meta_id 3040225

On April 7, 2026, Taiwan's Financial Supervisory Commission (FSC) issued an amendment to the Securities Broker Commissioned Trading of Foreign Securities Management Rules, modifying Articles 6-1 and 6-2. This follows a draft announcement made on February 12, 2026. The amendment represents the latest in a series of regulatory updates to the management rules governing how securities brokers handle foreign securities trading on behalf of clients. The FSC has progressively refined these regulations over several years, with previous amendments addressing Articles 14 and 23 in June 2025, Article 23 in May 2024, and broader provisions in September 2020. The current amendment specifically targets provisions related to commissioned trading procedures and client protections in foreign securities transactions. The modification also relates to updates to the Securities Broker Wealth Management Business Precautions, indicating a coordinated regulatory approach across multiple aspects of securities broker operations. These rules establish standards for securities brokers engaging in wealth management activities and foreign securities trading, ensuring compliance with Taiwan's securities market regulations. The amendment became effective on April 7, 2026. Securities brokers operating in Taiwan must ensure compliance with the updated provisions. The FSC continues to refine its regulatory framework to address evolving market conditions and protect investor interests in cross-border securities transactions. Further details on the specific amendments are available through Taiwan's Executive Yuan Gazette. **Reference:** Executive Yuan Gazette (行政院公報), Volume 32, Issue 60, April 7, 2026