the date it is communicated to the operator.
3048958 gc Apr 09, 2026 prandeo Netherlands News - Dutch Gambling Authority gamblingcompliance
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Netherlands Gambling Authority Issues Anti-Money Laundering Directive to Unibet Operator

On an unspecified date, the Netherlands Gambling Authority (Kansspelautoriteit, KSA) issued a directive to Optdeck Service Limited, which operates gambling services in the Netherlands under the brand name Unibet, for breaching the Dutch Money Laundering and Terrorism Financing Prevention Act (Wet ter voorkoming van witwassen en financieren van terrorisme, Wwft). The KSA identified deficiencies in Unibet's customer due diligence procedures. Specifically, transaction monitoring and control measures do not adequately align with Unibet's stated anti-money laundering (AML) policy. The authority determined that Unibet must revise its financial threshold policies—the point at which players are assigned high AML risk status and trigger source of funds investigations—to ensure these thresholds function effectively in ongoing player and transaction monitoring. The KSA emphasised that gambling operators must monitor player behaviour and respond to unusual activity, including sudden large deposits and suspected match-fixing. The authority previously highlighted in its Wwft guidance the risks associated with high deposits, even when originating from a player's own bank account. During the investigation, Unibet cooperated with the KSA and proactively developed a remedial plan. Some breaches were resolved during the investigation process. The directive requires Unibet to cease the identified violations within a specified timeframe. The KSA will conduct a follow-up inspection after the compliance deadline to verify that all breaches have been remedied. REFERENCES: Kansspelautoriteit. "Kansspelautoriteit geeft Unibet Wwft-aanwijzing." Available at: https://www.kansspelautoriteit.nl/

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Dutch gambling authority issues AML/CFT directive to Unibet operator

On April 8, 2026, the Netherlands Gambling Authority (KSA) issued a directive to Optdeck Service Limited, operator of Unibet in the Netherlands, for violations of the Anti-Money Laundering and Counter-Terrorism Financing Act(AML). The directive identifies deficiencies in the operator’s customer due diligence processes, including shortcomings in transaction monitoring and the implementation of control measures. The KSA found that these measures were not effectively aligned with the operator’s internal AML policies in practice. The operator has been instructed to revise its AML framework, particularly in relation to financial thresholds used to identify high-risk players and trigger source-of-funds investigations, to ensure effective ongoing monitoring of player activity. The KSA reiterated that gambling operators are required to monitor player behaviour and take action in cases of unusual activity, such as large or atypical deposits. The regulator has previously highlighted such risks in its guidance under the  Anti-Money Laundering and Counter-Terrorism Financing Act.
3040714 pc Apr 09, 2026 pthandapani Taiwan Financial Supervisory Commission (FSC) - Securities Bureau - Press releases financial services
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Taiwan's Financial Supervisory Commission Expands High-Net-Worth Client Services for Securities Firms

On April 7, 2026, Taiwan's Financial Supervisory Commission (FSC) announced amendments to the Rules Governing Securities Firms' Entrustment Trading of Foreign Securities and the Matters to Note for Securities Firms Engaging in Wealth Management Business. The amendments aim to support Taiwan's development as an Asia-Pacific asset management centre by expanding high-net-worth client services offered by securities firms. The FSC has completed the regulatory announcement phase and will implement the amendments shortly. The modifications align with the FSC's March 3, 2026 amendments to the Regulations Governing Financial Products and Services Applicable to High-Net-Worth Customers for Banks. Key changes include relaxing eligibility requirements for securities firms applying to conduct high-net-worth client business by removing net worth restrictions and specific capital recruitment commitments. New requirements include stipulations that firms must have no accumulated losses and comply with relevant supervisory ratios under securities firm management rules, such as debt-to-equity ratios. The amendments also expand the sales targets for offshore structured products issued by securities firms' overseas subsidiaries to include professional investors and their legal entities or funds, beyond the existing high-net-worth customers, professional institutional investors, and high-net-worth investment entities. Additionally, securities firms may now provide foreign currency-denominated structured financial bonds issued by domestic banks to professional investors through trust arrangements for wealth management services. The FSC emphasised that while removing net worth restrictions from application requirements, it will continue assessing financial soundness, including net worth, during the application process and will implement tiered management of high-net-worth client business based on business development. These regulatory changes aim to enhance securities firms' competitiveness in high-end wealth management markets and expand investment and talent development opportunities.

