Ontario Securities Commission issues 2026 Risk Assessment Questionnaire | OSC

https://www.osc.ca/en/news-events/news/ontario-securities-commission-issues-2026-risk-assessment-questionnaire

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2026-05-07 14:25:06 · ataylor@vixio.com

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TORONTO – The Ontario Securities Commission (OSC) today issued the 2026 Risk Assessment Questionnaire (RAQ). The OSC uses a risk-based approach to oversee its registrants and inform its examination planning activities. Information collected through the RAQ supports those functions and evidence-based decision-making.

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TITLE: Ontario Securities Commission Issues 2026 Risk Assessment Questionnaire BODY: On May 6, 2026, the Ontario Securities Commission (OSC) issued the 2026 Risk Assessment Questionnaire (RAQ) to support its risk-based oversight approach and examination planning activities. The RAQ collects information that enables the OSC to make evidence-based regulatory decisions regarding its registrants. All registrants who were active as of December 31, 2025 must complete and submit the RAQ through the OSC's Electronic Filing Portal by June 17, 2026. The OSC is providing support resources to assist registrants, including a Frequently Asked Questions document, a User Guide, a PDF version of the RAQ for reference, and a list of OSC contacts available to provide assistance. An outreach webinar is scheduled for May 14, 2026 to help registrants complete the questionnaire. Registrants who did not receive the RAQ should contact the OSC immediately at [email protected]. The RAQ submission deadline is June 17, 2026. Registrants are encouraged to attend the outreach webinar on May 14, 2026 for guidance on completing the questionnaire. REFERENCES: Ontario Securities Commission. "Ontario Securities Commission issues 2026 Risk Assessment Questionnaire." May 6, 2026. https://www.osc.ca

Ontario Securities Commission issues 2026 Risk Assessment Questionnaire | OSC Skip to content Search Ontario Securities Commission issues 2026 Risk Assessment Questionnaire OSC May 6, 2026 For Immediate Release TORONTO – The Ontario Securities Commission (OSC) today issued the 2026 Risk Assessment Questionnaire (RAQ) . The OSC uses a risk-based approach to oversee its registrants and inform its examination planning activities. Information collected through the RAQ supports those functions and evidence-based decision-making. Registrants must complete the RAQ by June 17, 2026. The questionnaire is to be completed and submitted through the OSC’s Electronic Filing Portal, and access to this is provided in the email sent to registrants on May 6, 2026. The OSC is also providing additional resources to support registrants completing the RAQ: Frequently Asked Questions and User Guide, PDF version of the RAQ for reference, List of OSC contacts to provide assistance, information on the outreach webinar for registrants on completing the RAQ. Any registrants who were active as of December 31, 2025 that did not receive the RAQ should contact [email protected] as soon as possible. Registrants are also encouraged to attend the outreach webinar taking place on May 14, 2026. The mandate of the OSC is to provide protection to investors from unfair, improper or fraudulent practices, to foster fair, efficient and competitive capital markets and confidence in the capital markets, to foster capital formation, and to contribute to the stability of the financial system and the reduction of systemic risk. Investors are urged to check the registration of any persons or company offering an investment opportunity and to review the OSC investor materials available at https://www.osc.ca . – 30 – For Media Inquiries: Curtis Lindsay [email protected] For Investor and Industry Inquiries: 1-877-785-1555 (Toll Free) [email protected] Follow us on X Follow us on LinkedIn Follow us on Bluesky Français

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