TITLE: Finland's Financial Supervisory Authority Imposes €70,000 Penalty on Familiam Asset Management for Reporting Failures BODY: On March 25, 2026, the Financial Supervisory Authority (FCA) of Finland imposed a combined administrative penalty of €70,000 on Familiam Asset Management Oy for failures in trade reporting and regular supervisory reporting obligations. Familiam Asset Management Oy failed to report 2,867 transactions to the FCA within the required timeframe between September 8, 2021, and August 31, 2023—a period spanning nearly two years. Additionally, the company failed to submit quarterly supervisory data in accordance with the FINREP and IF reporting frameworks for three reference dates in 2024. The delays in submitting supervisory data ranged from approximately four days to two weeks. Trade reporting is essential to the FCA's market abuse supervision and maintaining public confidence in securities markets. Timely submission of regular supervisory data is critical to the FCA's statutory supervisory functions. The FCA determined the penalty amount through a comprehensive assessment considering the nature, scope, and duration of the breaches. The company's cooperation with the FCA in clarifying the matter was treated as a mitigating factor in reducing the penalty amount. The FCA's decision is not final. Familiam Asset Management Oy has the right to appeal the decision to the Helsinki Administrative Court within 30 days of receiving notification of the decision. Information regarding the enforceability of the decision is available on the FCA's online services portal. **Reference:** Financial Supervisory Authority (FCA) press release, March 25, 2026

Familiam Asset Management Oy:lle 70 000 euron yhteinen seuraamusmaksu raportointien laiminlyönneistä - 2026 - www.finanssivalvonta.fi

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