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Taiwan's Financial Supervisory Commission Expands High-Net-Worth Client Services for Securities Firms

On April 7, 2026, Taiwan's Financial Supervisory Commission (FSC) announced amendments to the Rules Governing Securities Firms' Entrustment Trading of Foreign Securities and the Matters to Note for Securities Firms Engaging in Wealth Management Business. The amendments aim to support Taiwan's development as an Asia-Pacific asset management centre by expanding high-net-worth client services offered by securities firms. The FSC has completed the regulatory announcement phase and will implement the amendments shortly. The modifications align with the FSC's March 3, 2026 amendments to the Regulations Governing Financial Products and Services Applicable to High-Net-Worth Customers for Banks. Key changes include relaxing eligibility requirements for securities firms applying to conduct high-net-worth client business by removing net worth restrictions and specific capital recruitment commitments. New requirements include stipulations that firms must have no accumulated losses and comply with relevant supervisory ratios under securities firm management rules, such as debt-to-equity ratios. The amendments also expand the sales targets for offshore structured products issued by securities firms' overseas subsidiaries to include professional investors and their legal entities or funds, beyond the existing high-net-worth customers, professional institutional investors, and high-net-worth investment entities. Additionally, securities firms may now provide foreign currency-denominated structured financial bonds issued by domestic banks to professional investors through trust arrangements for wealth management services. The FSC emphasised that while removing net worth restrictions from application requirements, it will continue assessing financial soundness, including net worth, during the application process and will implement tiered management of high-net-worth client business based on business development. These regulatory changes aim to enhance securities firms' competitiveness in high-end wealth management markets and expand investment and talent development opportunities.
3046627 pc Apr 09, 2026 pthandapani Solomon Islands Central Bank of Solomon Islands - Press Releases horizon scanning
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Central Bank of Solomon Islands Undertakes Consultations on Unified QR Code Payment Standard

The Central Bank of Solomon Islands (CBSI), in partnership with Australia, has commenced nationwide consultations on developing a unified Quick Response (QR) code payment standard for Solomon Islands. The initiative aims to improve interoperability among digital payment providers and expand access to electronic payments, particularly for underserved and financially excluded communities. The proposed unified QR code standard follows recommendations by the National Financial Inclusion Taskforce's Digital Finance Working Group and supports the objectives of the National Financial Inclusion Strategy 3 (2021–2025). It aligns with CBSI's mandate under the Payment Systems Act 2022. The unified QR code is intended to support government payments, person-to-person transfers, and merchant payments, while aligning Solomon Islands' payment systems with global standards and enabling future cross-border payment opportunities. QR code payments are low-cost, easy-to-deploy digital payment solutions. A unified standard ensures QR code payment solutions offered by banks, mobile and e-money providers, and other financial service providers are interoperable, allowing customers to pay for goods and services to merchants using various QR code payment platforms without requiring multiple accounts. By reducing payment frictions and improving customer experience, the unified QR code standard is expected to increase digital payment uptake and strengthen financial inclusion, particularly among market vendors, rural farmers, fishermen, women and young entrepreneurs. The current assessment phase will evaluate both the technical feasibility and market usability of a unified QR code standard. The findings will inform next steps in development and potential implementation of the system. Further information is available from the CBSI on 21791 or info@cbsi.com.sb.

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Central Bank of Solomon Islands Undertakes Consultations on Unified QR Code Payment Standard

The Central Bank of Solomon Islands (CBSI), in partnership with Australia, has commenced nationwide consultations on developing a unified Quick Response (QR) code payment standard for Solomon Islands. The initiative aims to improve interoperability among digital payment providers and expand access to electronic payments, particularly for underserved and financially excluded communities. The proposed unified QR code standard follows recommendations by the National Financial Inclusion Taskforce's Digital Finance Working Group and supports the objectives of the National Financial Inclusion Strategy 3 (2021–2025). It aligns with CBSI's mandate under the Payment Systems Act 2022. The unified QR code is intended to support government payments, person-to-person transfers, and merchant payments, while aligning Solomon Islands' payment systems with global standards and enabling future cross-border payment opportunities. QR code payments are low-cost, easy-to-deploy digital payment solutions. A unified standard ensures QR code payment solutions offered by banks, mobile and e-money providers, and other financial service providers are interoperable, allowing customers to pay for goods and services to merchants using various QR code payment platforms without requiring multiple accounts. By reducing payment frictions and improving customer experience, the unified QR code standard is expected to increase digital payment uptake and strengthen financial inclusion, particularly among market vendors, rural farmers, fishermen, women and young entrepreneurs. The current assessment phase will evaluate both the technical feasibility and market usability of a unified QR code standard. The findings will inform next steps in development and potential implementation of the system. Further information is available from the CBSI on 21791 or info@cbsi.com.sb.
3047700 gc Apr 09, 2026 apintea Finland Official Gazette gamblingcompliance
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Finland's Ministry of Finance Opens Consultation on Gambling Supervision Authority Restructure

