Announcement: FMA imposes sanction on Raiffeisenlandesbank Burgenland und Revisionsverband eGen for breaches of the Prospectus Regulation - FMA Österreich
The update concerns enforcement of prospectus disclosure requirements for securities offerings, which falls squarely within the Fixed Income category as it regulates the issuance and disclosure of securities (bonds/debt instruments) under the Prospectus Regulation.
Mandatory inheritance: Fixed Income as the primary tag automatically triggers Investment Services as the secondary tag, reflecting the asset-management and investor-protection dimension of prospectus regulation.
Specialism
The FMA imposed an explicit EUR 20,000 monetary fine on a named financial institution for identified regulatory breaches of prospectus disclosure requirements.
Mandatory inheritance: Financial Penalty is a child of Enforcement, so Enforcement must be raised as the secondary tag.
2026-06-19 08:21:59·msolomon@vixio.com
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TITLE: Austria's Financial Market Authority Imposes Fine on Raiffeisenlandesbank Burgenland for Prospectus Regulation Breaches
BODY:
On June 16, 2026, Austria's Financial Market Authority (FMA) imposed a fine of EUR 20,000 on Raiffeisenlandesbank Burgenland und Revisionsverband eGen for breaches of the Prospectus Regulation (EU) 2017/1129.
The FMA concluded proceedings in an accelerated manner pursuant to Article 22, paragraph 2b of the Financial Market Authority Act (FMABG). Raiffeisenlandesbank Burgenland und Revisionsverband eGen contravened Article 22(3) of the Prospectus Regulation by making publicity available in a folder that did not match the information contained in the prospectus. Additionally, the institution failed to comply with Article 22(2) of the Prospectus Regulation by not advising in its publicity that a prospectus had been published. These provisions serve critical investor protection purposes and address information asymmetries between investors and issuers by ensuring proper disclosure of material information.
The penal order is final and not subject to further appeal. This enforcement action underscores the FMA's commitment to ensuring compliance with prospectus disclosure requirements among financial institutions operating in Austria.
Announcement: FMA imposes sanction on Raiffeisenlandesbank Burgenland und Revisionsverband eGen for breaches of the Prospectus Regulation - FMA Österreich Jump to main content Jump to main navigation Jump to main navigation Jump to search form Jump to search form Jump to footer FMA - Financial Market Authority Austria - Start page Enter search term ... Submit search Whistleblower -System En De Enter search term ... Submit search You are here: Announcement: FMA imposes sanction on Raiffeisenlandesbank Burgenland und Revisionsverband eGen for breaches of the Prospectus Regulation Release Date: 16. June 2026 | Categories: Sanction The Austrian Financial Market Authority (FMA) has imposed a fine of EUR 20,000 on Raiffeisenlandesbank Burgenland und Revisionsverband eGen. The proceedings were concluded in an accelerated manner pursuant to Article 22 para. 2b of the Financial Market Authority Act (FMABG; Finanzmarktaufsichtsbehördengesetz). On the one hand, Raiffeisenlandesbank Burgenland und Revisionsverband eGen made publicity available in a folder that did not match the information contained in the prospectus, thereby contravening Article 22 (3) of Regulation (EU) 2017/1129 (“The Prospectus Regulation”). Furthermore, Raiffeisenlandesbank Burgenland und Revisionsverband eGen also failed, in contravention of Article 22 (2) of the Prospectus Regulation, to advice in publicity that a prospectus had been published. These provisions under prospectus law serve investor protection purposes, and are of key importance for the disclosure of information, as they address asymmetries of information that exist between investors and issuers. The penal order is final. Previous news entry: « FMA Warnings for investors now also published on Watchlist Internet Next news entry: Back to the list