Edward D. Jones & Co., L. P. is a securities firm subject to enforcement action for securities regulation violations, indicating it provides investment services including securities brokerage and advisory activities.
The consent order does not specify the exact product mix (equities, fixed income, or other asset classes), so the parent Investment Services tag is more appropriate than a specific child category; however, confidence is moderate due to limited product detail in the enforcement notice.
Specialism
The consent order explicitly imposes a $100,000 fine plus administrative costs and restitution totalling $459,797.49 against a named securities firm for identified regulatory violations.
Mandatory inheritance: Financial Penalty is a child of Enforcement, so Enforcement must be raised as the secondary tag.
2026-05-07 15:36:38·pdonofrio@vixio.com
Meta Id
3130154
Content ID
3138636
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On May 5, 2026, the Washington State Department of Financial Institutions Securities Division issued a Consent Order against Edward D. Jones & Co., L. P. File order S-25-3996-25-CO01
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TITLE: Washington Department of Financial Institutions Division of Securities Issues Consent Order Against Edward D. Jones & Co., L. P.
BODY:
On May 5, 2026, the Washington State Department of Financial Institutions Division of Securities entered a Consent Order (S-25-3996-25-CO01) against Edward D. Jones & Co., L. P., a securities firm operating in Washington state.
The consent order imposes financial penalties and remedies totalling $459,797.49 against the firm. This comprises a fine of $100,000, administrative costs of $25,000, and restitution of $334,797.49 to affected parties. The order references violations of RCW 21.20.110 and WAC 460-20C-150, which govern securities regulation and conduct standards in Washington state.
The consent order became effective on May 5, 2026. Firms and market participants subject to Washington securities regulation should review the full order details to understand the specific violations and compliance expectations. The order file is available through the Washington State Department of Financial Institutions Division of Securities website for further reference.
REFERENCES:
Washington State Department of Financial Institutions Division of Securities. Consent Order S-25-3996-25-CO01. Available at: [Order file link]
Edward D. Jones & Co., L. P - Consent Order Skip to main content Edward D. Jones & Co., L. P – Consent Order – S-25-3996-25-CO01 Case summary On May 5, 2026 , the Washington State Department of Financial Institutions Division of Securities entered a Consent Order (S-25-3996-25-CO01) against Edward D. Jones & Co., L. P . Order details Order File: S-25-3996-25-CO01 Laws & Rules: RCW 21.20.110, WAC 460-20C-150 Penalties/Remedies: Fine: $100,000 Admin Costs: $25,000 Restitution: $334,797.49 Order file View order file Sign Up for Email Updates Subscribe to get the latest press releases and industry updates from the Washington State Department of Financial Institutions. Email Address Submit