On April 7, 2026, Finland's Ministry of Finance (Valtiovarainministeriö) launched a public consultation on a proposed amendment to the Government Decree on the Permission and Supervision Authority (896/2025). The consultation seeks feedback on restructuring gambling supervision operations within the Permission and Supervision Authority (Lupa- ja valvontavirasto). As part of Finland's gambling system reform, gambling supervision responsibilities will transfer from the Police Board (Poliisihallitus) to the Permission and Supervision Authority on July 1, 2027. The proposed amendment establishes a dedicated Gambling Supervision unit (Rahapelivalvonta) within the authority to ensure effective regulatory operations. The new unit will manage gambling operator licensing, enforce compliance with gambling legislation and regulations, and oversee anti-money laundering and counter-terrorism financing requirements. Strategic direction for gambling supervision will remain under the Ministry of the Interior (Sisäministeriö). The proposed decree amendment is designed to take effect simultaneously with the transfer of gambling supervision functions on July 1, 2027. The consultation document includes the draft regulation and supporting memorandum, with a Swedish-language version added to the consultation portal on April 7, 2026. Stakeholders including the Permission and Supervision Authority, Police Board, Ministry of the Interior, and other interested parties are invited to submit comments. The consultation period closes on April 28, 2026. Responses must be submitted through the consultation portal (lausuntopalvelu.fi) after registering and logging in. All submitted comments will be published publicly on the portal. Further information is available from project manager Tuula Lybeck ([email protected], +358 29 5530595) or department head Tero Meltti ([email protected], +358 29 5530770). REFERENCES: Lausuntopalvelu.fi - Consultation Portal (Finnish Government)

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1980 chars · nid 50763

Finland's Ministry of Finance Opens Consultation on Gambling Supervision Authority Restructure

On April 7, 2026, Finland's Ministry of Finance (Valtiovarainministeriö) launched a public consultation on a proposed amendment to the Government Decree on the Permission and Supervision Authority (896/2025). The consultation seeks feedback on restructuring gambling supervision operations within the Permission and Supervision Authority (Lupa- ja valvontavirasto). As part of Finland's gambling system reform, gambling supervision responsibilities will transfer from the Police Board (Poliisihallitus) to the Permission and Supervision Authority on July 1, 2027. The proposed amendment establishes a dedicated Gambling Supervision unit (Rahapelivalvonta) within the authority to ensure effective regulatory operations. The new unit will manage gambling operator licensing, enforce compliance with gambling legislation and regulations, and oversee anti-money laundering and counter-terrorism financing requirements. Strategic direction for gambling supervision will remain under the Ministry of the Interior (Sisäministeriö). The proposed decree amendment is designed to take effect simultaneously with the transfer of gambling supervision functions on July 1, 2027. The consultation document includes the draft regulation and supporting memorandum, with a Swedish-language version added to the consultation portal on April 7, 2026. Stakeholders including the Permission and Supervision Authority, Police Board, Ministry of the Interior, and other interested parties are invited to submit comments. The consultation period closes on April 28, 2026. Responses must be submitted through the consultation portal (lausuntopalvelu.fi) after registering and logging in. All submitted comments will be published publicly on the portal. Further information is available from project manager Tuula Lybeck ([email protected], +358 29 5530595) or department head Tero Meltti ([email protected], +358 29 5530770). REFERENCES: Lausuntopalvelu.fi - Consultation Portal (Finnish Government)
3048220 pc Apr 09, 2026 tojuri Belgium Central Bank horizon scanning
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Belgium's National Bank Issues Circular on Digital Operational Resilience Act Information Registry Declaration

On April 2, 2026, the National Bank of Belgium (NBB) issued Circular NBB_2026_05 concerning the declaration of an information registry in the context of the Digital Operational Resilience Act (DORA) regulation. The circular applies to a broad range of financial institutions operating in Belgium, including credit institutions, investment firms, insurance and reinsurance undertakings, market infrastructures, securities account keepers, payment institutions, and electronic money institutions (EME). The circular addresses reporting and regulatory compliance requirements related to DORA implementation, which establishes a framework for managing operational resilience and digital risks across the European financial sector. DORA, which came into effect across the European Union, requires financial entities to maintain robust digital operational resilience capabilities, including measures to manage information and communication technology (ICT) risks. The information registry declaration requirement forms part of these compliance obligations, enabling the NBB to monitor and assess institutional readiness and adherence to the regulation's operational resilience standards. Financial institutions subject to NBB supervision should review the circular to understand their specific declaration obligations and ensure timely compliance with the information registry requirements. The circular is available in PDF format on the NBB website and provides detailed guidance on the implementation procedures and reporting mechanisms required under DORA. **Reference:** National Bank of Belgium, Circular NBB_2026_05: Declaration of the Information Registry in the Context of DORA Regulation (April 2, 2026)

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National Bank of Belgium Issues Circular on DORA Information Register Submission

On April 2, 2026, the National Bank of Belgium (NBB) issued Circular NBB_2026_05 on the Declaration of the information register under the Digital Operational Resilience Act (DORA). The circular is addressed to various financial institutions operating in Belgium, including credit institutions, investment firms, payment institutions, e-money institutions and crypto-asset service providers. The circular revises Circular NBB_2025_03, on the same topic in order to extend the scope to branches established in Belgium of credit institutions and stock brokerage firms subject to the law of a third country, implementing Article 28(3)(4) of DORA concerning the mandatory notification of the information register. Under Article 28, financial entities are required to maintain and update, at the entity level and at sub-consolidated levels, a register of information on all contractual agreements for the use of ICT services provided by third-party service providers. Through the circular, the NBB provides clarifications regarding the submission of the information registers: The NBB will receive these reports via its OneGate platform, and it has set up a website providing practical information on how to submit the report. The NBB will limit itself, as a general rule, to requesting the information register relating to the highest level of (sub-)consolidation over which it exercises supervision. The information reports submitted to the NBB must contain only information on financial entities within the meaning of Article 2(2) of the DORA Regulation that are subject to the NBB’s supervision (on an individual, sub-consolidated or consolidated basis). The NBB will transfer these information registers only to the European Supervisory Authorities if the financial entity does not have a higher level of consolidation in another member state of the European Union. This circular replaces Circular NBB_2025_03 on the reporting of the information register under DORA, and it shall apply with immediate effect.
3048998 pc Apr 09, 2026 adavies European Union European Banking Authority financial services
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European Banking Authority Publishes Known Data Point Model Issues List

On April 9, 2026, the European Banking Authority (EBA) announced that it will begin publishing on a regular basis a list of known issues related to the data point model (DPM) framework. The list includes information on available workarounds and indicative timelines for resolution. The initiative aims to improve transparency and support reporting institutions by providing a single reference point for recurring technical questions. The publication forms part of the EBA's broader simplification efforts to identify pragmatic ways to support the implementation of reporting requirements and reduce unnecessary operational burden, while preserving data quality and supervisory objectives. It complements existing communication channels, including validation rule releases, taxonomy updates and question-and-answer processes. As a first step, the EBA is publishing a list of known issues affecting Pillar 3 disclosures and resolution planning reporting, as these frameworks have generated a particularly high volume of queries from institutions and national competent authorities. For each issue, the published file provides a brief description, the affected artefacts, assessed severity, current status, any available workaround, and the expected release in which the issue is planned to be resolved. The list will be updated regularly and gradually extended to cover additional reporting and disclosures modules supported by the EBA DPM framework and XBRL taxonomy. Through this phased approach, the EBA aims to provide institutions with timely, clear and practical information, while maintaining the stability of the reporting frameworks. The initial list of known issues is available for download on the EBA website. **Reference:** European Banking Authority (2026). The EBA publishes list of known data point model issues to enhance transparency and support reporting institutions. Available at: https://www.eba.europa.eu/

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European Banking Authority Publishes Known Data Point Model Issues List

On April 9, 2026, the European Banking Authority (EBA) announced that it will begin publishing, on a regular basis, a list of known issues related to the data point model (DPM) framework. The list includes information on available workarounds and indicative timelines for resolution. The initiative aims to improve transparency and support reporting institutions by providing a single reference point for recurring technical questions. As a first step, the EBA is publishing a list of known issues affecting Pillar 3 disclosures and resolution planning reporting, as these frameworks have generated a particularly high volume of queries from institutions and national competent authorities.
3048998 gc Apr 09, 2026 adavies European Union European Banking Authority financial services
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European Banking Authority Publishes Known Data Point Model Issues List

On April 9, 2026, the European Banking Authority (EBA) announced that it will begin publishing on a regular basis a list of known issues related to the data point model (DPM) framework. The list includes information on available workarounds and indicative timelines for resolution. The initiative aims to improve transparency and support reporting institutions by providing a single reference point for recurring technical questions. The publication forms part of the EBA's broader simplification efforts to identify pragmatic ways to support the implementation of reporting requirements and reduce unnecessary operational burden, while preserving data quality and supervisory objectives. It complements existing communication channels, including validation rule releases, taxonomy updates and question-and-answer processes. As a first step, the EBA is publishing a list of known issues affecting Pillar 3 disclosures and resolution planning reporting, as these frameworks have generated a particularly high volume of queries from institutions and national competent authorities. For each issue, the published file provides a brief description, the affected artefacts, assessed severity, current status, any available workaround, and the expected release in which the issue is planned to be resolved. The list will be updated regularly and gradually extended to cover additional reporting and disclosures modules supported by the EBA DPM framework and XBRL taxonomy. Through this phased approach, the EBA aims to provide institutions with timely, clear and practical information, while maintaining the stability of the reporting frameworks. The initial list of known issues is available for download on the EBA website. **Reference:** European Banking Authority (2026). The EBA publishes list of known data point model issues to enhance transparency and support reporting institutions. Available at: https://www.eba.europa.eu/

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1930 chars · nid 50759

European Banking Authority Publishes Known Data Point Model Issues List

On April 9, 2026, the European Banking Authority (EBA) announced that it will begin publishing on a regular basis a list of known issues related to the data point model (DPM) framework. The list includes information on available workarounds and indicative timelines for resolution. The initiative aims to improve transparency and support reporting institutions by providing a single reference point for recurring technical questions. The publication forms part of the EBA's broader simplification efforts to identify pragmatic ways to support the implementation of reporting requirements and reduce unnecessary operational burden, while preserving data quality and supervisory objectives. It complements existing communication channels, including validation rule releases, taxonomy updates and question-and-answer processes. As a first step, the EBA is publishing a list of known issues affecting Pillar 3 disclosures and resolution planning reporting, as these frameworks have generated a particularly high volume of queries from institutions and national competent authorities. For each issue, the published file provides a brief description, the affected artefacts, assessed severity, current status, any available workaround, and the expected release in which the issue is planned to be resolved. The list will be updated regularly and gradually extended to cover additional reporting and disclosures modules supported by the EBA DPM framework and XBRL taxonomy. Through this phased approach, the EBA aims to provide institutions with timely, clear and practical information, while maintaining the stability of the reporting frameworks. The initial list of known issues is available for download on the EBA website. **Reference:** European Banking Authority (2026). The EBA publishes list of known data point model issues to enhance transparency and support reporting institutions. Available at: https://www.eba.europa.eu/
3049084 pc Apr 09, 2026 tojuri Switzerland Swiss Financial Market Supervisory Authority FINMA financial services
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Switzerland's Financial Market Supervisory Authority Publishes Guidance on Managing Digital Fraud Risks

On 9 April 2026, the Swiss Financial Market Supervisory Authority (FINMA) published guidance addressing digital fraud risks affecting banks and persons under Article 1b of the Banking Act. The guidance follows a survey conducted by FINMA at the end of 2025 among 19 banks across various supervisory categories, which identified significant gaps in operational risk management and anti-money laundering controls. FINMA's survey findings highlight that digital fraud has increased significantly since 2022, particularly during the COVID-19 pandemic as digital banking services expanded. Banks face dual exposure: clients become victims of digital fraud, and bank accounts are misused to launder fraud proceeds. The guidance establishes that banks and regulated persons must implement appropriate risk management frameworks to identify, limit and control digital fraud risks across all business activities. Key areas of focus include risks arising from establishing client relationships online and unauthorised account access. The guidance emphasises the importance of establishing robust systems of protection against fraud when implementing new digital technologies. It aims to raise awareness among regulated entities regarding digital fraud risks and support effective implementation of existing regulatory requirements. FINMA Guidance 02/2026 on Digital Fraud Risks for Banks and Persons under Article 1b of the Banking Act is available in German, French, Italian and English on FINMA's website.

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1945 chars · nid 91806

Swiss Financial Market Supervisory Authority Publishes Guidance on Managing Digital Fraud Risks

On April 9, 2026, the Swiss Financial Market Supervisory Authority (FINMA) published FINMA Guidance 02/2026 on digital fraud risks for banks and persons under Article 1b of the Banking Act. The guidance follows a FINMA survey conducted at the end of 2025 among 19 banks across various supervisory categories, which identified significant gaps in operational risk management and anti-money laundering controls. FINMA's survey findings highlight that digital fraud has increased significantly since 2022, particularly during the COVID-19 pandemic, as digital banking services expanded. Banks face dual exposure: clients become victims of digital fraud and bank accounts are misused to launder fraud proceeds. The guidance provides the findings and recommendations from FINMA’s digital banking survey, focusing on: Operational risk management in relation to digital fraud, including: Governance and risk management in relation to digital fraud risk. Identifying and responding to digital fraud trends. Controls and effectiveness reviews of fraud prevention measures. Governance and risk management in relation to digital fraud risk. Identifying and responding to digital fraud trends. Controls and effectiveness reviews of fraud prevention measures. Fraudulent use of accounts opened online. Money laundering prevention. The guidance establishes that banks and regulated persons must implement appropriate risk management frameworks to identify, limit and control digital fraud risks across all business activities. Key areas of focus include risks arising from establishing client relationships online and unauthorised account access. The guidance emphasises the importance of establishing robust systems of protection against fraud when implementing new digital technologies. It aims to raise awareness among regulated entities regarding digital fraud risks and support the effective implementation of existing regulatory requirements.
3044124 pc Apr 09, 2026 tojuri Denmark Financial Supervisory Authority financial services
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Denmark's Financial Supervisory Authority Discusses Geopolitical Credit Risks with Major Credit Institutions

On 8 April 2026, Finanstilsynet (Denmark's Financial Supervisory Authority) published sector guidance following discussions with Denmark's largest credit institutions regarding their management of geopolitical credit risks during late 2025 and 2026. Finanstilsynet identified geopolitical uncertainty as a structural and permanent feature of the global risk landscape, rather than a temporary disruption. The authority highlighted that credit institutions are increasingly focused on sectors and companies dependent on exports, global supply chains, and stable energy and commodity prices—particularly those with significant exposure to China, the United States, and the Middle East. The discussions noted that the United States' and Israel's attacks on Iran on 28 February 2026 caused disruptions to energy supplies and trade routes, resulting in elevated and volatile energy prices and freight rates, placing particular pressure on energy and transport-intensive businesses. Finanstilsynet observed that larger institutions have strengthened risk management through enhanced monitoring, regular scenario analysis, and stress testing, though data limitations persist regarding indirect customer exposures and supply chain dependencies. Smaller institutions rely more on qualitative assessments and customer dialogue. The authority emphasised that impairment models cannot fully capture the changed risk landscape, requiring significant management judgment in impairment assessments—particularly regarding the probability and duration of a prolonged Iran conflict despite the recent ceasefire, and its potential long-term effects on oil and gas infrastructure. Finanstilsynet noted that customers have generally demonstrated adaptability and caution, with many improving liquidity and diversifying production, suppliers, and export markets geographically. However, some businesses remain severely affected by geopolitical developments. The authority stressed that institutions must remain flexible and vigilant, maintaining robust customer dialogue and supplementing impairment models with management judgment to address complex, evolving geopolitical risks.

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1567 chars · nid 91805

Denmark's Financial Supervisory Authority Discusses Geopolitical Credit Risks with Major Credit Institutions

On April 8, 2026, the Financial Supervisory Authority (FSA) published sector guidance following discussions with Denmark's largest credit institutions regarding their management of geopolitical credit risks during late 2025 and 2026. The FSA identified geopolitical uncertainty as a structural and permanent feature of the global risk landscape, rather than a temporary disruption. The authority highlighted that credit institutions are increasingly focused on sectors and companies dependent on exports, global supply chains, and stable energy and commodity prices. The FSA observed that larger institutions have strengthened risk management through enhanced monitoring, regular scenario analysis and stress testing, although data limitations persist regarding indirect customer exposures and supply chain dependencies. Smaller institutions rely more on qualitative assessments and customer dialogue. The authority emphasised that impairment models cannot fully capture the changed risk landscape, requiring significant management judgement in impairment assessments. The FSA also noted that customers have generally demonstrated adaptability and caution, with many improving liquidity and diversifying production, suppliers and export markets geographically. However, some businesses remain severely affected by geopolitical developments. The authority stressed that institutions must remain flexible and vigilant, maintaining robust customer dialogue and supplementing impairment models with management judgement to address complex, evolving geopolitical risks.
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